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Results from: TheCorporateCounsel.net
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Microsoft Word - BLBG-#323219-v1-WaMu___COMPLAINT_WITH_CORRECTED... Published: 2008-11-05 10:51:40... Account for the Company's Option ARM Loans in Provisioning ... Strategic Decisions Conference......230 Lead ... risk of loss upon the exercise of recourse upon default ...
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Heads Up Newsletter Published: 2015-06-28 17:12:28... about whether an entity will collect a receivable or the potential exercise of an option). ... of making a difference in user decisions." * "The information is ...
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Regulatory Developments Published: 2004-08-09 18:49:02... interstate trust operations the option of a trust-only charter or the exercise of trust powers by a ... making discretionary decisions, and rendering advice.'' 42 In ...
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M A R C Published: 2004-03-31 13:43:54... a typical person would exercise under the same circumstances and make an informed decision after considering all ... as a liquidity option, pri- vate equity firms ...
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Primer on Climate Change: Directors' Duties and Disclosure Obligations Published: 2021-07-08 11:25:23... in the boardroom when modelling risk and strategic options. ... The duty of care requires that directors exercise reasonable ... A reasonable decision for a director fifty, ten or even five ...
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September 2016 | On the boards agenda Published: 2016-09-08 18:19:16... a company with strategic options and flexibility should the ... and proactive strategic decisions in a timely matter and ... This exercise can assist companies with determining levels ...
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Leal Update -- Delaware Court of Chancery Allowes deSPAC Litigation... Published: 2022-01-12 09:56:22... who could not exercise their redemption rights on an informed basis." ... for a target company with the understanding that they retained an option to make a redemption decision. ...
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McMillan LLP Brookfield Place, 181 Bay Street, Suite 4400... Published: 2015-06-09 23:21:39... Practically, however, exercising this option to raise capital may not be worth it for all ... Readers are cautioned against making any decisions based on this material alone. ...
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SPECIAL PURPOSE ACQUISITION COMPANIES: AN INTRODUCTION Published: 2021-01-21 16:04:40... From the decision to proceed with a SPAC IPO, the entire IPO process ... common stock issuable upon exercise of the public warrants or at the option of management, the public ...
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PDF.js viewer Published: 2025-01-14 13:32:50... Question 10: Do you agree with the Board s decision not to propose amendments to the ... computation of diluted EPS because the options exercise price was greater than the average ...
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Introduction Published: 2008-01-22 13:33:51... by the full set delivery option notice, plus: (i) enhanced ... they impact compensation decisions Indicate whether ... whether it was actually exercised Identify the companies ...
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EXECUTIVE SUMMARY Published: 2004-12-02 14:16:32... All this will help them make informed investment decisions. ... of climate change, and exercising leadership now will be ... but it is generally not an option in most of the Midwest. ...
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Microsoft Word - 081222_Top 10 Topics for Directors in 2009.doc Published: 2008-12-23 22:35:14... to make executive compensation decisions. 59 In addition to the above, ... plans to simply issue additional options with lower exercise prices, or it may have enough cash ...
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Morrison & Foerster Published: 2025-01-19 12:03:49... but also had "failed to exercise any business judgment ... were making material decisions without adequate ... to review ... [its] options, perhaps with the ...
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Client Alert Published: 2008-02-12 11:09:43... both 2007 compensation decisions and the SEC's description ... Stock options and stock appreciation rights (SARs) will ... (ii) the grants have an exercise price not less than the ...
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A Focus on Rule 10b5-1 Plans: What's Next? (CE Jul-Aug 2021) Published: 2025-01-19 12:04:35... making the investment decision on behalf of the entity ... belief that they a "free option" to select the most ... Once the plan is adopted, the person must not exercise any ...
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Equity Research Published: 2006-04-19 11:32:12and employee stock options) under one roof and take a ... companies make financing decisions on economic merits as ... in substitution for the exercise of independent judgment. ...
