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Results from: TheCorporateCounsel.net
  1. Heads Up Published: 2016-12-12 19:49:13
    ... Deloitte's November 16, 2016, Financial Reporting Alert for more information about this topic. Grant Date and Clawback Provisions Mr. May discussed observations related to clawback ...
  2. Copyright © 2010 Fried, Frank, Harris, Shriver & Jacobson... Published: 2010-01-13 21:29:03
    ... RMG also notes that factors such as clawback provisions and stock ownership/holding guidelines could mitigate the impact of factors that could otherwise promote "excessive" ...
  3. Gibson Dunn: 2019 Year-End Securities Enforcement Update Published: 2020-01-15 14:29:19
    ... interest from one of the sales executives and an officer-and-director bar and clawback of incentive-related compensation from the CEO. In September, the SEC filed a ...
  4. Gibson Dunn: 2020 Year-End Securities Enforcement Update Published: 2021-01-19 19:46:53
    ... to reimburse the company $2.1 million in stock profits he received during the period when the accounting errors occurred under the Sarbanes-Oxley Act's clawback provision. ...
  5. By Anne L. Bruno and Megan N. Gates Published: 2019-01-29 17:38:15
    ... compensation program if the company fails to abide by such a commitment. * Clawbacks. ... Glass Lewis believes that the terms of clawbacks should, at minimum, provide for ...
  6. Microsoft Word - FIRM_DM-#12622880-v1-TARP_Article_Ed_O_Callaghan... Published: 2009-07-15 12:02:14
    ... Secretary, if a private company, that the institution: 1. Has sought recovery, or clawback, of any bonus, retention award, or incentive compensation payment to an SEO and any ...
  7. Business Law Update - Fall 2019 Published: 2019-11-18 15:08:05
    ... With regard to the remaining Dodd-Frank rule-making, the SEC's clawback and pay-for-performance rules are currently still in their proposed form. Although most companies already ...
  8. The 2021 Ethics, Culture, and Compliance Forum Report AC T I Published: 2021-12-03 10:23:21
    ... Adding penalties for failures in compliance, safety, or related areas to pay plans signals to executives that the board is committed. "Clawback provisions in executive compensation ...
  9. TheCorporateCounsel.net's D&O Biographical/Director Qualifications... Published: 2024-07-30 09:24:16
    ... the blackout. - Subject to Clawback Policies-Exchange Act Rule 10D and securities exchange require companies to adopt and implement a clawback policy to recoup erroneously ...
  10. Microsoft Word - Global Finance Alert.DOC Published: 2010-06-03 21:45:48
    ... Clawback-Requires issuers to develop and adopt policies permitting the clawback of incentive compensation paid on the basis of past (three years) inaccurate financial statements ...
  11. Microsoft Word - 8Jul09FCRG.DOC Published: 2009-07-08 14:03:52
    ... Clawback of incentive compensation. Pursuant to ARRA, TARP recipients must adopt a policy ... compensated employees are subject to clawback if the payment was based on materially ...
  12. Layout 1 Published: 2009-11-18 17:42:12
    ... Clawback. The Bill would require clawback of incentive-based compensation from certain executives in the event of an accounting restatement due to material noncompliance with ...
  13. Measuring Stakeholder Capitalism Towards Common Metrics and Published: 2020-09-22 16:59:53
    ... payments - Termination payments - Clawbacks - Retirement benefits, including the ... payments - Termination payments - Clawbacks - Retirement benefits, including the ...
  14. Corporate Governance Published: 2015-09-29 15:20:51
    ... Governance Executive-Compensation Clawback Change-of-Control/Government Service ... Benefits 25 23 2 Executive-Compensation Clawbacks 12 12 0 Other 10 10 0 Social Policy 133 ...
  15. Microsoft Word - 091218_Top_10_Topics_for_Directors_in_2010.DOC Published: 2009-12-21 21:30:12
    ... will consider include "vigorous" clawback provisions and "robust" stock ownership/... independence and (4) policies requiring clawback of incentive-based compensation for ...
  16. 2022 PROXY SEASON PREVIEW By Shirley Westcott April 2022 Overview Published: 2022-04-19 15:54:13
    ... submissions on special meeting rights and reviving severance pay and clawback resolutions. ... including pay- versus-performance and clawback rules which were originally proposed in ...
  17. To Our Clients and Friends: Published: 2014-01-17 17:32:48
    ... companies to: (1) adopt and disclose "clawback" policies; (2) provide disclosure about ... have acted voluntarily to adopt clawback policies and policies that restrict ...
