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Results from: TheCorporateCounsel.net
  1. 53014-nps.qxp Published: 2013-06-28 19:29:40
    ... Wren and Weisenburger were in compliance. Compensation Forfeiture/Clawback Policy. Our Board has adopted an Executive Compensation Clawback Policy covering compensation paid with ...
  2. VOTING NEWS PROXY MONTHLY IF IT'S NOT BROKEN... Published: 2020-01-09 14:38:14
    ... of Directors S a a a a a Report on Gender Pay Gap S X X X X X Adopt Compensation Clawback Policy S a a a X a Alphabet Smith & Wesson parent fails Say- on-Pay Shareholders have ...
  3. DocName Published: 2009-12-09 14:50:33
    ... * Require disclosures on and regulating the independence of compensation committee advisers * Expand clawbacks of executive incentive payments in the event of restatements. ...
  4. Debevoise In Depth Published: 2024-12-20 09:39:24
    ... and-if appropriate-climate disclosures and the compensation committee's role in administering clawback policies and overseeing human capital and talent management more broadly. ...
  5. United States Preliminary 2015 U.S. Postseason Review Report... Published: 2015-08-04 16:22:00
    ... The SEC's most controversial proposal implementing Dodd-Frank's tough ("if you didn't earn it you must return it") clawback language will not take effect in time for the 2016 ...
  6. WHITE PAPER Published: 2019-08-01 12:41:03
    ... and officer-and-director bars against all three defendants. 61 It also sought clawback bonuses and other incentive-related compensation paid to the former CFO while the ...
  7. Enabling Growth and Progress Our Code Published: 2025-02-03 15:39:46
    ... They may also be reported to regulators and can result in civil or criminal penalties, cancellation or clawback of deferred awards, disqualification from serving in certain ...
  8. This Published: 2016-01-28 15:14:18
    ... There are indications that these rules may require that institutions employ clawbacks in ... and increasingly use such tools as multiple incentives, clawbacks, and payment in stock. ...
  9. IN THE UNITED STATES DISTRICT COURT FOR THE WESTERN DISTRICT... Published: 2025-04-04 10:57:07
    ... In 2015, ISS stated that NGS did not disclose a compensation clawback policy. But such a provision plainly appears in the CEO's earlier-disclosed employment agreement. And similar ...
  10. Layout 1 Published: 2007-03-13 10:02:41
    ... specify conditions for the recovery (clawback) of incentive or equity awards based ... Clawback Policies: General Policy: TIAA-CREF will vote on a case-by-case basis with ...
  11. G25798_D-I004 Published: 2013-05-20 14:26:00
    ... utilizing caps on potential payments, clawback provisions, retention provisions, ... Awards payable to any individual are capped. Clawback Provision. The Performance Incentive ...
  12. 2018 year-end issues for audit committees to consider Published: 2018-11-13 14:45:19
    ... It does not address other executive compensation matters (e.g., clawback, pay vs. performance), although those are included on the SEC's long-term agenda. Boards should also be ...
  13. Introduction Published: 2018-10-17 20:36:21
    ... COMPENSATION PROGRAM 65% include a "what we do / don't do" table 88% mention they have a clawback policy Elements of the compensation program can be complex and scattered ...
  14. Heads Up Published: 2016-12-12 19:49:13
    ... Deloitte's November 16, 2016, Financial Reporting Alert for more information about this topic. Grant Date and Clawback Provisions Mr. May discussed observations related to clawback ...
  15. Copyright © 2010 Fried, Frank, Harris, Shriver & Jacobson... Published: 2010-01-13 21:29:03
    ... RMG also notes that factors such as clawback provisions and stock ownership/holding guidelines could mitigate the impact of factors that could otherwise promote "excessive" ...
  16. Gibson Dunn: 2019 Year-End Securities Enforcement Update Published: 2020-01-15 14:29:19
    ... interest from one of the sales executives and an officer-and-director bar and clawback of incentive-related compensation from the CEO. In September, the SEC filed a ...
  17. Gibson Dunn: 2020 Year-End Securities Enforcement Update Published: 2021-01-19 19:46:53
    ... to reimburse the company $2.1 million in stock profits he received during the period when the accounting errors occurred under the Sarbanes-Oxley Act's clawback provision. ...
