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Results from: TheCorporateCounsel.net
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Microsoft Word - 115 adopted full report.doc Published: 2005-11-11 10:38:36... the office (2) exercise discretion to accept or ... and discussing options available to affected ... policy, or administrative decision (2) make binding ...
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Microsoft Word - 80s303!.DOC Published: 2004-04-14 16:01:30... and relatively generous option packages, the value of ... These factors, while relevant to a decision to go public, ... its stock, employees who exercise such options will no ...
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Nominating and Corporate Governance Committee Guide (2014) Published: 2014-08-26 14:58:16... committee in light of the options backdating and other ... Another powerful influence on the operations and decisions ... permit the appropriate exercise of judgment and ...
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WilmerHale 2019 Venture Capital Report Published: 2019-06-19 18:21:33... beginning after the date on which the option is exercised or the RSU is settled) is effective ... the ability of the investor to influence the decisions of the competing companies. ...
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http://www.whitecase.com/publications/Detail.aspx?publication... Published: 2008-03-25 12:58:38... caused by participants' exercise of control over assets in ... of the Fourth Circuit's decision but raised a question as ... monitoring of investment options that are chosen as ...
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Marblegate Asset Mgmt., LLC v. Educ. Mgmt. Fin. Corp. Published: 2017-01-18 18:23:09... Noteholders. 13 The second option would arise only if one or ... Sale would first exercise their preexisting rights ... And in light of the District Court's 14 decision, EDMC and ...
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Microsoft Word - China report REV2 ENG.doc Published: 2011-03-05 11:52:36... restricted shares, stock options, implementation procedures ... Committee, the IOSCO's decision-making body, for the ... according to law, and exercises the right to examine, ...
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Decarbonization Advisory Panel Report Published: 2019-04-17 15:16:37willingness to explore options of managing climate change ... certain assets, but that decision will be an outcome of a ... soon is likely to Require it in the Exercise of that Duty. ...
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WHY AND HOW INVESTORS SHOULD ACT ON HUMAN RIGHTS Published: 2022-02-07 13:30:40... can exercise, and build, leverage through all of the actions in the table above - through their investment decisions, ... Options to influence an investee while invested vary across ...
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Layout 1 Published: 2019-11-22 15:27:13... it is a director's job to exercise risk-related oversight. ... on these issues prior to making business decisions. ... systematically, the only option a company will have is a ...
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IN THE SUPREME COURT OF THE STATE OF DELAWARE Published: 2011-11-17 19:16:00... bank to seek debt financing options in order to redeem the ... firm for is jeopardized, (c) exercise its affirmative duty to avoid decisions that trigger insolvency, (d) ...
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Stewardship Code 1..12 Published: 2010-07-06 12:20:02the exercise of responsibility to end-investors. ... companies or preclude a decision to sell a holding, where ... Specifically, the ''explain'' option means that overseas ...
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Microsoft Word - Second Round Dec 06 06 mailout and SSRN.doc Published: 2007-01-31 10:22:29... Then firms generally delegate the decision of whether to trade within 10b5-1 to the ... disclosure timing to lower employee option grant exercise prices. 23 The SEC explicitly states ...
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TO: (the "Company" Published: 2009-01-03 18:55:35... Board of Directors: The Board has the principal decision-making authority ... The option typically has an exercise period of up to 30 days after the date of the final prospectus. ...
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Advocacy Activities Regulatory Submissions and Speaking Engagements Published: 2018-08-09 21:59:02... All voting decisions are exercised exclusively in accordance with our in-house guidelines or ... with other investors on the proposed options outlined in the UK government's Green ...
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THE DIGITAL AGE THE DEFINITIVE CYBERSECURITY GUIDE FOR DIRECTORS... Published: 2015-10-21 21:24:00... One option to ensure roles and responsibilities are clearly ... For example, a director may fail to exercise due care if he or she makes a decision to discontinue funding an ...
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PRIVILEGED ATTORNEY WORK PRODUCT M E M O R A N D U M Published: 2013-04-06 15:10:44... public offering; and iv) seller is making an informed decision regarding the sale. ... so long as the option is exercised without the payment of cash or any other consideration. ...