  18. Microsoft Word - 12041827_1.DOCX Published: 2010-05-25 13:07:18
    ... There are no comparable provisions in the House Bill.  Clawback of "Erroneously ... and implement a policy providing for the clawback of "erroneously awarded" incentive-based ...
  19. The Dodd-Frank Act Commentar Published: 2010-07-14 15:23:49
    ... Clawback of Executive Compensation. Through a corporate governance reform, the Act seeks to impose a regime of no-fault clawback of executive compensation in the event of a ...
  20. FINANCIAL INSTITUTIONS DEVELOPMENTS: Significant Activity in... Published: 2016-10-04 15:58:00
    ... unprecedented, substantial compensation clawbacks from CEO John Stumpf and former head of ... relating to compensation deferrals, forfeitures, downward adjustments and clawbacks. ...
  21. Client Alert Capital Markets White & Case LLP Published: 2011-01-11 12:51:27
    ... Capital Markets 7 White & Case Clawback Policies. The SEC is required to issue rules ... under the securities laws; and (2) clawback of incentive-based compensation from ...
  22. W&C Standard Template Published: 2018-12-06 15:15:39
    ... Compensation Clawbacks 96 In 2015, the SEC proposed rules that would require any company ... also specifies disclosure requirements relating to clawback policies and actual clawbacks. ...
  23. Webcast Published: 2025-01-19 12:04:54
    ... about half of the coupon, which is better than what you'd see in an equity clawback. Equity clawback is typically 100% of the coupons. So, that was one of the new provisions. ...
  24. clearygottlieb.com Published: 2023-01-23 17:18:20
    ... listing exchanges to adopt clawback standards that go into effect no later than November 28, 2023 (one year after the SEC published the final clawback rule in the Federal ...
  25. U.S. Equity Compensation Plans Frequently Asked Questions Published: 2021-12-30 10:29:47
    ... to specific performance conditions is a best practice. › A clawback policy that includes equity grants - clawback policies are seen as potentially mitigating excessive ...
  26. U.S. Equity Compensation Plans Frequently Asked Questions Published: 2021-12-30 10:26:31
    ... to specific performance conditions is a best practice. › A clawback policy that includes equity grants - clawback policies potentially mitigate excessive risk- taking that ...
  27. SEC Enforcement in Financial Reporting and Disclosures„2015... Published: 2016-02-23 13:54:54
    ... SEC Proposed Rules: Dodd-Frank Clawback Rules. On July 1, 2015, the SEC issued proposed rules to implement the man- datory recovery of erroneously awarded compensation (or clawback...
  28. U.S. Equity Compensation Plans Frequently Asked Questions Published: 2025-04-01 15:04:07
    ... practice, particularly for large cap, mature companies. › A clawback policy that includes equity grants - clawback policies are seen as potentially mitigating excessive ...
  29. Emergency Economic Published: 2008-10-06 11:10:23
    ... institution; » provide for the clawback of bonus or incentive compensation paid ... With respect to the clawback standard, existing provisions adopted under the ...
  30. Consultation Draft Toward Common Metrics Published: 2020-08-24 14:55:33
    ... payments - Termination payments - Clawbacks - Retirement benefits, including the ... payments - Termination payments - Clawbacks - Retirement benefits, including the ...
  31. Agenda for Private Sector Reform Omnibus... Published: 2009-06-16 15:15:13
    ... of "clawbacks with teeth," which allow them to recover performance payments based on artificial results, fraudulent or otherwise. How- ever, effective clawbacks should be ...
  32. This advisory is published by Alston... Published: 2011-01-12 00:53:57
    ... to develop, disclose and implement a clawback policy for incentive-based compensation ... Dodd-Frank did not implement a rulemaking deadline for clawback policy rules, but the SEC ...
  33. Season: Key Issues and Considerations Published: 2025-01-10 09:19:26
    ... Notably, in the first proxy season after bakerlaw.com 18 companies were mandated to adopt and disclose clawback policies, the number of clawback-related proposals tripled, ...
  34. Microsoft Word - LDN-ViewPoints-succession planning.doc Published: 2010-01-20 13:09:45
    ... Another member agreed: "Even if you have clawbacks and every other long-term-oriented ... for the compensation committee, clawbacks for unearned The lead director's ...