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Forthcoming, Cornell Law Review, ... Published: 2020-08-10 20:01:15... appropriateness of its exercise."). 59 Business ... stakeholder-friendly options would be good for shareholders. ... the effects of their decisions on the various stakeholders? ...
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Microsoft Word - DO Insurance TOC - 3_11_03.DOC Published: 2003-07-10 21:08:52... Similarly, exercise of any extended reporting option should be considered whenever a new policy provides ... the markets and make informed decisions about available options and ...
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SEC Provides Guidance to Directors of Public Companies Published: 2014-07-11 14:12:02company as a whole, and exercise appropriate oversight to ... still make an important decision on whether to self-report ... out of a desire to keep options open as the investigation ...
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Snell & Wilmer L.L.P Published: 2008-05-30 11:07:44... The decisions in both JANA and Levitt highlight the need for advance notice ... Form 8-K need not be filed upon the exercise of the warrants or options or conversion of the notes. ...
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Keeping Current with Form 8-K - July 2020 Published: 2020-10-21 14:53:10... is not triggered upon the exercise of the warrants or the options or the conversion of the notes. ... or qualification * Whether the decision to change accountants was ...
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14-08-06 Kelley Barker Published: 2021-01-21 17:14:46including officer compensation, the decision whether to list on an exchange and ... although this percentage is less if the under- writers' over-allotment option is exercised. ...
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Microsoft Word - Business Lawyer Article_palib2_9569752(12) ... Published: 2019-02-11 14:18:11... in the form of stock options) for top executives was ... that managers should exercise Electronic copy available ... of stocks, it has no input into any corporate decisions. ...
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FIDUCIARY DUTIES AND CLIMATE CHANGE IN THE UNITED STATES Sarah... Published: 2023-05-11 15:42:40... protect directors who are uninformed, who make no conscious decision, or who exercise no judgment. ... ▪ What are our strategic options for managing these risks (including ...
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Proxy Advisors and Market Power: A Review of Institutional Investor... Published: 2021-04-22 13:42:52... invest- ment advisors the option to "automatically submit ... advisor's voting decision and may become available ... to ensure that it exercises voting authority in its ...
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08-205 Citizens United v. Federal Election Comm'n (01/21/10) Published: 2010-01-21 14:21:33the Reporter of Decisions for the convenience of the reader. ... this Court must, in an exercise of its judicial ... speak-and it does not-the option to form PACs does not ...
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PROXY ADVISORS AS ISSUE SPOTTERS Douglas Sarro* Published: 2020-12-05 15:25:50... make their own voting decisions? 3 Proponents of ... facto standard setters" exercising effective control of ... of certain equity options and warrants, closed-end ...
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Corporate Issuer Published: 2013-04-29 14:05:00... Call (631) 254-7067, option (2) Broadridge, 51 ... and no legal or business decision should be based on its ... upon which brokers may exercise their discretion in ...
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JS Published: 2013-02-14 16:13:00... have the rightto acquire by exercise of stock options, and 12,620 RSUs vestingwithin 60 ... 22 26 of 65 EXECUTIVE COMPENSATION DECISION-MAKING PROCESS Determining ...
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Performance Pay and Private Equity Published: 2015-05-27 14:21:04... Synthesizing Judicial Decisions, SEC Guidance and Voting ... that "legitimates the exercise of power by some ... these proposals without having the option to amend them"). ...
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Microsoft Word - 2010 JCEB Questions - Final _04-01-11_ _2_.doc Published: 2012-11-18 19:11:29... of the performance period are to be reported in the Option Exercises and Stock Vested Table. ... At this time, the Staff has not made any decisions with respect to what, if anything, ...
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A NEWSLETTER FROM BDO'S NATIONAL ASSURANCE PRACTICE Published: 2019-02-16 01:28:03... lease grants the lessee an option to purchase the underlying asset that the lessee is reasonably certain to exercise. ... package of practical expedients before reaching a decision. ...