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Focusing Corporations on Long-Term Performance Published: 2007-07-02 13:27:57... Our goal is to change the framework in which directors' decisions are made to give ... Executives also can be required to hold shares acquired through the exercise of an option. For ...
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Microsoft Word - SFS_paper_Final_Heitor.docx Published: 2019-01-16 16:48:12... long-term performance is also affected by subsequent decisions and other factors. ... accelerating firms do not replenish exercised options, a long-term change occurs in ...
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SHAREHOLDER PRIMACY AND THE NEW POLITICAL ECONOMY: THE END OF... Published: 2009-10-30 20:59:20... earlier in history had been exercised by shareholder-owners. ... allocation of risk bearing and decision making functions. ... The second type would give the shareholders the option to ...
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Inside Track with Broc: Seth Aronson on Recent Developments under... Published: 2025-01-19 12:03:41... in connection with options to purchase stock that met ... decisions with respect to voting their securities, responding to a tender or exchange offer, or exercising ...
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IN THE UNITED STATES COURT OF APPEALS FOR THE DISTRICT OF COLUMBIA... Published: 2011-01-20 19:36:50... effective means to freely exercise their franchise rights as ... do not have the option to opt out of other ... simplify shareholders' decision-making and reduce ...
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Microsoft Word - Egan MtD 1.2.doc Published: 2011-05-09 18:12:00... be fraudulent if it did not affect an investment decision of the plaintiff."). ... involuntary termination, he could exercise his Stock Options at the average strike price, or ...
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Microsoft PowerPoint - FINAL - Emergence of ESG Transparency... Published: 2021-04-21 14:21:06services in the EU * "exercise of due diligence requires ... part of financial decision making 12 Three key areas ... fund or other product - Optional disclosure of ESG ...
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Inside back cover Published: 2012-09-07 14:13:00... is an element in their decision-making process and (B) at ... (2) any option, warrant, convertible security, stock appreciation right, or similar right with an exercise or ...
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DocName Published: 2009-12-09 14:50:33all NYSE member firms to exercise discretionary voting ... of "why" compensation decisions are made, not just a ... fair value of stock and option awards made during the ...
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Microsoft PowerPoint - Cleary Gottlieb - The Conference Board... Published: 2020-08-03 20:27:48... reversing a Court of Chancery decision, found that even if an equity plan ... directors pursuant to the exercise of stock options or grant of restricted stock or RSUs ...
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Microsoft Word - 1597068_2_alert memo re_ KMPG decision_.DOC Published: 2006-07-03 12:42:31... over which the court would exercise ancillary jurisdiction. ... The court's decision has several significant implications. ... The Thompson Memorandum constricted the options open to ...
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8946637 Risk Angles - May Published: 2014-05-30 01:12:59What structures can assist the board in exercising risk ... although that is often an option worth considering. ... plans, and major decisions, such as mergers, ...
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Special Report Published: 2010-03-02 19:45:59Before making any decision or taking any action that may affect your business, you ... exercise prices of your options exercisable at period end as required by ...
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House Committee on Financial Services Published: 2024-10-17 15:41:46... Plan Investments and Exercising Shareholder Rights." ... from making investment decisions that reflect ... Page 10 of 37 company report on its retirement plan options ...
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2017 Year-End Update on Corporate Non-Prosecution Agreements... Published: 2018-01-05 14:49:05... only expanded the available options for corporate resolutions, and ... power to second-guess DOJ's exercise of discretion in making charging decisions.[47] The Second Circuit ...
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http://www.gibsondunn.com/Publications/Pages/2009Year-EndGerman Published: 2010-01-21 11:41:10... Additionally, the VorstAG extends the waiting period for exercising stock options under new stock ... process and use Employee data for decisions regarding the establishment, ...
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Sarbanes-Oxley Requires.indd Published: 2003-07-10 20:38:26... adds another weight to the scales of decision. 4 For additional information about ... benefts, such as accelerated option exercises or bonus payments, could possibly be at risk. ...
