This search tool conducts a search of the entire site, including the blogs and Q&A Forum.
Results from: TheCorporateCounsel.net
-
Federal Reserve Announces Revised TALF Terms.qxp Published: 2008-12-24 13:10:38... that threaten the value of the financial institution; (ii) requiring repayment or "clawback" provisions for any bonus or incentive compensation paid to a senior executive ...
-
clearygottlieb.com Published: 2024-04-26 15:13:22... Regarding Compensation Incentives and Clawbacks. 14 Under the terms of the Individual ... Employers should ensure that clawback provisions are explicit in employment contracts upon ...
-
UK Corporate Governance Code 2024 Published: 2024-02-07 15:48:54... remuneration should include malus and clawback provisions that would enable the company ... include a description of its malus and clawback provisions, including: * the ...
-
LAWFLASH DOJ DEPUTY ATTORNEY GENERAL ANNOUNCES... Published: 2022-09-19 14:09:15... In other words, DOJ will look at a company's history of actually clawing back compensation consistent with its policies. Monaco stressed that companies must employ clawback ...
-
Microsoft Word - FIRM_DM-#12968339-v3-Global_Finance_Alert_Gustini... Published: 2010-04-20 13:24:24... security. Executive Compensation Reform including nonbinding "say on pay" and "clawbacks" following an earnings restatement. All public company compensation committee ...
-
Financial Regulatory Reform: The Dodd-Frank Wall Street Reform... Published: 2010-07-16 12:25:57... committees and their advisers, clawback of current and former executive ... Compensation Clawbacks The Dodd-Frank Act directs the SEC to adopt rules requiring ...
-
Corporate Culture and ERM Published: 2013-07-02 13:34:25... and customer satisfaction, in setting incentives and compensation. 15 Integrating clawback provisions and linking stock option awards, at least in part, to nonfinancial metrics ...
-
http://www.duanemorris.com/alerts/alert2990.html Published: 2008-10-07 12:01:38... These standards may limit incentives that encourage "excessive" risk-taking, provide for recovery of incentives paid on the basis of materially inaccurate criteria (clawbacks), and ...
-
Summary of the Emergency Economic Stabilization Act of 2008_10... Published: 2008-10-06 15:23:18... to executives who take risks that threaten the value of the institution, (ii) clawback rights to incentive pay based on earnings or other criteria later proven to be ...
-
Section 1 Published: 2010-01-07 20:01:17... compensation programs encourage short-term or long-term risk taking (e.g., through clawbacks or holding periods); whether the company adjusts its compensation programs to ...
-
Webcast - "Pat McGurn's Forecast for 2016 Proxy Season" Published: 2016-01-26 00:00:00... SEC. One that shareholders are watching very closely are the clawback rules. Will companies move to add more clawback-resistant awards into their programs, particularly by the use ...
-
2016 PROXY SEASON REVIEW By Shirley Westcott July 2016 Overview Published: 2021-12-21 12:35:15... Stock Retention, Severance, and Clawbacks Shareholders are showing waning interest in some perennial compensation topics-executive stock retention, severance pay, and clawback ...
-
Shareholder Activism Published: 2021-09-24 14:40:55... Rules for Pay and Performance Alignment reporting and Clawbacks may be finalized by the SEC Unwanted attention to adjustments to executive compensation plans will be on the ...
-
ISS Governance QualityScore Methodology Guide Published: 2021-02-08 15:37:02... Does the company have a clawback or malus provision? (Q155) › The presence of clawback provisions may help ensure that real pay is not given for fictitious performance. ...
-
ISS Governance QualityScore Methodology Guide Published: 2022-01-05 10:20:27... Does the company have a clawback or malus provision? (Q155) › The presence of clawback provisions may help ensure that real pay is not given for fictitious performance. ...
-
ISS Governance QualityScore Methodology Guide Published: 2021-01-07 20:18:50... Risk Mitigation Does the company have a clawback or malus provision? (Q155) ISS ESG .../or its subsidiaries › The presence of clawback provisions may help ensure that real pay ...
-
New Board Compliance Guidance Prompts General Counsel Focus Published: 2015-04-24 14:58:54... members be "certified" on compliance oversight, and in the use of compensation "clawbacks" or similar means to incentivize compliant behavior by corporate officers. 13. The ...