  18. Microsoft Word - FIRM_DM-#12622880-v1-TARP_Article_Ed_O_Callaghan... Published: 2009-07-15 12:02:14
    ... Secretary, if a private company, that the institution: 1. Has sought recovery, or clawback, of any bonus, retention award, or incentive compensation payment to an SEO and any ...
  19. Revenue from contracts with customers - real estate industry... Published: 2014-09-12 14:12:56
    ... carried interest) that are subject to clawback on a cumulative basis based on the ... Generally, these contracts do not provide for any clawback of prior fees if property ...
  20. Business Law Update - Fall 2019 Published: 2019-11-18 15:08:05
    ... With regard to the remaining Dodd-Frank rule-making, the SEC's clawback and pay-for-performance rules are currently still in their proposed form. Although most companies already ...
  21. The 2021 Ethics, Culture, and Compliance Forum Report AC T I Published: 2021-12-03 10:23:21
    ... Adding penalties for failures in compliance, safety, or related areas to pay plans signals to executives that the board is committed. "Clawback provisions in executive compensation ...
  22. TheCorporateCounsel.net's D&O Biographical/Director Qualifications... Published: 2024-07-30 09:24:16
    ... the blackout. - Subject to Clawback Policies-Exchange Act Rule 10D and securities exchange require companies to adopt and implement a clawback policy to recoup erroneously ...
  23. Microsoft Word - Global Finance Alert.DOC Published: 2010-06-03 21:45:48
    ... Clawback-Requires issuers to develop and adopt policies permitting the clawback of incentive compensation paid on the basis of past (three years) inaccurate financial statements ...
  24. Microsoft Word - 8Jul09FCRG.DOC Published: 2009-07-08 14:03:52
    ... Clawback of incentive compensation. Pursuant to ARRA, TARP recipients must adopt a policy ... compensated employees are subject to clawback if the payment was based on materially ...
  25. Layout 1 Published: 2009-11-18 17:42:12
    ... Clawback. The Bill would require clawback of incentive-based compensation from certain executives in the event of an accounting restatement due to material noncompliance with ...
  26. Measuring Stakeholder Capitalism Towards Common Metrics and Published: 2020-09-22 16:59:53
    ... payments - Termination payments - Clawbacks - Retirement benefits, including the ... payments - Termination payments - Clawbacks - Retirement benefits, including the ...
  27. Corporate Governance Published: 2015-09-29 15:20:51
    ... Governance Executive-Compensation Clawback Change-of-Control/Government Service ... Benefits 25 23 2 Executive-Compensation Clawbacks 12 12 0 Other 10 10 0 Social Policy 133 ...
  28. Microsoft Word - 091218_Top_10_Topics_for_Directors_in_2010.DOC Published: 2009-12-21 21:30:12
    ... will consider include "vigorous" clawback provisions and "robust" stock ownership/... independence and (4) policies requiring clawback of incentive-based compensation for ...
  29. 2022 PROXY SEASON PREVIEW By Shirley Westcott April 2022 Overview Published: 2022-04-19 15:54:13
    ... submissions on special meeting rights and reviving severance pay and clawback resolutions. ... including pay- versus-performance and clawback rules which were originally proposed in ...
  30. To Our Clients and Friends: Published: 2014-01-17 17:32:48
    ... companies to: (1) adopt and disclose "clawback" policies; (2) provide disclosure about ... have acted voluntarily to adopt clawback policies and policies that restrict ...
  31. By Anne L. Bruno and Megan N. Gates Published: 2019-01-29 17:38:15
    ... compensation program if the company fails to abide by such a commitment. * Clawbacks. ... Glass Lewis believes that the terms of clawbacks should, at minimum, provide for ...
  32. The Dodd-Frank Act Commentar Published: 2010-07-14 15:23:49
    ... Clawback of Executive Compensation. Through a corporate governance reform, the Act seeks to impose a regime of no-fault clawback of executive compensation in the event of a ...
  33. FINANCIAL INSTITUTIONS DEVELOPMENTS: Significant Activity in... Published: 2016-10-04 15:58:00
    ... unprecedented, substantial compensation clawbacks from CEO John Stumpf and former head of ... relating to compensation deferrals, forfeitures, downward adjustments and clawbacks. ...