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Microsoft Word - 583119_1.DOC Published: 2003-07-10 21:32:18... The court stated flatly: "[T]he advancement decision is essentially simply a decision ... Cashless option exercise. (1) Cashless option exercise should not be viewed as a personal loan ...
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The Effects of the Sarbanes-Oxley Act of 2002 on Private Com... Published: 2003-07-10 22:25:00... of his or her current investment decisions in light of the inability to direct ... practices such as cashless exercises of stock options and split dollar life insurance policies. ...
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file:///C:/Program%20Files%20(x86)/neevia.com/docConverterPro... Published: 2023-03-28 13:30:17... tools which can only be exercised once certain conditions ... vehicle; * the bail-in option; and * (in the UK) ... The decision also provided clarity as to the extent to which ...
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1/28/22, 11:15 AM US Tech Companies ... Published: 2022-01-28 11:16:11In another recent notable decision, the Austrian DPA ... Rather, the CNIL stated that the options should be equally ... As part of this exercise, organisations should refer to the ...
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Microsoft Word - FCPA Guide 2012 _draft_ v8.doc Published: 2013-06-26 20:05:14... (i.e., stock, stock options), in the FCPA context, ... or influence any act or decision of such government or ... given in order to influence the exercise of that discretion. ...
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Key Patent Law Decisions of 2014 Published: 2017-10-13 07:16:03... determination in fact of decisions taken in general ... for the following three options of control: (i) direct or ... or (iii) the exercise, through any other means, ...
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45172NYO_Defining Issues 09-15.indd Published: 2009-03-26 20:37:36... fnancial consequences of a lessee's decision to extend or terminate the lease ... most likely that only one extension option would be exercised, the measurement of the lease ...
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Connecting the Dots: a proactive approach to cybersecurity approach... Published: 2015-05-08 14:55:34... of existing framework options available (which are ... how boards can exercise their oversight responsibilities. ... attack. * Better decisions in the field of ...
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Issues & Trends Published: 2011-06-01 17:37:5231, 2011. * The SEC's decision is not necessarily a ... period, and (3) an option for U.S. issuers to apply ... in which the SEC exercises its authority to amend or ...
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Defining Issues Published: 2010-08-18 12:46:13... by the FASB's recent tentative decision to issue a proposed Accounting ... optionality comes from a purchase option (even if exercise of the option is more likely than ...
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Friends and Family: Keeping Loved Ones Safe from Insider Trading... Published: 2014-12-08 17:18:23... director's 50,000 Chattem options being automatically exercised as part of the anticipated tender offer. ... File No. 3-15659 (Dec. 20, 2013). 14 Id., Initial Decision (Sept. 22, 2014) ...
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Final US Outbound Investment Rules to Be Effective January 2... Published: 2024-11-12 11:33:36... participate in the decisions of a non-US person, and (ii) exercises that authority to direct, ... in the form of equity or stock options in a covered foreign person, or ...
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Amendments to Rules Requiring Internet Availability of Proxy... Published: 2025-02-03 14:13:42other than the issuer relies on the notice-only option. ... asked to make a voting decision and the process followed ... If so, how are issuers exercising their discretion over full ...
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Transparency Act After National Small Business United By Jonathan... Published: 2024-03-28 10:41:46... those who do, in fact, exercise such power in the ... list of "important decisions," including any ... call, straddle, or other option or privilege of buying or ...
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Legal Update -- SEC Adopts Climate Change Disclosure Rules Applicable... Published: 2024-03-12 10:05:48... important to their investments and voting decisions." ... approach and a delayed option, and exempting smaller ... risks, if the board exercises such oversight. The ...
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ANNOTATED MODEL DIRECTORS AND OFFICERS QUESTIONNAIRE CONFIDENTIAL Published: 2012-03-28 09:33:00... note the grants below: QUESTION 16. Option Exercises and Stock Vesting (Officers Only) (a) ... you make such a disclaimer is, of course, entirely a matter of your own decision. ...