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Results from: TheCorporateCounsel.net
  1. FI Report July 2010_Layout 1 Published: 2010-07-16 16:17:19
    ... independence of compensation committee members and compensation clawbacks, among others. ... Clawback on Erroneous Compensation Under Section 954 of the Dodd-Frank Act, listed ...
  2. House Approves Financial CHOICE Act Published: 2017-06-13 03:55:13
    ... financial reporting requirements ("clawbacks") would apply only when the officer had control or authority over the financial reporting that resulted in the accounting restatement. ...
  3. COMMONSENSE PRINCIPLES OF CORPORATE GOVERNANCE Published: 2016-07-21 12:51:04
    ... Companies should maintain clawback policies for both cash and equity compensation. VIII. Asset Managers' Role in Corporate Governance Asset managers, on behalf of their clients, ...
  4. Seven Lessons Published: 2020-01-08 14:42:56
    ... not earned: Still other investors are pushing for companies to implement and enforce clawback rules-i.e., policies to recover ill-gotten incentive-based compensation that current ...
  5. ©2017 ISS Corporate Solutions, Inc. Published: 2017-03-01 19:43:58
    ... 50% or more - full points; > 33%, but < 50% - ½ of full points; < 33% - no points Clawback Policy Does the company have a formal policy in place that applies to all Named ...
  6. CATALYZING CORPORATE CHANGE SHAREHOLDERS CALLING THE WORLD'S Published: 2020-07-28 18:54:32
    ... Workforce Diversity Report Benedictine Sisters, Boerne TX 35.82 Eli Lilly and Company Misconduct Clawback Policy Disclosure Trinity Health 35.09 Amgen Inc. Independent Board Chair ...
  7. Layout 1 Published: 2017-04-13 15:41:20
    ... Pay disparity * Disclose and compare total executive compensation to employees' median wage. Recoupment (clawbacks) * Adopt a policy to recoup unearned executive bonuses or ...
  8. 2016 PROXY SEASON PREVIEW By Shirley Westcott March 2016 Overview Published: 2016-03-28 12:03:00
    ... (PFP) and compensation clawbacks by October 2016. If completed on schedule, PFP disclosure would take effect in 2017, while the clawback proposal, which requires changes ...
  9. Brochure template Published: 2016-01-22 15:44:00
    ... the FTSE 350. For example, almost all FTSE 350 companies now incorporate malus or clawback provisions in bonus and long term incentive plans and research published by BIS in ...
  10. SEC Accounting and Auditing Enforcement Activity„Year in Review... Published: 2025-03-31 10:44:25
    ... controls decreased to its lowest level since FY 2021. * In FY 2024, five actions alleged violation of Section 304 of the Sarbanes-Oxley Act of 2002 (the "clawback" provision). ...
  11. Heads Up Published: 2011-09-02 20:00:54
    ... require companies to develop a policy on the recovery of incentive compensation (or "clawback"). * Proxy statement rules that would require companies to disclose (1) a comparison ...
  12. July 13, 2016 Published: 2016-07-14 13:25:43
    ... C. CEO and CFO Clawbacks Many of the cases referenced above re*ect the SEC's growing use of stand-alone clawback actions under Section 304 of the Sarbanes-Oxley Act, requiring CEOs ...
  13. Federal Reserve Provides TALF Pricing Hircuts and Other Further... Published: 2009-02-13 14:47:54
    ... that threaten the value of the financial institution; (ii) requiring repayment or "clawback" provisions for any bonus or incentive compensation paid to a senior executive ...
  14. Austin Beijing Boston Brussels Hong Kong London... Published: 2024-04-08 17:32:40
    ... prepare materials for submission, to a Notice of Proposed Rulemaking implementing new clawback mechanisms on funding recipients who should've said no to impermissibly engaging with ...
  15. Hong Kong Eases Listing Path for... Published: 2023-04-07 13:14:43
    ... The initial share allocation percentage and clawback mechanism under Chapter 18C are also different from a traditional Hong Kong public offering. Retail investors in Hong Kong will ...
  16. A Summary of Compensation-Related Updates to the Proxy Voting... Published: 2015-12-07 19:46:16
    ... 33% - no points Clawback Policy Does the company have a policy that would authorize recovery of gains from all or most equity awards in the event of certain financial restatements? ...
  17. Webcast - "Forecast for 2009 Proxy Season: Wild and Woolly" Published: 2025-06-24 15:03:34
    ... Sharper clawbacks are also going to be in vogue. I think we will see Congress follow up and really take the "if you didn't earn it you must return it" type of clawbacks. And really ...
