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SEC Approves NYSE Amendments to Corporate Governance Requirements... Published: 2009-12-03 07:21:46

The amendments are effective January 1, 2010. We'll be posting memos analyzing these new requirements in our "NYSE Guidance" Practice Area. As noted by Mayer Brown, the rule ...
Open market purchase of mortgage revenue bonds: Q & A/ Discussion... Published: 2019-11-25 06:34:19

... See the attached MoFo, Mayer Brown & Pillsbury memos and the other materials in the "Tender Offers" Practice Area on DealLawyers.com for a discussion of tender offer issues ...
Baby shelf/ATM: Q & A/ Discussion Forum Published: 2025-07-18 05:17:01

... I've not heard about the Staff taking that position. The most recent commentary on this I've seen is this excerpt from a 2020 Mayer Brown memo on ATM programs: "An issuer that has ...
FPI - Is Super 20-F required if Form 10/20-F info disclosed in... Published: 2025-05-27 08:35:00

See the discussion on pages 26-27 of this Mayer Brown presentation: https://www.freewritings.law/wp-content/uploads/sites/24/2024/06/SECs-Final-Rules-on-SPACs-Jan-2024.pdf Reply ...
Filing (or Omitting) Schedules with Exhibits: Q & A/ Discussion... Published: 2006-10-30 21:45:48

And some law firms have written client alerts (rg. Mayer Brown client memo) addressing the issue. I think it's one of those things that clients and their counsel sort of need to ...
Chandler v Cape: Piercing the Corporate Veil: Lessons in Corporate Published: 2012-05-14 20:15:01

The case potentially opens up avenues of recourse that, up to this decision, would not have been available. Mayer Brown's Corporate and Environment and Safety Groups have teamed up ...
Brussels Published: 2010-05-04 13:36:59

A D V I S O R Y Commitment | exCellenCe | innovation Pacific investment mgmt. co. v. mayer Brown: The SeCoND CirCuiT rejeCTS The "CreATor TheorY" AND ADopTS The "ATTriBuTioN ...
Digital Assets Legislation: Where Do We Go From Here? : TheCorporateCo... Published: 2024-06-05 07:30:06

The House passed the legislation, by a vote of 279 to 136. As this Mayer Brown alert notes, the legislation would clarify the responsibilities of the SEC and CFTC with respect to ...
Shareholder Democracy & the Law of Unintended Consequences :... Published: 2025-01-09 06:15:00

... The "law of unintended consequences" also played a role in how proxy advisors amassed such power in the first place. This 2019 Mayer Brown memo gives some perspective on how the ...
Dividend of Warrants - Registration Required?: Q & A/ Discussion... Published: 2022-11-17 04:23:26

... For more on rights offerings, see this Mayer Brown memo: https://www.freewritings.law/wp-content/uploads/sites/24/2020/06/WTD-Rights-Offerings.pdf Reply John Jenkins, Editor, ...
untitled Published: 2007-05-07 12:33:40

Lambadarios Law Offices Liepa, Skopina /BORENIUS M.V. Kini & Co. Macias Gómez & Asociados Mattos Filho, Veiga Filho, Marrey Jr. e Quiroga Mayer, Brown, Rowe & Maw LLP McCann ...
IPOs: Nasdaq Now Has More Discretion to Deny Initial Listings... Published: 2025-12-21 16:35:17

This Mayer Brown blog summarizes the update: Under the proposal, Nasdaq would adopt new interpretive material, IM-5101-3, under Nasdaq Rule 5101 that would permit it to deny an ...
Crypto: No-Action Letter Roadmap to Distribute Tokens in the... Published: 2025-10-05 22:27:43

This Mayer Brown blog describes the Foundation, the DoubleZero Network and the 2Z tokens: The Foundation was formed to support creation of the DoubleZero Network, a "purpose-built ...
Capital Markets Alternatives: At-the-Markets Offerings (CC Mar... Published: 2025-01-19 12:04:20

... That being said, issuers involved in an ATM program should consider taking steps to mitigate the risk of violations of Regulation M. This excerpt from a 2020 Mayer Brown ...
Microsoft PowerPoint - MB CLE.pptx [Read-Only] Published: 2020-06-25 12:58:45

LATE STAGE FINANCING MAYER BROWN Anat Alon-Beck Assistant Professor anat.beck@case.edu 6/24/2020 2 Equity ownership is changing in the USA Public Markets Unregistered Exempt ...
<<Brochure Title>> Published: 2014-09-10 16:30:35

1 UK, US, Hong Kong and Global - eligibility and continuing obligations mayer brown 2 Eligibility requirements and continuing obligations applicable to UK, US and Hong ...
Tech IPOs: 239 Million Reasons to Stay Private? : TheCorporateCounsel... Published: 2019-02-26 07:29:18

