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Results from: TheCorporateCounsel.net
  1. © 2024 Pillsbury Winthrop Shaw ... Published: 2024-12-11 10:37:45
    ... in the Federal Register until October 30, 2024, which would render it subject to clawback under the CRA; and ● Finalized on November 18, 2024, the EPA 's rule to facilitate ...
  2. 2010 US IPO watch - Analysis and trends Published: 2011-03-14 13:46:15
    ... Compensation clawbacks Dodd-Frank also requires public companies to adopt a clawback policy. If a company restates its financial state- ments (regardless of whether or not ...
  3. MARY K Published: 2008-10-08 11:20:22
    ... Such standards include limitations on incentives for senior executive officers that encourage excessive risk taking, clawbacks on any bonus or incentive compensation based on ...
  4. Financial Regulatory Reform Update: The Volcker Rule Continues... Published: 2010-10-21 14:50:15
    ... There also is a "clawback" or limitation on permitted activities in cases where a transaction or a class of transactions would involve a material conflict of interest between a ...
  5. SIDLEY UPDATE Implications of Silicon Valley Bank Closure Published: 2023-03-12 16:32:46
    ... Creditors that received money prior to the appointment of the receiver should be mindful of potential clawback actions for those creditors that received preferential treatment ...
  6. http://www.manatt.com/prints/printNewsletter.aspx?id=8386 Published: 2008-10-06 15:21:12
    ... that are based on risky behavior, (ii) allowing clawback when pay is based on materially false information, and (iii) prohibiting golden parachutes for senior executives. ...
  7. Akin Gump Strauss Hauer & Feld LLP | Publications | SEC Adopt... Published: 2009-12-22 14:27:57
    ... in both the short term and the long term, such as through policies requiring clawbacks or imposing holding periods the company's policies regarding adjustments to its ...
  8. Microsoft Word - 22Dec09ERISA.doc Published: 2009-12-23 18:15:29
    ... in both the short term and the long term, such as through policies requiring clawbacks or imposing holding periods; * the company's policies regarding adjustments to its ...
  9. http://www.duanemorris.com/print/alertpf2475.html Published: 2007-04-17 12:36:01
    ... to undercut such arguments, not the least of which is the proposed "clawback agreement" allowing for the return and exclusion from evidence of inadvertently produced evidence. ...
  10. http://www.dlapiper.com/credit_crisis_responses/ Published: 2008-11-22 20:03:57
    ... of the institution; The adoption of a "clawback" provision requiring the recovery of any ... Therefore, compliance may require changes to existing compensation arrangements. "Clawback...
  11. Corporate Governance Practices in U.S. Initial Public Offerings Published: 2020-09-29 13:03:39
    ... a new equity compensation plan with a clawback provision  6 companies (14%) adopted ... Yes 96% Davis Polk & Wardwell LLP 45 NECP with Evergreen Provision NECP with Clawback ...
  12. Microsoft Word - 2022 Proxy and Annual Report Season.docx Published: 2021-10-04 15:55:49
    ... to pay versus performance disclosure and clawback listing standards that have been stalled ... Clawbacks. In 2015, the SEC proposed a new rule directing national securities exchanges ...
  13. Microsoft Word - Update-2018-Proxy-Season_092817_V3.docx Published: 2017-10-12 08:40:45
    ... Clawbacks. In 2015, the SEC proposed a new rule directing national securities exchanges ... the recovery, or "clawback," of certain incentive-based executive compensation payments. ...
  14. SEC Adopts Amendments to Section 13 Reporting Requirements |... Published: 2023-10-25 15:25:04
    ... She works with companies in a variety of industries, including life sciences, technology, and health care. More Viewpoints SEC Approves NYSE and Nasdaq Compensation "Clawback" ...
  15. S&C Publication: SEC Solicits Input on Potential Changes to Definition... Published: 2025-06-06 16:09:47
    ... SEC rulemaking activity that does not distinguish between FPIs and U.S. domestic companies, such as the 2022 rule requiring all U.S.-listed issuers to adopt clawback policies. ...
  16. New York Washington, D.C. Los Angeles Palo Alto... Published: 2021-10-05 11:43:06
    ... pay), board or executive anti-hedging, board or executive anti-pledging, compensation clawback, 10b5-1 plans, or other compensation matters (along with a brief description));  ...
  17. DISK124:[20ZCZ1.20ZCZ43501]BC43501A.;3 Published: 2025-02-25 17:20:54
    ... Stock Robust Code of and Compensation Clawback Ownership Guidelines Conduct/Ethics ... resort to the pledged securities. * Clawback Policy: The Board has the authority to ...
