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Results from: TheCorporateCounsel.net
  1. Amendments to Rules Requiring Internet Availability of Proxy... Published: 2025-02-03 14:13:42
    other than the issuer relies on the notice-only option. ... asked to make a voting decision and the process followed ... If so, how are issuers exercising their discretion over full ...
  2. Transparency Act After National Small Business United By Jonathan... Published: 2024-03-28 10:41:46
    ... those who do, in fact, exercise such power in the ... list of "important decisions," including any ... call, straddle, or other option or privilege of buying or ...
  3. Legal Update -- SEC Adopts Climate Change Disclosure Rules Applicable... Published: 2024-03-12 10:05:48
    ... important to their investments and voting decisions." ... approach and a delayed option, and exempting smaller ... risks, if the board exercises such oversight.  The ...
  4. ANNOTATED MODEL DIRECTORS AND OFFICERS QUESTIONNAIRE CONFIDENTIAL Published: 2012-03-28 09:33:00
    ... note the grants below: QUESTION 16. Option Exercises and Stock Vesting (Officers Only) (a) ... you make such a disclaimer is, of course, entirely a matter of your own decision. ...
  5. CONFIDENTIAL [INSERT COMPANY NAME] DIRECTORS AND OFFICERS QUESTIONNAIR... Published: 2016-09-14 12:36:05
    ... QUESTION 16. Option Exercises and Stock Vesting (Officers Only) (a) Please describe in the ... you make such a disclaimer is, of course, entirely a matter of your own decision. ...
  6. CONFIDENTIAL Published: 2016-09-14 12:35:54
    ... 1 to Item 402(f)(2). 15 QUESTION 16. Option Exercises and Stock Vesting (Officers Only) (a) ... you make such a disclaimer is, of course, entirely a matter of your own decision. ...
  7. untitled Published: 2007-08-07 11:47:53
    ... at the issuer's option are fungible if the ... time as the invest- ment decision for the convertible or ... and an effective exercise premium of at least 10 percent. ...
  8. Microsoft Word - NGEDOCS-#1252435-v22-FINAL__MAJORITY_VOTE_SURVEY... Published: 2007-11-30 14:44:33
    ... increased to permit the exercise of the voting rights of ... Ballots will not give stockholders the option to "withhold" ... disclose and explain its decision on the corporation's web ...
  9. Navigating the Business Landscape After Silicon Valley Bank and... Published: 2023-03-20 16:21:02
    ... restructure the loan, or exercise its statutory right as ... agreement and discuss options Please view Nelson ... decides to leave or a decision is made to let an ...
  10. This newsletter is intended as an information source for the... Published: 2016-07-27 13:21:27
    ... dispositive motion options, and the procedures and ... the president from exercising legitimate oversight ... question the impartiality of those making the decisions. ...
  11. Microsoft Word - 16-Jul-08SEC.doc Published: 2008-07-16 12:40:21
    and participants of the Options Regulatory Surveillance ... orderly markets, the SEC exercised its emergency powers to ... and no legal or business decision should be based solely on ...
  12. Listing Made Simple: Using Rule 12g3-2(b) to List International... Published: 2009-09-14 15:17:38
    ... were material to an investment decision or were made public or distributed ... The rule notes that the exemption will apply to compensatory stock options that may be exercised to ...
  13. New Revenue Recognition Rules Published: 2016-03-18 13:31:26
    ... awards/points is to consider the likelihood that the option will be exercised or "cashed in." ... Based on the latest decisions by the Boards, the new guidance will require ...
  14. Layout 1 Published: 2006-11-03 14:46:15
    ... of its authority and how it is to exercise that authority. ... to make the most important decisions facing an enterprise. ... in the case of options and convertible securities). ...
  15. New York Washington, D.C. Los Angeles Palo Alto... Published: 2010-08-16 13:44:23
    It included an optional standard form known as the ... for transfer of property, exercise of voting rights and ... to make health care decisions or decisions involving ...
  16. Proxy Voting Guidelines Published: 2025-04-15 10:43:48
    to such clients when exercising its voting authority ... risks, we may make the decision to maintain an investment ... re-prices underwater options for stock, cash or other ...