-
Annual Board & Committee Best Practices Calendar Published: 2026-05-13 12:42:18... meeting * Review policies relating to clawback of executive compensation or consider ... required exhibit in 2024 Form 10-K) - Clawback policy (Dodd-Frank § 954; Exchange Act ...
-
AUTHORS Mile T. Kurta Andrew J. Beck ... Published: 2023-10-24 16:58:42... time-for example, the new SEC clawback rules under Dodd- Frank (enacted in 2008) were not issued until 2022-and accordingly, it is not guaranteed that the SEC would act swiftly. ...
-
OVERVIEW Published: 2023-05-24 19:31:06... to domestic issuers, including the recently adopted executive compensation clawback requirements and the proposed climate change and cybersecurity risk disclosure requirements. ...
-
New York Washington, D.C. Los Angeles Palo Alto... Published: 2016-07-25 19:03:29... Finally, the Principles state that companies should maintain clawback policies for both cash and equity compensation. Flexibility and rationale behind compensation decisions. ...
-
The 2009 Proxy Season: RiskMetrics Group's Voting Policy Published: 2022-01-05 10:53:07... on "Clawbacks"/ Recoupment Policies and Holding Periods Influenced by TARP, RMG indicates that it may recommend a vote "for" shareholder proposals on "clawbacks" of ...
-
Microsoft Word - 703878400_1.DOCX Published: 2012-11-14 19:38:00... Dodd-Frank Section 954 Clawbacks Section 954 of the Dodd-Frank Act requires national security exchanges to require listed companies to adopt a policy requiring clawback of ...
-
Madden Article on the Shifting Landscape of Corporate Governance... Published: 2011-03-16 13:06:02... 18 Executive Compensation: Court declines to allow DOJ to intervene in SEC clawback case...... 18 Risk Management: Many CD&As too opaque; ...
-
Microsoft Word - WeilBriefing_SEC_CG_2009 Proxy.doc Published: 2009-01-23 15:37:25... has met its obligations and that the clawback and golden parachute provisions of EESA ... Recoupment Provisions ("Clawbacks"): Section 304 of the Sarbanes-Oxley Act 5 empowers the ...
-
Title Page Published: 2009-03-28 08:07:50... Another issue to be aware of is a creditor client's potential exposure in terms of clawback liability for a claim by the bankruptcy estate. It may be possible to work with the ...
-
2019 PROXY SEASON HOT TOPICS Corporate Governance Alert Published: 2019-02-26 17:10:19... If an agreement includes "negative discretion" by the employer to either clawback, reduce or eliminate an award in part or its entirety, this may result in an agreement failing to ...
-
Microsoft Word - Client Alert - TARPOONED - The Recapitalization... Published: 2008-10-17 11:57:42... and excessive risks that threaten the value of the financial institution. - Requiring clawback of any bonus or incentive compensation paid to a senior execu- tive based on ...
-
SHAREHOLDER PROPOSAL DEVELOPMENTS DURING THE 2023 PROXY SEASON Published: 2023-07-27 13:05:04... including the incorporation of sustainability-related goals; (iii) compensation clawback policies; (iv) equity award vesting; (v) executive compensation disclosure; (vi) ...
-
Privately Held Financial Institutions Offered TARP Capital Purchase... Published: 2008-11-21 12:44:24... that threaten the value of the financial institution; (ii) requiring repayment or "clawback" provisions for any bonus or incentive compensation paid to a senior executive ...
-
ATTORNEY ADVERTISING Published: 2017-10-10 17:11:50... For example, although a few of the Financial CHOICE Act (H.R. 10) provisions repealing Dodd-Frank rules were addressed, there was no mention of say on pay, clawbacks, hedging, ...
-
ATTORNEY ADVERTISING Published: 2023-01-10 12:21:54... requiring or permitting the forfeiture or discount repurchase of equity interests or the clawback of severance or equity proceeds, could be considered "de facto" non-competes. ...
-
New York Washington, D.C. Los Angeles Palo Alto... Published: 2009-02-11 10:57:09... Until the government is repaid, these restrictions also require shareholder "say on pay" votes, require clawbacks for executives found to have engaged in deceptive practices, limit ...
-
Private Equity Alert Published: 2010-04-05 11:22:19... of employees in both the short- and the long-term, such as through provisions for clawbacks or minimum equity holding periods; n the company's policies regarding adjustments to ...
