Search Terms:
Sort by:
Relevance
Date (newer first)
Date (older first)
This search tool conducts a search of the entire site, including the blogs and Q&A Forum.
Total results found: 1,968
Go to page: ... 21 22 23 24 25 26 27 28 29 30 ...
Results from: TheCorporateCounsel.net
  1. http://www.duanemorris.com/alerts/alert2990.html Published: 2008-10-07 12:01:38
    ... These standards may limit incentives that encourage "excessive" risk-taking, provide for recovery of incentives paid on the basis of materially inaccurate criteria (clawbacks), and ...
  2. Summary of the Emergency Economic Stabilization Act of 2008_10... Published: 2008-10-06 15:23:18
    ... to executives who take risks that threaten the value of the institution, (ii) clawback rights to incentive pay based on earnings or other criteria later proven to be ...
  3. Section 1 Published: 2010-01-07 20:01:17
    ... compensation programs encourage short-term or long-term risk taking (e.g., through clawbacks or holding periods);  whether the company adjusts its compensation programs to ...
  4. 2016 PROXY SEASON REVIEW By Shirley Westcott July 2016 Overview Published: 2021-12-21 12:35:15
    ... Stock Retention, Severance, and Clawbacks Shareholders are showing waning interest in some perennial compensation topics-executive stock retention, severance pay, and clawback ...
  5. SEC Charges Bank Holding Company and CFO for Improper Accounting... Published: 2023-08-28 14:02:27
    ... Although not present in the Malvern Order, prepare for the SEC to enforce the clawback of executive officers' compensation under the Sarbanes-Oxley Act and the recently issued Rule ...
  6. Course Materials Published: 2025-07-29 19:11:41
    ... o In March 2023, the DOJ announced a pilot program on compensation incentives and clawbacks. o In October 2023, the DOJ announced the M&A voluntary self- disclosure safe harbor. ...
  7. Shareholder Activism Published: 2021-09-24 14:40:55
    ... Rules for Pay and Performance Alignment reporting and Clawbacks may be finalized by the SEC  Unwanted attention to adjustments to executive compensation plans will be on the ...
  8. ISS Governance QualityScore Methodology Guide Published: 2021-02-08 15:37:02
    ... Does the company have a clawback or malus provision? (Q155) › The presence of clawback provisions may help ensure that real pay is not given for fictitious performance. ...
  9. ISS Governance QualityScore Methodology Guide Published: 2022-01-05 10:20:27
    ... Does the company have a clawback or malus provision? (Q155) › The presence of clawback provisions may help ensure that real pay is not given for fictitious performance. ...
  10. ISS Governance QualityScore Methodology Guide Published: 2021-01-07 20:18:50
    ... Risk Mitigation Does the company have a clawback or malus provision? (Q155) ISS ESG .../or its subsidiaries › The presence of clawback provisions may help ensure that real pay ...
  11. New Board Compliance Guidance Prompts General Counsel Focus Published: 2015-04-24 14:58:54
    ... members be "certified" on compliance oversight, and in the use of compensation "clawbacks" or similar means to incentivize compliant behavior by corporate officers. 13. The ...
  12. AUTHORS Mile T. Kurta Andrew J. Beck ... Published: 2023-10-24 16:58:42
    ... time-for example, the new SEC clawback rules under Dodd- Frank (enacted in 2008) were not issued until 2022-and accordingly, it is not guaranteed that the SEC would act swiftly. ...
  13. OVERVIEW Published: 2023-05-24 19:31:06
    ... to domestic issuers, including the recently adopted executive compensation clawback requirements and the proposed climate change and cybersecurity risk disclosure requirements. ...
  14. New York Washington, D.C. Los Angeles Palo Alto... Published: 2016-07-25 19:03:29
    ... Finally, the Principles state that companies should maintain clawback policies for both cash and equity compensation.  Flexibility and rationale behind compensation decisions. ...
  15. The 2009 Proxy Season: RiskMetrics Group's Voting Policy Published: 2022-01-05 10:53:07
    ... on "Clawbacks"/ Recoupment Policies and Holding Periods Influenced by TARP, RMG indicates that it may recommend a vote "for" shareholder proposals on "clawbacks" of ...
  16. Microsoft Word - 703878400_1.DOCX Published: 2012-11-14 19:38:00
    ... Dodd-Frank Section 954 Clawbacks Section 954 of the Dodd-Frank Act requires national security exchanges to require listed companies to adopt a policy requiring clawback of ...