  18. Microsoft PowerPoint - Trends and Updates from the 2022 Proxy... Published: 2022-07-14 14:46:04
    ... Clawback provisions * Citigroup, Marathon Petroleum, Republic Services, Verizon, and Well Fargo received proposals related to management and executive clawback policies * Support ...
  19. Welcome to your new Goodwin branded PowerPoint template. Published: 2022-08-22 13:56:41
    ... pricing strategies * Employment agreement concealment clauses * Pay equity * Clawback provisions * Determining CEO pay * Shareholder approval of termination pay Investor ...
  20. ATTORNEY ADVERTISING Published: 2021-11-10 11:34:09
    ... pay), board or executive anti-hedging, board or executive anti-pledging, compensation clawback, 10b5-1 plans, or other compensation matters (along with a brief description)); J. ...
  21. Name of Update Published: 2014-08-25 18:30:02
    ... (i) disclosure of pay-for-performance, (ii) mandatory policies and disclosure about clawbacks of executive compensation and (iii) disclosure of hedging by employees and directors. ...
  22. D&O Looking Ahead Guide 2024 Published: 2023-10-03 10:15:54
    ... AI directly and decisively in 2024. 2.9 SEC Rulemaking: New Clawback Rules Dodd-Frank clawback rules have been on a slow train in recent years, but that train has finally arrived. ...
  23. printmgr file Published: 2013-05-20 14:26:00
    ... on attaining sustainable long-term shareholder returns. * Clawback, Anti-Hedging and Anti-Pledging Policies. Our clawback policy, which allows Kraft to recapture any incentive ...
  24. TheCorporateCounsel.net's SEC Comment Letter Process Handbook Published: 2024-08-12 14:02:20
    ... from newly adopted rules including clawbacks, SPACs and cybersecurity, and identified ... under Regulation S-K Item 402(b). * Clawbacks: Adopted in October 2022, this rule ...
  25. TheCorporateCounsel.net's SEC Enforcement Handbook Published: 2025-06-16 10:59:13
    ... started to focus more on the use of clawbacks as a remedy, as part of a larger focus ... to adopt and implement a clawback policy-and there are disclosure requirements as well. ...
  26. The SEC's Proposed Rule to Curb ... Published: 2020-05-01 14:10:09
    ... year proxy Bank of America Amend Clawback Policy G Stopped at Year 2 with 6.4% of ... 3 with 8.6% of vote JPMorgan Chase Amend Clawback Policy G Stopped in Year 1 with 4.6% of ...
  27. Lets talk governance | Issue 7 Published: 2014-08-18 18:46:27
    ... The SEC is expected to issue proposed rules in fall 2014 implementing portions of the Dodd-Frank Act concerning the clawback of incentive-based executive compensation under certain ...
  28. NACD Audit Committee Chair and Compensation Committee Chair Advisory... Published: 2018-06-19 17:43:57
    ... the payments to clawback provisions required under the Dodd-Frank Act? ● z Can the performance metrics be skewed inappropriately by non-recurring or nonoperating performance? ...
  29. Layout 1 Published: 2014-05-27 17:52:11
    ... 77% of our director respondents chose the SEC's pay ratio disclosure rules, and 65% said they'd discussed the implications of the upcoming rules on compensation clawback policies. ...
  30. VOTING NEWS PROXY MONTHLY DIVING INTO DIVERSITY... Published: 2019-05-10 09:34:48
    ... These include a report on the diversity of the board and senior management, one on the well-being of employees and retirees, and a report detailing any clawback of incentive ...
  31. Financial Market Reform 3-25pm.doc Published: 2009-04-06 20:03:06
    ... tax incentives, asymmetric pay and clawback of pay as areas for policy improvement. ... tax incentives, asymmetric pay and clawback of pay as areas for policy improvement. ...
  32. HEADING 1 (TIMES NEW ROMAN 18 PT) Published: 2012-12-03 18:35:08
    ... in 1980. 53 - Clawbacks. The Dodd-Frank Act also calls for the SEC and stock exchanges to implement rules requiring companies to develop and disclose clawback policies for the ...
  33. 2018 PROXY SEASON BRINGS SOME SURPRISES By Shirley Westcott June... Published: 2018-06-13 18:34:22
    ... awards 6 3 0 31.4% 7 6 0 30.7% Revolving door payments 3 3 0 28.2% 5 4 0 28.3% Clawbacks 13 8 0 38.3% 7 6 0 13.9% Retention of equity awards 1 1 0 28.1% 5 4 0 23.3% Gender/...