  34. Client Alert Capital Markets White & Case LLP Published: 2011-01-11 12:51:27
    ... Capital Markets 7 White & Case Clawback Policies. The SEC is required to issue rules ... under the securities laws; and (2) clawback of incentive-based compensation from ...
  35. W&C Standard Template Published: 2018-12-06 15:15:39
    ... Compensation Clawbacks 96 In 2015, the SEC proposed rules that would require any company ... also specifies disclosure requirements relating to clawback policies and actual clawbacks. ...
  36. Webcast - "Capital Raising in Turbulent Times" Published: 2025-06-24 15:04:11
    ... about half of the coupon, which is better than what you'd see in an equity clawback. Equity clawback is typically 100% of the coupons. So, that was one of the new provisions. ...
  37. Emergency Economic Published: 2008-10-06 11:10:23
    ... institution; » provide for the clawback of bonus or incentive compensation paid ... With respect to the clawback standard, existing provisions adopted under the ...
  38. clearygottlieb.com Published: 2023-01-23 17:18:20
    ... listing exchanges to adopt clawback standards that go into effect no later than November 28, 2023 (one year after the SEC published the final clawback rule in the Federal ...
  39. U.S. Equity Compensation Plans Frequently Asked Questions Published: 2021-12-30 10:26:31
    ... to specific performance conditions is a best practice. › A clawback policy that includes equity grants - clawback policies potentially mitigate excessive risk- taking that ...
  40. SEC Enforcement in Financial Reporting and Disclosures„2015... Published: 2016-02-23 13:54:54
    ... SEC Proposed Rules: Dodd-Frank Clawback Rules. On July 1, 2015, the SEC issued proposed rules to implement the man- datory recovery of erroneously awarded compensation (or clawback...
  41. U.S. Equity Compensation Plans Frequently Asked Questions Published: 2025-04-01 15:04:07
    ... practice, particularly for large cap, mature companies. › A clawback policy that includes equity grants - clawback policies are seen as potentially mitigating excessive ...
  42. Consultation Draft Toward Common Metrics Published: 2020-08-24 14:55:33
    ... payments - Termination payments - Clawbacks - Retirement benefits, including the ... payments - Termination payments - Clawbacks - Retirement benefits, including the ...
  43. Agenda for Private Sector Reform Omnibus... Published: 2009-06-16 15:15:13
    ... of "clawbacks with teeth," which allow them to recover performance payments based on artificial results, fraudulent or otherwise. How- ever, effective clawbacks should be ...
  44. This advisory is published by Alston... Published: 2011-01-12 00:53:57
    ... to develop, disclose and implement a clawback policy for incentive-based compensation ... Dodd-Frank did not implement a rulemaking deadline for clawback policy rules, but the SEC ...
  45. Season: Key Issues and Considerations Published: 2025-01-10 09:19:26
    ... Notably, in the first proxy season after bakerlaw.com 18 companies were mandated to adopt and disclose clawback policies, the number of clawback-related proposals tripled, ...
  46. Microsoft Word - LDN-ViewPoints-succession planning.doc Published: 2010-01-20 13:09:45
    ... Another member agreed: "Even if you have clawbacks and every other long-term-oriented ... for the compensation committee, clawbacks for unearned The lead director's ...
  47. Debevoise In Depth Published: 2025-01-06 13:41:40
    ... Directors' contracts or other director remuneration agreements must include malus and clawback provisions. * Provision 38. Required annual report on malus and clawback provisions. ...
  48. SAN_FRANCISCO-#2959534-v2-Combined_Proxy_Season_Field_Guide_Final... Published: 2011-02-22 12:40:21
    ... such as through policies requiring clawbacks or imposing holding periods;  The ... Clawback Policies - Clawback policies (and similar provisions in executive compensation ...
  49. Microsoft Word - 12041827_1.DOCX Published: 2010-05-25 13:07:18
    ... There are no comparable provisions in the House Bill.  Clawback of "Erroneously ... and implement a policy providing for the clawback of "erroneously awarded" incentive-based ...
  50. Webcast - "Proxy Drafting: Mid-Cap & Smaller Company Perspective... Published: 2025-06-24 15:03:57
    ... We had a lot of negative issues, including a restatement and a clawback, to deal with. We ... no one can have any questions about whether we have holding periods, clawbacks or whatnot. ...
Total results found: 1,842
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