  17. Madden Article on the Shifting Landscape of Corporate Governance... Published: 2011-03-16 13:06:02
    ... 18 Executive Compensation: Court declines to allow DOJ to intervene in SEC clawback case...... 18 Risk Management: Many CD&As too opaque; ...
  18. Microsoft Word - WeilBriefing_SEC_CG_2009 Proxy.doc Published: 2009-01-23 15:37:25
    ... has met its obligations and that the clawback and golden parachute provisions of EESA ... Recoupment Provisions ("Clawbacks"): Section 304 of the Sarbanes-Oxley Act 5 empowers the ...
  19. White Collar Crime Published: 2026-03-25 00:00:00
    ... on Secret Messaging Apps & Executive Clawback Policies" - BakerHostetler (12/22) ... Report on Whistleblower and Compensation Clawback Pilot Programs and Supplements Guidance" ...
  20. Title Page Published: 2009-03-28 08:07:50
    ... Another issue to be aware of is a creditor client's potential exposure in terms of clawback liability for a claim by the bankruptcy estate. It may be possible to work with the ...
  21. 2019 PROXY SEASON HOT TOPICS Corporate Governance Alert Published: 2019-02-26 17:10:19
    ... If an agreement includes "negative discretion" by the employer to either clawback, reduce or eliminate an award in part or its entirety, this may result in an agreement failing to ...
  22. Microsoft Word - Client Alert - TARPOONED - The Recapitalization... Published: 2008-10-17 11:57:42
    ... and excessive risks that threaten the value of the financial institution. - Requiring clawback of any bonus or incentive compensation paid to a senior execu- tive based on ...
  23. SHAREHOLDER PROPOSAL DEVELOPMENTS DURING THE 2023 PROXY SEASON Published: 2023-07-27 13:05:04
    ... including the incorporation of sustainability-related goals; (iii) compensation clawback policies; (iv) equity award vesting; (v) executive compensation disclosure; (vi) ...
  24. Privately Held Financial Institutions Offered TARP Capital Purchase... Published: 2008-11-21 12:44:24
    ... that threaten the value of the financial institution; (ii) requiring repayment or "clawback" provisions for any bonus or incentive compensation paid to a senior executive ...
  25. ATTORNEY ADVERTISING Published: 2017-10-10 17:11:50
    ... For example, although a few of the Financial CHOICE Act (H.R. 10) provisions repealing Dodd-Frank rules were addressed, there was no mention of say on pay, clawbacks, hedging, ...
  26. ATTORNEY ADVERTISING Published: 2023-01-10 12:21:54
    ... requiring or permitting the forfeiture or discount repurchase of equity interests or the clawback of severance or equity proceeds, could be considered "de facto" non-competes. ...
  27. New York Washington, D.C. Los Angeles Palo Alto... Published: 2009-02-11 10:57:09
    ... Until the government is repaid, these restrictions also require shareholder "say on pay" votes, require clawbacks for executives found to have engaged in deceptive practices, limit ...
  28. Private Equity Alert Published: 2010-04-05 11:22:19
    ... of employees in both the short- and the long-term, such as through provisions for clawbacks or minimum equity holding periods; n the company's policies regarding adjustments to ...
  29. Sample v Published: 2008-08-04 10:16:00
    ... Counts Three and Four seek both a declaration and "clawback" repayment or setoff for the ... indemnification would be subject to clawback if the defendant lost on retrial and ...
  30. Checklist: Board Risk Oversight - Sexual Harassment Policies Published: 2023-10-04 16:30:20
    ... This consideration also applies when considering the "cause" definition in incentive plans, moonshot awards, severance plans and clawback policies. * Contract language that ...
  31. AS THE COMPENSATION COMMITTEE CHAIR ROLE Published: 2022-07-25 15:02:38
    ... Program o Peer group o Plan design o Perquisites o Key policies (stock ownership, clawbacks, tax gross-ups, etc.) * Employment contracts and restrictive covenants * Director ...
  32. Layout 1 Published: 2007-06-18 14:55:25
    ... options or other long-term oriented compensation. 4 e) Provides for appropriate "clawbacks" in the event of a restatement of relevant metrics. f) Requires equity awards to be ...
  33. Pay, Risk and Stewardship Private Sector... Published: 2009-06-16 15:12:43
    ... Participants also recommended the expansion of "clawbacks with teeth," allowing companies ... Despite their useful function, however, participants noted that effective clawbacks should ...
  34. A_0300-09-EA:A_0300_09_EA.qxd Published: 2009-04-20 08:26:14
    ... compensation program. * Introduce forms of accountability (e.g., the inclusion of "clawback" provisions in compensation arrangements) for those situations in which executives, ...