  18. Preparing Your 2010 Proxy Statement and Periodic Reports: An... Published: 2010-01-13 12:53:36
    ... Among other things, there are new CDIs addressing the reporting of-  clawbacks (CDIs for Reg. S-K Question 117.03)  compensation of a person who has not been a named ...
  19. Newsletter WP381531_JMartella_SanFrancisco Published: 2009-11-28 14:46:49
    ... Companies may wish to consider adopting best practices including executive pay clawback policies and hold-through-retirement provisions for a period of time following an ...
  20. Client Alert Financial Markets Developments Capital Markets Published: 2011-11-08 16:09:37
    ... Provision Summary Effectiveness/ SEC Rulemaking Timeline Other Regulations/ Additional Comments Clawback Policies [Section 954] Requires the SEC to issue rules directing each ...
  21. Microsoft Word - Update on Important Considerations for Companies... Published: 2009-12-03 23:05:32
    ... Bill of Rights, and the compensation provisions of the Dodd Bill (say on pay, clawbacks for inaccurate financial statements, heightened independence standards for ...
  22. The Board's Role in Risk Oversight: A Survey of Recent Proxy... Published: 2010-04-06 22:22:27
    ... and any mitigating features (such as clawbacks or bonus banks) that they have already ... of stock ownership guidelines, and the existence of anti-hedging and clawback policies. ...
  23. http://www.bracewellgiuliani.com/index.cfm/fa/news.advisory_pri Published: 2008-10-16 21:54:26
    ... and excessive risks that threaten the value of the participating institution; require clawback of any bonus or incentive compensation paid to a senior executive based on statement ...
  24. The_Outlook_for_Financial_Regulatory_Reform_Under_President_Trump Published: 2016-12-01 16:08:09
    ... What would be the impact on executive compensation rules and disclosure requirements?  Clawbacks of incentive compensation under Section 10D of the Exchange Act (mandated by the ...
  25. #16-3341 Compendium InDesign Template R1.indd Published: 2016-12-12 19:39:10
    ... The rules that have not yet been finalized, which include the requirement for mandatory clawbacks of executive bonuses and disclosure of the extent to which companies have ...
  26. Finding the S in ESG: Boardroom and Employee Considerations Published: 2020-10-29 17:48:13
    ... and "clawback") for inappropriate behaviours and risk-taking is a powerful tool in the regulation of culture and practices within firms. The use of malus and clawback has also ...
  27. WORK Updated Published: 2018-07-10 17:46:08
    ... issues of executive pay have sought clawbacks - the recovery of executive pay as an ... often submit shareholder proposals requesting their companies to adopt clawback policies. ...
  28. Tweet Aon Worldwide Published: 2017-11-20 14:14:49
    ... by Topic Corporate Governance (15) Executive Compensation (7) ISS (4) Pay Ratio (2) Clawback (1) see all Consulting | Products | Services | Contact Us | Careers Copyright © 2017 ...
  29. Mellon Proxy Guidelines Summary Published: 2024-10-29 14:27:46
    ... F. Clawbacks When determining the effectiveness of a company's Clawback/recoupment policy, the Committee will consider: (1) the amount of information the company provides in its ...
  30. DocName Published: 2010-03-12 23:20:58
    ... and director stock ownership guidelines and director stock ownership; * Disclosure of clawback provisions; * NEO multi-year guaranteed bonuses or tax gross-ups on perks other than ...
  31. Section 5.1 Core Objectives of Executive Pay Published: 2019-09-18 13:43:50
    ... Other boards may consider such restrictions unnecessary to the extent that awards include extended vesting periods. Section 5.7 Compensation Recovery Clawback policies should ...
  32. http://www.dlapiper.com/senator-dodd-introduces-revised-financi Published: 2010-03-19 18:45:32
    ... This provision is similar to the House-passed bill and the original Dodd November draft. However, the new Dodd proposal goes further by requiring a clawback to recover any ...
  33. CLIENT MEMORANDUM ISS and Glass Lewis Release Changes to Their... Published: 2022-01-05 10:38:16
    ... subject to performance conditions; (e) whether the company maintains a clawback policy; and (f) whether the company has established post-exercise/vesting shareholding requirements. ...
  34. A Comparison of Silicon Valley 150 Companies Published: 2018-10-15 12:32:59
    ... 0 0 1 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 2 2 Clawbacks 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 2 5 ... 0 0 0 0 28.1 0 0 27.9 0 0 25.9 0 0 23.9 Clawbacks 1 0 0 0 0 0 37.9 0 0 36.6 0 0 29.2 0 0 ...
