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Results from: TheCorporateCounsel.net
  1. FASB Accounting Standards Updates No. 2009-17 Published: 2011-01-19 15:32:35
    ... typically do not overcome the decision- maker's power. ... a withdrawal right, its exercise may result in the ... voting rights (e.g., options and convertible ...
  2. SEC Issues & Trends - December 2019 Published: 2019-12-18 20:34:46
    ... controlling financial interest in the VIE should the third party not exercise the purchase option. ... were the day-to-day investment decisions made by the VIE's general partner ...
  3. Compensation and Benefits Insights - August 2010 Published: 2010-08-25 20:19:35
    ... due to such results, to any option exercised during the three-year period, or to all of these. ... That guidance suggests that decisions by plan fiduciaries to add, or to continue, ...
  4. bfb / Client Alert -- Listing Requirements -- Updates for last... Published: 2007-05-21 11:01:56
    ... securities on the terms of exercise of rights under options, warrants and other securities ... the company's auditors), and any decision to pay or make any dividend or ...
  5. By Stanley Keller Locke Lord LLP Boston, Massachusetts Published: 2018-05-22 17:53:35
    ... and an initial public offering until a decision is made which route to follow. ... institutional accredited investors, exercise of the option will not be integrated with the IPO. ...
  6. METAPHYSICS AUGUST FROM JUNE VERSION (DMF2706.DOC;4) Published: 2019-03-21 19:10:43
    ... and an initial public offering until a decision is made which route to follow. ... institutional accredited investors, exercise of the option will not be integrated with the IPO. ...
  7. Proposed Rule: Listing Standards for Compensation Committees Published: 2025-01-30 14:12:16
    ... independent director control of compensation decisions. ... Amex LLC, Chicago Board Options Exchange, Incorporated, ... could interfere with the exercise of independent judgment) ...
  8. KNOWLEDGE Published: 2024-05-13 16:25:45
    ... insurance policies and options contracts as examples ... On April 16, 2024, the Delaware Supreme Court exercised its ... standard of review for a decision to reincorporate. 30 ...
  9. The Entrepreneurs Report: Private Company Financing Trends Published: 2024-02-22 11:19:15
    ... a reporting company (assuming the exercise of granted options); or * Directly or indirectly ... influence over important decisions (e.g., strategic decisions re: ...
  10. Securities Advisory Preparation for 2014 Fiscal Year-End SEC... Published: 2015-02-03 15:15:26
    ... pay practices, including option repricing or option ... narrative to support its decisions for last year's pay. ... Post-exercise/post-vesting shareholding requirements - ...
  11. INSIGHT: Structuring Secondary Token Sales: How to Monetize Digital Published: 2018-09-20 15:00:17
    ... The crux of the matter relates to the timing of the investment decision and ... the exercise of any employee token options or the cash exercise of warrants to purchase tokens.) ...
  12. Second Circuit Rules that Constitutional Challenge to Appointment... Published: 2016-06-03 19:13:44
    ... After Dodd-Frank, in many cases, the SEC now has the option ... the SEC's administrative proceeding pending its decision. ... district courts from exercising jurisdiction over the case. ...
  13. Microsoft Word - 16-Jul-08SEC.doc Published: 2008-07-16 12:40:21
    and participants of the Options Regulatory Surveillance ... orderly markets, the SEC exercised its emergency powers to ... and no legal or business decision should be based solely on ...
  14. Financial ServicesAlert Published: 2010-07-31 13:59:12
    ... as reflected in the Barnett decision. The Act codifies the exercise of visitorial powers as ... commodity futures contract, any option on any such instruments, or any ...
  15. http://www.pepperlaw.com/pepper/publications_update.cfm?rid=150 Published: 2008-09-23 11:38:59
    ... selling as a result of automatic exercise of equity options held prior to the order upon ... is based on laws, court decisions, administrative rulings and ...
  16. Potter Anderson & Corroon LLP - Publications Published: 2005-12-21 11:26:02
    ... it would defer to board decisions unless they were tainted ... referred to as an honest exercise of sound judgment, it ... effectuation of the asset option lock up, termination fee ...