  34. Microsoft Word - Alert memo 3-29-09.doc Published: 2009-04-21 01:23:21
    ... EESA §§111(b)(2) and (3)(A). * Clawback Requirement. TARP Recipients would be required ... to the "golden parachute" and "clawback" provisions, presumably would be superseded. ...
  35. Smaller Reporting Companies: Disclosure and Governance Considerations... Published: 2011-04-18 14:57:05
    ... The issuance of proposed rules on this topic is expected to occur sometime between August and December 2011. Incentive Compensation Clawback The Commission is required to adopt ...
  36. The stakes for directors are going up in proxy season 2022 as... Published: 2022-03-08 09:40:52
    ... policies, pay equity, lawsuits filed against the company by people in protected classes and related settlement amounts, and how clawback policies address EEO-related provisions. ...
  37. A Look at RiskMetrics Groups Policy Update for the 2009 Proxy... Published: 2009-02-09 18:42:44
    ... RMG has taken a new approach to evaluating a company's pay for performance policy and poor pay practices, shareholder proposals on clawbacks of incentive pay and the construction ...
  38. Annual Corporate Governance Review Published: 2016-02-12 17:12:00
    ... Compensation-Related Shareholder Proposals: Focus on Change-in-Control, Clawback and Equity Retention There were a greater number of compensation-related shareholder proposals in ...
  39. 659947_Covers.pdf Published: 2015-03-02 21:16:05
    ... 3. Disclosure of Incentive Compensation Clawback Policy Section 954 of the Dodd-Frank Act ... their policies regarding recovery of executive compensation, or "clawback" policies. ...
  40. 659947_003_BMK.PDF Published: 2014-12-09 14:17:10
    ... 3. Disclosure of Incentive Compensation Clawback Policy Section 954 of the Dodd-Frank Act ... their policies regarding recovery of executive compensation, or "clawback" policies. ...
  41. Raising the Bar: DOLs Amendment Sets Higher Standards for QPAM... Published: 2024-04-18 11:11:54
    ... Underwater Options Key Compensation Items for 2024 Proxy Season and Beyond SEC Clawback Rules: Practical Considerations and FAQs DOL Final Rule on ESG Factors to Take Effect ...
  42. CORPORATE Published: 2020-10-01 18:33:54
    ... Proposed rules have also been issued on the following topics in prior years, but nal rules have not been adopted: * Pay versus Performance Disclosures * Compensation Clawbacks * ...
  43. New York Washington, D.C. Los Angeles Palo Alto... Published: 2023-03-28 13:16:09
    ... The initial retail allocation and clawback mechanism is to be revised as follows: Initial No. of times (x) of over-subscription in the public tranche more than 10x but less than ...
  44. KPMG INTERNATIONAL A U D I T Published: 2009-02-23 17:08:56
    ... Increase in proportion of remuneration paid for group performance Longer deferral of bonuses Use of bonus clawbacks in the event of poor performance over longer term Increase in ...
  45. ATTORNEY ADVERTISING Published: 2022-11-10 09:54:22
    ... board or executive anti-hedging, board or executive anti-pledging, compensation clawback, 10b5-1 plans); I. Corporate governance (examples: term limits, board committee ...
  46. SidleyPerspectives ON M&A AND CORPORATE GOVERNANCE Published: 2022-07-01 11:50:59
    ... SEC Again Reopens Comment Period on Proposed Compensation Clawback Rules and Posts Staff ... from the public on the compensation clawback rules it proposed in 2015 to implement ...
  47. SEC Hot Topics 2005 Published: 2019-04-12 19:08:40
    ... The memorandum often is completed in stages, but ultimately is an important guide for analysis and a contemporaneous record of analysis Note: Clawback effects, if any, are ...
  48. ACTIVEUS 191872102v.1 Published: 2022-02-04 11:30:37
    ... of Comment Period for Clawback Rules On October 14, 2021, the SEC announced the reopening of the comment period on the compensation clawback rules it proposed in 2015 to ...
  49. Corporate Governance Published: 2012-08-16 13:55:32
    ... These include: * proposed rules relating to clawback of compensation, requiring disclosure of incentive-based compensation that is based on pub- licly reported financial ...
  50. Microsoft Word - CorpNewsletter073009pf.doc Published: 2009-08-05 12:31:37
    ... is a blend of what are colloquially referred to as "clawback" and "quick peek" agreements. Generally speaking, a clawback agreement states that the production of privileged ...
Total results found: 1,843
Go to page: ... 31 32 33 34 35 36 37