  17. Danier Overturned Published: 2005-12-22 20:06:29
    ... example of the exercise of business judgment". ... long as the opinions and decisions of senior management and ... to change your mailing options or to unsubscribe, please ...
  18. 2024 Climate Disclosure Report Published: 2024-12-04 08:40:31
    ... is not an apt tool for questioning and forcing a change to that decision-making exercise. ... using fossil fuels or introducing entirely new options, such as advanced biofuels. ...
  19. Insider trading policies: A survey of recent filings | White... Published: 2025-10-14 09:26:29
    ... transactions addressed? 15 16 17 Net exercises of options: 54% of companies surveyed explicitly ... (e.g., special committee) 4 8% Decision by combination of the CEO, CFO and ...
  20. W&C Standard Template Published: 2018-12-06 15:15:39
    ... Unlike options or other derivative securities (for which ... time before exercise or conversion), RSUs settle without the recipient making an investment decision, meaning that ...
  21. SBA Paycheck Protection Program FAQs Published: 2020-04-15 12:46:41
    ... For purposes of determining control and affiliation, options... effective as if exercised or consummated, as the ... Decisions of SBA's Office of Hearings and Appeals (OHA) ...
  22. 06-856 LaRue v. DeWolff, Boberg & Associates, Inc. (2/20/08) Published: 2008-02-21 11:15:28
    ... concurring in the judgment. In the decision below, the Fourth Circuit concluded ... of the plan terms, specifically those governing investment options and how to exercise them. ...
  23. CONTENTS ENSURING A SMOOTH Published: 2018-01-12 16:01:50
    ... payment terms of the debt security if the call option is not exercised on the earliest call date. ... are not public business entities. * Decision-making fees - Indirect interests ...
  24. Microsoft Word - NYDOCS02-#853980-v3-Stabilization_Act.DOC Published: 2008-10-06 15:39:52
    ... under state law, with decisions entrusted to a corporation's board of directors. ... as well as gains realized upon exercise of stock options and stock appreciation rights with an ...
  25. 34-46421 Final Rule Published: 2025-01-19 12:04:48
    ... calculated in connection with stock options, exercises and the sale of the underlying stock. ... where it is clear that the information was not a factor in the decision to trade. ...
  26. 1 © 2020 Morrison & Foerster LLP... Published: 2025-07-29 18:55:58
    ... (like collars), and the exercise of options and the subsequent sale of the shares received. ... To allow individuals to make decisions in connection with major corporate ...
  27. 33-11253-fact-sheet Published: 2025-07-29 19:05:51
    ... convertible into or exercisable for equity securities * Rights and options to acquire equity security ... allowing better-informed decision-making by investors and ...
  28. Microsoft Word - 2277881_15.DOC Published: 2010-09-24 17:05:43
    ... it is granted or exercised, or at some other time? Should it matter whether the number of options awarded is fixed by ... incentive pay decisions should not be obscured by ...
  29. Microsoft Word - 1919768_2.DOC Published: 2008-07-10 16:58:59
    ... is probable; delaying a decision that a range of loss can ... is recognized, 6 and the option to state that a reasonable estimate cannot be made is exercised with such frequency that ...
  30. As used in this document, "Deloitte" means Deloitte & Touche... Published: 2010-06-03 21:42:46
    ... party to be able to exercise kickout rights, or ... over the significant decision making would be ... This rule contains an optional phase-in for four quarters of ...
  31. SEC Comment Letter „ Including Industry Insights Published: 2015-10-29 17:40:00
    ... of [Company A], a decision was made to sell [Facility ... the impact of common stock equivalents if stock options, [stock appreciation rights,] and warrants were exercised. ...
  32. What audit committees should prioritize in 2023 (pdf) Published: 2023-05-24 19:21:41
    on building long-term optionality, resilience and value. 1 ... scenarios, including exercising more rigor in developing ... better information for decision-making. * Leveraging ...
  33. The Debrief Published: 2023-03-21 15:55:22
    ... Person does not exercise control and cannot ... agreements, put or call options, or other coordination ... "UK High Court Issues Key Decision Considering UK Sanctions ...