  17. Accounting for Revenue Recognition: A New Era Published: 2015-11-20 21:37:43
    ... the original due date as an option, resulting in yet another decision for them - to adopt early or to ... Accordingly, management will be placed in a position of exercising more ...
  18. A State ESG Published: 2024-11-20 16:18:16
    ... has already been exercised in certain circumstances. ... and that "[t]he state's decision to use its retirees' ... selecting plan investment options in some circumstances-is ...
  19. (US) Riskmetrics Group Issues Its 2010 Policy Updates.qxd Published: 2009-12-01 13:21:24
    ... As a rule of thumb, the threshold exercise price for eligible options should be the higher of the ... information or to strategic decision-making, and typically having a ...
  20. MONTREAL TORONTO OTTAWA CALGARY VANCOUVER NEW YORK LONDON HONG... Published: 2005-02-03 08:00:00
    ... * conversion, exchange or exercise of securities automatically, at the option of the holder or at the option ... or employees designated and approved to make investment decisions. ...
  21. New York Washington, D.C. Los Angeles Palo Alto... Published: 2018-11-15 15:01:33
    ... A December 2017 Delaware Supreme Court decision called into ... equal to 30 percent of all option or restricted shares ... inequitably exercised that discretion" (emphasis added). ...
  22. Resales of Restricted and Other Securities (Release No. 33-6099... Published: 2007-08-07 10:44:14
    ... the above situations involves a put or other option to sell. ... during the period their respective rights are exercisable. ... 1933 Act, an investment decision has been made (unlike the ...
  23. Webcast Published: 2025-01-19 12:04:53
    ... that are due upon either the vesting of a stock award or the exercise of a stock option. ... be making a decision based on possession of material nonpublic information. ...
  24. Webcast Published: 2025-01-19 12:04:53
    ... Lawyers have to look at the individual trees here when they analyze these decisions. ... This is the basis for exempting stock option exercises from most insider trading policies, ...
  25. Webcast Published: 2025-01-19 12:51:45
    ... of the few areas where there's some CDIs for S-K 703 from the SEC about option net exercises. ... they might just say, "You're all grown-ups, make a decision with what makes sense." ...
  26. --No Title-- Published: 2025-05-25 16:20:09
    ... of the few areas where there's some CDIs for S-K 703 from the SEC about option net exercises. ... they might just say, "You're all grown-ups, make a decision with what makes sense." ...
  27. Microsoft Word - 2038359_1.DOC Published: 2006-02-17 10:30:58
    ... for such investment decisions, or (C) otherwise exercises such influence with respect to ... directed the staff to consider options, such as additional investor ...
  28. NEW YORK Published: 2023-12-06 18:24:38
    evidence of problematic decisions or actions, such as ... pursued, such as the exercise of negative discretion on ... and/or unexercised stock options without rationale may be ...
  29. Via Hand Delivery Published: 2014-01-08 14:02:53
    ... proxy contestants with the option (but not the obligation) ... Comm'n, Shareholders Need Robust Disclosure to Exercise ... and informed decisions and hold management accountable. ...
  30. 12/28/21, 1:54 PM 2021/12/21 FinCEN... Published: 2021-12-28 13:54:31
    ... determination or decision of, or substantial ... Proposed Regulations clarify that an individual may exercise ... into any of the other listed interests, and options. ...
  31. Heads Up Published: 2008-08-14 10:35:54
    ... that would be issued upon exercise or conversion of such ... as an outstanding call option or warrant contract that ... used as a basis for any decision or action that may affect ...
  32. By Elizabeth A. Gartland, Scott ... Published: 2020-03-31 21:59:29
    ... allow the compensation committee the ability to exercise discretion. ... suggest holding o on any quick decision to reprice outstanding stock options to allow the market to continue ...
  33. White Paper Title Published: 2015-12-14 10:05:32
    ... of the securities which would be received upon exercise of the options based on the exercise price. ... offerings as a result of the 1995 U.S. Supreme Court decision in Gustafson v. ...