  35. Silicon Valley A Comparison of Silicon Valley Companies and Published: 2019-11-21 14:39:44
    ... 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2 2 2 Clawbacks 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 2 2 ... 6.0 20.2 13.1 4.9 16.3 9.0 4.2 14.5 7.8 Clawbacks 0 1 0 0 0 0 0.0 37.9 0.0 0.0 36.6 0.0 ...
  36. 2017 Mid-Year Securities Enforcement Update Published: 2017-07-20 16:47:26
    ... question and thus the SEC did not seek a clawback. 7 Also in January, the SEC instituted ... the company for bonuses and stock awards and thus no clawback proceedings were necessary. ...
  37. Capital Markets: 2025 Year in Review and Looking Ahead Published: 2026-01-23 10:57:20
    ... Clawback Policies In October 2024, ISS updated their equity compensation policy FAQs to define what it means for a clawback policy to be "robust." ISS now defines a "robust" ...
  38. <<Brochure Title>> Published: 2017-02-16 17:59:39
    ... Equity Clawback Option As a potentially important exemption from the general rule that the ... upon not less than 30 nor more than 60 days' notice (so-called "Equity Clawback Option"). ...
  39. PUBLICATIONS New Landmark Foreign Extortion Prevention Act Targets... Published: 2024-02-06 10:22:06
    ... Harbor Policy; DOJ Announces First-Ever Pilot Program on Compensation Incentives and Clawbacks, Revisions to Corporate Guidance Regarding Electronic Communications, and Resource ...
  40. Governance Group, Published: 2010-07-22 19:36:37
    ... new "say on pay" rules) "or any other signifcant matter, as determined by" the SEC. Clawback of Incentive-Based Executive Compensation The Act also expands upon Section 304 of ...
  41. ATTORNEY ADVERTISING Published: 2010-07-22 13:48:36
    ... under Item 402 of Regulation S-K as in effect on July 20, 2010. * Clawbacks The scope of the clawback provisions contained in Sarbanes-Oxley has been expanded by the ...
  42. Sidley Best Practices Calendar for Corporate Boards Published: 2022-08-09 13:13:34
    ... meeting * Review policies relating to clawback of executive compensation or consider ... program policies and procedures - Clawback policy - Hedging policy - Stock ...
  43. SIDLEY UPDATE Paycheck Protection Program Update - SBA Issues... Published: 2020-05-26 16:29:10
    ... Lender processing fees are subject to clawback if the SBA determines a borrower was ineligible for a PPP loan within one year after the loan was disbursed. Regardless of whether a ...
  44. SIDLEY UPDATE Making Sense of U.S. DOJ's New Monaco Memo on Corporate... Published: 2022-09-22 15:55:28
    ... reward" positive compliance actions) and penalties for employees whose actions contributed to criminal conduct (such as clawback provisions or partial escrowing of compensation). ...
  45. Proxy Voting Fact Sheet Published: 2014-03-31 15:43:00
    ... Topic Voted proposals As a percentage of votes cast As a percentage of votes outstanding For Against Abstain For Against Abstain Non Votes Recoup incentive pay ("clawback") 1 36.4% ...
  46. Update: SBA Clarifies PPP Loan Forgiveness Requirements and Loan... Published: 2020-05-26 14:16:51
    ... Furthermore, lenders would be subject to a processing fee clawback if they fail to otherwise fulfill their obligations for document collection and retention, as described in the ...
  47. Attorney Advertising CORPORATE Published: 2017-05-05 13:46:07
    ... corporate employees and directors); and clawbacks (requiring disgorgement of incentive ... disclosure of hedging activities, clawbacks of executive compensation, and the ...
  48. WSGR Alert Published: 2023-09-28 18:07:46
    ... share repurchases, insider trading plans, and executive compensation (specifically, "pay versus performance" disclosure and the required adoption of clawback policies). ...
  49. Microsoft Word - 4-29-05-Summary of FASB Statement No. 123-R... Published: 2005-04-29 15:27:12
    ... Clawback Provisions - Contingent features such as "clawback provisions" that may cause the recapture of equity compensation profits are not considered when estimating grant-date ...
  50. Management Alert Published: 2011-08-04 12:27:27
    ... officers to other employees (Section 953 of the Dodd-Frank Act), expanded executive clawbacks in the event of a restatement (Section 954 of the Dodd-Frank Act) and policies ...
Total results found: 1,968
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