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FIDUCIARY DUTIES AND CLIMATE CHANGE IN THE UNITED STATES Sarah... Published: 2021-10-27 16:09:28... protect directors who are uninformed, who make no conscious decision, or who exercise no judgment. ... ▪ What are our strategic options for managing these risks (including ...
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Insights on: TAX LAW AND ENTITY FORMATION Published: 2018-08-30 18:11:34... Therefore, equity compensation plan options should not be a ... is rarely a decisive factor in the choice of entity. ... of officers to exercise day-to-day management ...
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The Canadian Securities Administrators (the CSA) Published: 2012-01-17 19:15:38... Incentive Plan Awards * If a company has granted options in ... the currency and the exercise or base price. * A new ... an understanding of how decisions about compensation for ...
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AL E R T M E M O R AN D U M Market Abuse Regulation: Impact on Published: 2016-06-13 15:53:08... acquisitions, disposals, grants or exercises of options or other rights to receive shares and ... institution that makes trading decisions independently of the company. 20 In ...
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Microsoft Word - FS #25 - 09-08 - International Short Selling... Published: 2008-09-24 13:36:04... to purchase the security or has exercised an option, right or warrant to purchase or ... Materials have been abridged from laws, court decisions, and administrative rulings ...
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Heads Up Published: 2019-07-01 19:12:58... and that do not include a purchase option that is reasonably certain to be exercised (see ASC 842-20-25-2). ... as a basis for any decision or action that may affect your business. ...
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Deloitte Risk & Financial Advisory Published: 2020-09-24 14:08:49... is, undertaken as an exercise rather than a strategic ... weigh strategic options, and deliver value to ... essential assistance and decision support to the executive ...
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Risk Intelligent Published: 2010-11-18 17:33:496 Holding open strategic options 7 Steps to a Risk ... including strategic decision-making and risk ... emergence, a vital exercise that plays a major role ...
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Regulatory Update Financial Services Industry Published: 2010-12-27 11:55:17... party must be able to exercise kick-out rights, or ... over the significant decision making would be ... instruments (e.g., options, forwards, futures, and ...
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_ Published: 2013-11-30 20:13:06... the shares underlying employee stock options that were granted and may have become exercisable prior to filing. ... their control so that there is no further investment decision. ...
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Disclosure and Internal Controls: Practical Points on Disclosure... Published: 2019-02-07 13:15:56... or grossly negligent decision making by corporate directors. ... directors failed to exercise any business judgment and ... that over-use of stock options in director pay programs ...
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http://www.gibsondunn.com/Publications/Pages/RiskMetricsGroupRe Published: 2009-12-09 13:40:57... pay-for-performance, options backdating, and poor pay ... compensation voting decisions: (1) evaluating the ... officers at a lower exercise price, and/or the ...
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08_07_03_SOX.PDF Published: 2003-08-11 18:06:44... The court stated flatly: "[T]he advancement decision is essentially simply a decision ... Cashless option exercise. (1) Cashless option exercise should not be viewed as a personal loan ...
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SEC UPDATES GUIDANCE ON DELAYS IN PRINTING AND MAILING PROXY Published: 2020-04-10 14:25:59... can make informed voting decisions, without putting the ... notice and access delivery option in a manner that will ... these materials and exercise their voting rights under ...
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Client Insight: Artificial Intelligence Insights The Current... Published: 2024-10-31 15:16:25... Key Takeaways: Exercise particular caution when leveraging AI in automated decision- making processes, especially for ... allow users to enable options to add disclosures to ...
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12/29/21, 2:30 PM December 23 Update... Published: 2021-12-29 14:30:41long as an employer is exercising reasonable, good faith ... the Sixth Circuit's decision, a flood of petitions ... or if you would offer the option of weekly testing, ...
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Section 1 Published: 2025-01-09 09:48:45... a material new stock option or SAR award grant) and ... underlying the award, the exercise price of the award, the ... it should not be the sole basis for making the decision. ...