  34. CLIENT MEMORANDUM Published: 2022-08-10 14:28:08
    ... such affiliates (such as in response to option exercise). 5 All section references are to the ... legal advice, and no legal or business decision should be based on its content. ...
  35. Cyber risk management is no longer just about preventing breaches Published: 2022-02-11 17:26:57
    ... risk posture and exercise their oversight responsibilities. ... Many strategic decisions have a cyber risk component. For ... Another option is to upskill the board. Seek outside experts ...
  36. 12/28/21, 1:49 PM SEC Proposes Significan... Published: 2021-12-28 13:49:19
    ... each option award: The number of underlying securities; The date of grant; Grant date fair market value; Exercise ... committee in its decisions on timing of equity awards. ...
  37. PowerPoint Presentation Published: 2022-06-06 09:51:04
    ... on credit ratings and options to deal with each scenario. ... and tested in desktop exercises at the local and ... To address this risk, a decision was made-supported by the ...
  38. Microsoft Word - Pass-Through Proxy Voting V2 Published: 2022-12-10 14:32:44
    ... are reaching the ultimate decision makers, including retail investors. ... that help individual investors exercise these newly acquired voting options are increasingly being launched ...
  39. Plan Scorecard Frequently Asked Questions Published: 2025-04-02 10:48:58
    ... other factors warrant some consideration in voting decisions on equity proposals. ... tendered to the company) related to option or SAR exercises or tax withholding obligations may ...
  40. Contents Published: 2025-02-19 15:29:55
    ... powers of decision. Code Provision A.2.1 The roles of chairman and chief executive should not be exercised by the same ... in the company's share option or a performance- related ...
  41. Corporate Governance Scorecards S U P P L E M E N T T O T O Published: 2014-08-08 23:46:34
    ... of codes, they are not mere compliance exercis- es. ... through better strategy, decision making, risk management, ... Another option was the OECD Principles of Corporate ...
  42. Rule 10b5-1 Published: 2025-01-19 12:03:46
    ... the individual making the investment decision on behalf of the entity was not aware ... (like collars), and the exercise of options and the subsequent sale of the shares received. ...
  43. Microsoft Word - CFO_May 12 2010.doc Published: 2010-12-21 15:34:21
    ... and in hiring and retention decisions (Matejka, 2007). 29 References Adams, ... P. 2004. Private information, earnings manipulations, and executive stock-option exercises. ...
  44. The Struggle Over Published: 2009-01-12 13:15:04
    ... warrants with an exercise price aggregating 15% of the assistance received, but a typical option pricing model would ... overturn a "policy" decision by the Secretary is troubling. ...
  45. summary.final.principal.terms.revised.doc Published: 2008-11-04 08:53:32
    ... will announce that decision by press release, ... Stock would contain an optional redemption provision to ... issued pursuant to any exercise of the Warrant held by ...
  46. SECURITIES LITIGATION INVOLVING VENTURE CAPITAL FIRMS AND THEIR... Published: 2008-07-28 12:00:57
    ... Otherwise, offering a large group of holders the option to exercise piggyback rights will be ... Piggyback holders will want to delay the decision on whether or not to participate ...
  47. Goldman Sachs Asset Management's Global ... Published: 2025-04-16 13:54:11
    ... not limited to, the following major decision factors: * Company performance ... the same as that of the replaced option; * Exercise price--should be set at fair market ...
  48. http://www.klgates.com/newsstand/detail.aspx?publication=6533 Published: 2010-07-16 16:47:06
    ... the Barnett decision, the state consumer financial law prevents or significantly interferes with the exercise by a ... thrifts have basically two options for their op subs. ...
  49. L&W Complete Book.indb Published: 2009-09-18 15:01:13
    ... his or her investment decision-which the rules define as ... stock options within the year prior to an equity offering? If so, the difference between the exercise price and ...
  50. Newsletter Published: 2011-05-17 19:58:04
    ... be an expensive and, in all probability, pointless exercise. ... - the decision to go down the "Pre-Pack" sale route can be commercially justified; - the "Pre-Pack" sale option ...
Total results found: 4,082
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