-
Sample v Published: 2008-08-04 10:16:00... Counts Three and Four seek both a declaration and "clawback" repayment or setoff for the ... indemnification would be subject to clawback if the defendant lost on retrial and ...
-
Checklist: Board Risk Oversight - Sexual Harassment Policies Published: 2023-10-04 16:30:20... This consideration also applies when considering the "cause" definition in incentive plans, moonshot awards, severance plans and clawback policies. * Contract language that ...
-
AS THE COMPENSATION COMMITTEE CHAIR ROLE Published: 2022-07-25 15:02:38... Program o Peer group o Plan design o Perquisites o Key policies (stock ownership, clawbacks, tax gross-ups, etc.) * Employment contracts and restrictive covenants * Director ...
-
Layout 1 Published: 2007-06-18 14:55:25... options or other long-term oriented compensation. 4 e) Provides for appropriate "clawbacks" in the event of a restatement of relevant metrics. f) Requires equity awards to be ...
-
Pay, Risk and Stewardship Private Sector... Published: 2009-06-16 15:12:43... Participants also recommended the expansion of "clawbacks with teeth," allowing companies ... Despite their useful function, however, participants noted that effective clawbacks should ...
-
A_0300-09-EA:A_0300_09_EA.qxd Published: 2009-04-20 08:26:14... compensation program. * Introduce forms of accountability (e.g., the inclusion of "clawback" provisions in compensation arrangements) for those situations in which executives, ...
-
http://www.akingump.com/communicationcenter/newsalertdetail.asp Published: 2010-04-06 11:59:08... and any mitigating features (such as clawbacks or bonus banks) that they have already ... of stock ownership guidelines, and the existence of anti-hedging and clawback policies. ...
-
Microsoft Word - 2016 Proxy Season Quick Reference Guide_17Dec2015... Published: 2015-12-18 00:21:43... comply with the say-on-pay rule. Clawback rules are still in the proposal stage and are not expected to be finalized before 2016 but they may be in effect in the coming year. ...
-
http://www.chadbourne.com/clientalerts/2008/eesa/ Published: 2008-10-07 18:14:35... that encourage these officers to take unnecessary and excessive risks that might threaten the value of the financial institution; ¡ Clawback of Certain Incentive Compensation. ...
-
View on web Share ONPOINT / A legal update from Dechert... Published: 2015-10-26 17:54:57... 2007 giovanni.insana@dechert.com More from Dechert The Claws Are Out - SEC Proposes Clawback Regulations Under Dodd-Frank SEC Proposes Pay Versus Performance Disclosure Rules ...
-
2014 year-end issues for audit committees Published: 2015-01-28 20:32:52... about hedging by employees and directors * Listing standards requiring the "clawback" of executive incentive-based compensation after an accounting restatement due to ...
-
EVERSHEDS SUTHERLAND / WWW.EVERSHEDS-SUTHERLAND.COM Published: 2018-12-21 16:15:36... its review of a company's executive compensation program, outlined where it expects clawbacks to be triggered, and clarified which terms of contractual payments and arrangements ...
-
By: Michael S. Dicke and Catherine Kevane Securities Litigation... Published: 2016-03-31 14:55:23... In addition to the $190 million penalty, CSC agreed to retain a consultant to examine its compliance programs. CSC's CEO and CFO agreed to a clawback of over $4 million in ...
-
2020 Proxy Season Results Published: 2020-11-19 19:32:34... Clawbacks 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 2 2 Director Compensation 0 1 5 0 0 3 0 0 ... Compensation 0 1 2 0 0 0 0.0 6.1 20.8 0.0 6.0 20.2 0.0 4.9 16.3 0.0 4.2 14.5 Clawbacks 0 0 ...
-
UK Corporate Governance Developments: 2013 Mid-Year Update Published: 2013-08-27 18:45:16... The UK's "Crackdown on Misconduct" for Senior Banking Personnel: Bonus Clawback and ... 10 years and 100 per cent. bonus "clawback" when a bank is bailed out by the Government. ...
-
Final: Order on Rule Change Affecting Continued Listing for Unpaid... Published: 2026-02-24 22:25:06... Awarded Compensation) (referred to as a "clawback requirement delinquency") and provides a process for an issuer subject to a clawback requirement delinquency to come back into ...