Here's a summary of the pipeline report from Mayer Brown's blog: In 2013, the median time between first funding and IPO for U.S. VC-backed tech companies was 6.9 years compared to ...
General Instruction I.B.6 and ATMs: Q & A/ Discussion Forum Published: 2023-05-25 06:03:13

... You need to recalculate the remaining capacity on a rolling basis at the time of each sale under the prospectus See the discussion on p. 3 of this Mayer Brown memo. https://...
US Supreme Court Releases Opinion in Merck & Co. v. Reynolds Published: 2010-04-29 13:18:20

ABOUT MAYER BROWN | INDUSTRIES & PRACTICES | PEOPLE | OFFICES | NEWS | PUBLICATIONS | EVENTS | CAREERS | ALUMNI US Supreme Court Releases Opinion in Merck & Co. v. Reynolds Client ...
SEC Investor Advisory Committee Considers Reg D Changes : TheCorporate... Published: 2023-09-26 06:28:26

Earlier this year, the Investor Advisory Committee also explored the growth of private markets at one of its meetings. This Mayer Brown Free Writings & Perspectives blog describes ...
Accredited Investors: Recommendations of the Small Business Capital... Published: 2024-03-06 06:33:18

Following the prepared remarks, the Committee voted in favor of three recommendations, which this Mayer Brown blog summarizes as follows: - The current net worth and income ...
Corp Fin Staff Issues Statement on Crypto Mining : TheCorporateCounsel... Published: 2025-03-25 13:05:45

to those of us who aren't among the crypto cognoscenti (or at least to me). Fortunately Mayer Brown posted a blog about the statement that is a little easier to understand. ...
Bring Back Small IPOs? Good Luck with That : TheCorporateCounsel... Published: 2025-12-18 17:43:33

This recent Mayer Brown blog says that it will take more than regulatory changes like these to bring back small cap IPOs: While all of these measures are undoubtedly important and ...
Global Climate Disclosure: Don't Expect SEC Rules to Supersede... Published: 2024-01-11 00:04:39

I don't know about you, but I have trouble keeping up and keeping them straight. If you have felt that way as well, this recent Mayer Brown white paper on the global regulatory ...
Navigating Conflicted Transactions Under the Amended DGCL : TheCorpora... Published: 2025-05-09 07:38:12

This Mayer Brown alert outlines a three-step process for evaluating conflict transactions following the DGCL amendments that took effect in March. Below, I've streamlined the ...
SEC Small Business Advisory Committee to Meet on February 25... Published: 2025-02-06 06:35:57

The Mayer Brown Free Writings + Perspectives blog notes: The Securities and Exchange Commission's (SEC) Small Business Capital Formation Advisory Committee will meet on February ...
Your 10-K & Proxy: More Miscellaneous Stuff Not to Miss : TheCorporate... Published: 2025-12-02 08:33:17

Here's another great reminder from this Mayer Brown alert that may not be top-of-mind. - Certifications, Exhibits, Signatures and Consents. Interestingly, growing areas of SEC ...
E-minders January 2005 Published: 2025-01-19 12:03:29

John Huber of Latham & Watkins; Linda Griggs of Morgan Lewis, Mike Hermsen of Mayer Brown and David Lynn, Chief Counsel, Division of Corporation Finance, SEC. Join them to ...
Microsoft Word - The Creation of the US Term Asset-Backed Securities... Published: 2008-12-03 11:34:54

Mayer Brown's Global Financial Markets Initiative helps clients deal with the legal and business challenges resulting from the ongoing turbulence in worldwide financial markets. By ...
SEC Staff Provides Rule 15c2-11 Relief : TheCorporateCounsel... Published: 2024-11-27 07:15:09

As the Mayer Brown Free Writings & Perspectives blog notes, last Friday the Staff issued yet another no-action letter on the topic: Broker-dealers had been preparing for the sunset ...
Your 2026 Proxy Statement & Form 10-K: Everything Has Changed... Published: 2025-11-22 12:46:25

But as this 31-page Mayer Brown memo observes, shifting SEC priorities and other policy dynamics may affect your disclosures. Compared to this time last year, everything feels ...
More on DTC's Tokenization Pilot : TheCorporateCounsel.net Blog Published: 2026-01-08 21:03:00

This Mayer Brown alert describes how the DTCC Tokenization Services pilot program works in detail. Here's a snippet: Subject Securities. The scope of token-eligible securities is ...
A joint survey conducted by : TheCorporateCounsel.net Blog Published: 2003-06-06 05:10:01

See http://www.washingtonpost.com/wp-dyn/articles/A21876-2003Jun5.html?nav=hptoc_b. For TheCorporateCounsel.net subscribers, we have posted an interview with Mayer Brown's Mike ...
After the Bailout: What to Expect for Capital Market Deals Now... Published: 2025-07-25 14:26:36