  35. Debevoise In Depth Published: 2025-01-06 13:41:40
    ... Directors' contracts or other director remuneration agreements must include malus and clawback provisions. * Provision 38. Required annual report on malus and clawback provisions. ...
  36. SAN_FRANCISCO-#2959534-v2-Combined_Proxy_Season_Field_Guide_Final... Published: 2011-02-22 12:40:21
    ... such as through policies requiring clawbacks or imposing holding periods;  The ... Clawback Policies - Clawback policies (and similar provisions in executive compensation ...
  37. Webcast Published: 2025-01-19 12:04:53
    ... We had a lot of negative issues, including a restatement and a clawback, to deal with. We ... no one can have any questions about whether we have holding periods, clawbacks or whatnot. ...
  38. 2012 PROXY SEASON REVIEW: SHAREHOLDER RESOLUTIONS By Shirley... Published: 2012-09-23 12:56:00
    ... hedging, and clawback policies are unlikely to take effect for the 2013 proxy season. ... 2 31.3% 2 33.4% SERPs 2 30.8% 3 29.8% Clawbacks 2 18.2% 3 26.2% Retention ratio 29 24.2% ...
  39. TABLE OF CONTENTS Introduction Published: 2022-11-04 13:36:06
    ... y 91% mention they have a clawback policy Due to the newly adopted SEC rules regarding clawback policies, disclosure on that topic will most certainly expand in the next two years. ...
  40. From Our CEO Published: 2022-07-11 13:49:34
    ... clawback and cancellation features In 2021, an average of 68% of total compensation was variable for material risk-takers, of which 42% was subject to cancellation or clawback ...
  41. Microsoft PowerPoint - Annual Corporate Directors Survey 2010... Published: 2014-04-30 20:41:46
    ... Review the independence of the compensation consultant 1077 2.60 Include clawbacks in ... Total 1077 100.0% Include clawbacks in executive compensation packages very important 233 ...
  42. Microsoft PowerPoint - Annual Corporate Directors Survey 2010... Published: 2010-11-12 13:45:05
    ... Review the independence of the compensation consultant 1077 2.60 Include clawbacks in ... Total 1077 100.0% Include clawbacks in executive compensation packages very important 233 ...
  43. Fraud Schemes: Insights from SEC Enforcement Actions Published: 2021-01-12 11:57:23
    ... under the clawback provision of the Sarbanes-Oxley Act and to pay a $750,000 penalty. ... fines, Sarbanes-Oxley Act Section 304 clawback, undertakings, cooperation, and related ...
  44. TheCorporateCounsel.net's Related Party Transactions Disclosure Published: 2024-08-06 12:28:36
    ... Clawback Compensation Disclosed in Item 402(w) Instruction 5.a.iii. to Item 404(a) ... In October 2022, the SEC adopted final clawback rules implementing Section 954 of the ...
  45. Attorney Advertising CORPORATE Published: 2014-04-07 13:21:26
    ... to the CEO (and the CFO) is subject to "clawback" in the event of an accounting ... SEC rulemaking, the Dodd-Frank Act imposes even more stringent clawback obligations. ...
  46. Performance Pay and Private Equity Published: 2013-02-05 16:13:28
    ... executives' golden parachutes (12), and clawback of incentive compensation (2). 39 38 ... executives' golden parachutes (11), and clawback of incentive compensation (0). See id. ...
  47. 8739_Benner_2010_GRMS_v2.indd Published: 2011-02-17 19:10:02
    ... clawback provisions in the event of misconduct or the overstatement of earnings. 82% 66% 64% 57% 52% 46% 31% 29% 26% 0% 20% 40% 60% 80% 100% The use of clawback ...
  48. 2016 AICPA National Conference on Current SEC and PCAOB Developments Published: 2016-12-20 18:19:33
    ... to discretion of the compensation committee or the board (e.g., clawback provisions). Mr. ... The CHOICE Act also would limit compensation clawbacks due to restatements to executives ...
  49. Overview of the Trends from the 2020 Proxy Season (6.25.2020... Published: 2020-06-29 15:28:31
    ... to compensation metrics, misconduct clawback disclosure, and board opioid risk ... Adjustments to compensation metrics  Clawback disclosure IOPA's shareholder proposals ...
  50. Governance Review Parts I & II Published: 2020-11-18 18:07:27
    ... Eli Lilly and Company Compensation - Clawback Policy Trinity Health 35.0% 64.7% 0.3% ... Stericycle Inc. Compensation - Clawback Policy International Brotherhood of Teamsters ...
Total results found: 1,829
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