  35. http://www.akingump.com/communicationcenter/newsalertdetail.asp Published: 2010-04-06 11:59:08
    ... and any mitigating features (such as clawbacks or bonus banks) that they have already ... of stock ownership guidelines, and the existence of anti-hedging and clawback policies. ...
  36. Microsoft Word - 2016 Proxy Season Quick Reference Guide_17Dec2015... Published: 2015-12-18 00:21:43
    ... comply with the say-on-pay rule.  Clawback rules are still in the proposal stage and are not expected to be finalized before 2016 but they may be in effect in the coming year. ...
  37. http://www.chadbourne.com/clientalerts/2008/eesa/ Published: 2008-10-07 18:14:35
    ... that encourage these officers to take unnecessary and excessive risks that might threaten the value of the financial institution; ¡ Clawback of Certain Incentive Compensation. ...
  38. View on web Share ONPOINT / A legal update from Dechert... Published: 2015-10-26 17:54:57
    ... 2007 giovanni.insana@dechert.com More from Dechert The Claws Are Out - SEC Proposes Clawback Regulations Under Dodd-Frank SEC Proposes Pay Versus Performance Disclosure Rules ...
  39. 2014 year-end issues for audit committees Published: 2015-01-28 20:32:52
    ... about hedging by employees and directors * Listing standards requiring the "clawback" of executive incentive-based compensation after an accounting restatement due to ...
  40. EVERSHEDS SUTHERLAND / WWW.EVERSHEDS-SUTHERLAND.COM Published: 2018-12-21 16:15:36
    ... its review of a company's executive compensation program, outlined where it expects clawbacks to be triggered, and clarified which terms of contractual payments and arrangements ...
  41. By: Michael S. Dicke and Catherine Kevane Securities Litigation... Published: 2016-03-31 14:55:23
    ... In addition to the $190 million penalty, CSC agreed to retain a consultant to examine its compliance programs. CSC's CEO and CFO agreed to a clawback of over $4 million in ...
  42. 2020 Proxy Season Results Published: 2020-11-19 19:32:34
    ... Clawbacks 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 2 2 Director Compensation 0 1 5 0 0 3 0 0 ... Compensation 0 1 2 0 0 0 0.0 6.1 20.8 0.0 6.0 20.2 0.0 4.9 16.3 0.0 4.2 14.5 Clawbacks 0 0 ...
  43. UK Corporate Governance Developments: 2013 Mid-Year Update Published: 2013-08-27 18:45:16
    ... The UK's "Crackdown on Misconduct" for Senior Banking Personnel: Bonus Clawback and ... 10 years and 100 per cent. bonus "clawback" when a bank is bailed out by the Government. ...
  44. Final: Order on Rule Change Affecting Continued Listing for Unpaid... Published: 2026-02-24 22:25:06
    ... Awarded Compensation) (referred to as a "clawback requirement delinquency") and provides a process for an issuer subject to a clawback requirement delinquency to come back into ...
  45. Latham & Watkins operates worldwide as a limited liability partnership... Published: 2023-12-12 23:25:32
    ... Be Interested In Webcast: Managing Executive Pay in Uncertain and Volatile Times SEC Clawback Rules: Practical Considerations and FAQs Webcast: 2024 Proxy Season - Strategically ...
  46. 2024 Proxy Season Quick Reference Guide Published: 2024-01-19 10:53:11
    ... Companies must also file their clawback policy as an exhibit to their annual report and ... errors or corrections led to analysis of the clawback of executive officer compensation. ...
  47. Governance Group, Published: 2010-07-30 16:46:37
    ... improprieties; see our Client Alert entitled "federal Court refuses to dismiss sEC Clawback Claim Against CEo of a Company Which restated financials due to Accounting ...
  48. INSIDE Published: 2014-01-24 18:16:40
    ... Moreover, the SEC retains its full arsenal of other remedies: disgorgement, a civil penalty, a clawback of executive compensation, a bar on serving as an officer or director of a ...
  49. Place Title of Article Here Please Place Title of Article Here... Published: 2014-12-09 15:43:37
    ... equity grants for the past three years  Estimated plan duration  Existence of a clawback policy  Existence of stock ownership requirements  Performance grant ratio for ...
  50. © 2024 Pillsbury Winthrop Shaw ... Published: 2025-01-03 11:02:06
    ... Funding recipients and contractors should take care to fully understand and adhere to all obligations to minimize termination and clawback risks. ● Remember-An Ounce of ...
Total results found: 1,968
Go to page: ... 21 22 23 24 25 26 27 28 29 30 ...