Coast, West Coast and the Midwest. The panelists include: - Edward Best, Partner, Mayer Brown - Michael Kaplan, Partner, Davis Polk & Wardwell - J. Maurice Lopez, Managing ...
Crypto Decision in Ripple Labs: Approach Already Rejected in... Published: 2023-08-17 06:58:26

The latest crypto decision, also from the SDNY - SEC v. Terraform Labs, (SDNY 8/23) - supports these points. This Mayer Brown alert describes the decision: Judge Jed Rakoff ruled ...
D&O Questionnaires: It's That Time Again! : TheCorporateCounsel... Published: 2025-12-02 05:53:18

As this Mayer Brown alert notes, companies are taking another look at this question after an SEC enforcement action, although you may have already considered this last year. - Do ...
Proxy Season Checklists Published: 2025-04-04 00:00:00

Leonard Street (9/13) "Preparing for the 2014 Proxy and Annual Reporting Season," Mayer Brown (9/13) "The Mainstream Shareholder Activism in 2013," Wachtell Lipton (9/13) 2013 ...
Legal Update Published: 2013-08-13 20:55:03

and revising certain IPO sponsor' rules, undertakings and declarations. 2 Mayer Brown JSM | Seven Changes to Be Aware Of in Relation to the New IPO Sponsor Regulatory ...
Capital Formation Topics in Congress : TheCorporateCounsel.net... Published: 2023-04-04 06:57:35

Corp.; Anna Pinedo, Partner and Co-Leader of Global Capital Markets, Mayer Brown; and Stacey Bowers, Professor of the Practice, University of Denver Sturm College of Law. ...
Global Climate Change Disclosure Initiatives and Board Corporate... Published: 2024-01-09 12:33:53

CLAUDIA RAMOS JUSTIN TAN JAMES CARLSON This Mayer Brown publication provides information and comments on legal issues and developments of interest to our clients and friends. ...
E-minders December 2004 Published: 2025-01-19 12:03:28

... another crucial webcast - "Demystifying Internal Controls Disclosures" - featuring John Huber of Latham & Watkins; Linda Griggs of Morgan Lewis and Mike Hermsen of Mayer Brown. ...
High-Yield Bonds An Issuer's Guide (U.S. Edition) Published: 2017-02-16 17:55:51

Key Members of Our Global High-Yield Practice 33 CONTENTS iv High-Yield Bonds - An Issuer's Guide (U.S. Edition) mayer brown 1 High-Yield in Context High-Yield in Context ...
Microsoft Word - 2020 Proxy and Annual Report Season Time to... Published: 2019-10-08 13:59:31

Smaller reporting companies and emerging growth companies will not need to comply until they file proxy or information statements for the election of 2 Mayer Brown | 2020 Proxy and ...
Law Firm Memos - Part B Published: 2025-01-19 12:04:49

... (9/02) Sutherland (8/02) Akin Gump (9/02) Sidley Austin Brown & Wood (10/02) Mayer Brown (9/02) Fried Frank (9/02) Haynes and Boone (9/02) Buchanan Ingersoll (9/02) Section ...
2024 U.S. Proxy and Annual Report... Published: 2023-10-05 15:09:29

modified, or terminated a Rule 10b5-1 plan or a similar September 21, 2023 2 Mayer Brown | 2024 U.S. Proxy and Annual Report Season: It's Starting Time! trading arrangement. ...
Microsoft Word - UPDATE-Corp_2015_Proxy_Season_0914_V2.docx Published: 2014-09-17 18:51:41

companies would be the 2016 proxy season (with respect to 2015 compensation). 2 Mayer Brown | Preparing for the 2015 US Proxy and Annual Reporting Season Under the pay ratio ...
Microsoft Word - Preparing_for_the_2016_US_Proxy_and_Annual_Reporting... Published: 2015-09-23 23:11:10

... There were also other popular 2 Mayer Brown | Preparing for the 2016 US Proxy and Annual Reporting Season governance proposals, environmental and social policy proposals and ...
Microsoft Word - 2022 Proxy and Annual Report Season.docx Published: 2021-10-04 15:55:49

The status of the COVID-19 pandemic and the matters presented for a shareholder vote at the annual meeting are factors that may September 22, 2021 2 Mayer Brown | 2022 Proxy and ...
Regulatory Reform: Business Groups Fire Broadside at SEC : TheCorporat... Published: 2024-07-10 07:02:58

The report recommends a variety of reforms to the rulemaking process, which are summarized in this excerpt from a Mayer Brown blog: - Require the SEC to affirmatively conduct an ...
Microsoft Word - 746245500_1.docx Published: 2022-03-03 14:56:11

Selected Highlights The Report highlights certain areas that received considerable attention within the industry and beyond in 2021. February 15, 2022 2 Mayer Brown | FINRA ...