  34. untitled Published: 2007-09-30 14:33:44
    ... year that related to stock option backdating-most of which ... the Supreme Court's decisions in Tellabs and Charter ... standards encourages the exercise of accounting judgment, ...
  35. 2022-2023 YEAR-END TOOL KIT Published: 2023-01-04 10:11:31
    ... results of company's decision on say-on-frequency vote, ... of voting standards and options for director elections and ... If the right of revocation before the proxy is exercised is ...
  36. MEMORANDUM Published: 2023-03-01 17:16:58
    for an annual shareholder meeting is an important exercise. ... exchange listing standards, is mandatory, not optional. ... with the SEC the Board's decision regarding the action to ...
  37. WGII Impacts, Adaptation and Vulnerability Published: 2022-04-10 16:00:00
    ... and participates in decision-making; and recognition ... uses newer projections based on the CMIP6 exercise. ... Soft adaptation limit-Options may exist but are currently ...
  38. United States Summary Proxy Voting Guidelines 2016 Benchmark... Published: 2022-01-05 10:17:27
    ... Vote for the proposal when there is a pattern of abuse by executives exercising options or ... Management and the board should be afforded the flexibility to make decisions on ...
  39. Client Alert Published: 2009-09-09 11:53:06
    ... Consequently, the Boucher decision should not extend ... have economic control or exercise control over the nature ... A third option for corporate agents is to terminate their ...
  40. The Latham FPI Guide: Accessing the US Capital Markets From Outside... Published: 2023-09-12 09:18:35
    ... Obviously, these decisions have timing and cost implications. * Do you have ... If there is a signifcant diference between the exercise price of those options and the expected IPO ...
  41. Layout 1 Published: 2023-04-24 18:49:49
    ... plans should include options for climate-friendly investing. ... One suggests AT&T's decision not to renew its contract with ... rights to bear arms and/or exercise free speech. ...
  42. 2024 U.S. Proxy and Annual Report... Published: 2023-10-05 15:09:29
    ... or director has made the decision to adopt or terminate the ... concerning the company's option grant policies and ... the award; * The exercise price of the award; * The ...
  43. 12/23/21, 10:47 AM Proposed SEC ... Published: 2021-12-23 10:47:30
    ... grants of spring-loaded options and similar equity awards ... not permit the person to exercise any subsequent in uence ... making the investment decision on behalf of the company ...
  44. © 2023 Pillsbury Winthrop Shaw ... Published: 2023-06-21 10:49:50
    ... directly or indirectly, exercises substantial control over ... to make important decisions on behalf of the ... along with directly held options and warrants. ● Certain ...
  45. Here We Go Again … Transitioning to the New Leases Standard Published: 2016-03-04 12:18:50
    ... For example, when the lessee elects to exercise or not exercise an option contrary to the ... versus buy decision-making processes, and internal controls and SOX compliance. ...
  46. April 2014 Published: 2014-04-11 14:56:45
    efforts as a compliance exercise; at the same time, ... After the lower-level court upheld the rule, the decision ... Regardless of the option chosen, the company needs to follow ...
  47. ATTORNEY ADVERTISING Published: 2021-12-17 10:13:56
    ... determination, or decision of, or substantial ... each individual deemed to exercise substantial control over ... convertible interests, options, and debt instruments in ...
  48. Other Responsibilities Published: 2016-07-14 16:01:00
    ... the transaction, stock option grants, break-up and ... the board's ability to exercise its fiduciary duties; O Avoid making any decisions that would favor one bidder ...
  49. 2023 Proxy Season Quick Reference Guide Published: 2023-01-29 17:42:45
    ... picture of the company's specific circumstances and related decisions. ... "underwater," (i.e., where the exercise or strike price of the option is greater than the current ...
  50. Matters To Consider for Matters To Consider for the 2023 Annual... Published: 2022-12-10 15:20:56
    ... and voluntary surrender of underwater options); - excessive or extraordinary ... in compensation committees' decisions to exercise discretion or refrain from applying ...
Total results found: 4,093
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