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Results from: TheCorporateCounsel.net
  1. DISK124:[20ZCZ1.20ZCZ43501]BC43501A.;3 Published: 2025-02-25 17:20:54
    ... Stock Robust Code of and Compensation Clawback Ownership Guidelines Conduct/Ethics ... resort to the pledged securities. * Clawback Policy: The Board has the authority to ...
  2. Nasdaq Guidance Published: 2025-06-02 00:00:00
    ... NYSE/Nasdaq '23 Proposal "Letter from 39 Law Firms on Clawback Listing Standards" (4/23) Greenberg Traurig (3/23) BakerHostetler (3/23) Compensation Advisory Partners (3/23) ...
  3. http://www.bracewellgiuliani.com/index.cfm/fa/news.advisory_pri Published: 2008-10-16 21:54:26
    ... and excessive risks that threaten the value of the participating institution; require clawback of any bonus or incentive compensation paid to a senior executive based on statement ...
  4. The_Outlook_for_Financial_Regulatory_Reform_Under_President_Trump Published: 2016-12-01 16:08:09
    ... What would be the impact on executive compensation rules and disclosure requirements?  Clawbacks of incentive compensation under Section 10D of the Exchange Act (mandated by the ...
  5. #16-3341 Compendium InDesign Template R1.indd Published: 2016-12-12 19:39:10
    ... The rules that have not yet been finalized, which include the requirement for mandatory clawbacks of executive bonuses and disclosure of the extent to which companies have ...
  6. Finding the S in ESG: Boardroom and Employee Considerations Published: 2020-10-29 17:48:13
    ... and "clawback") for inappropriate behaviours and risk-taking is a powerful tool in the regulation of culture and practices within firms. The use of malus and clawback has also ...
  7. WORK Updated Published: 2018-07-10 17:46:08
    ... issues of executive pay have sought clawbacks - the recovery of executive pay as an ... often submit shareholder proposals requesting their companies to adopt clawback policies. ...
  8. A LOOK AHEAD TO THE 2012 PROXY SEASON By Shirley Westcott March... Published: 2012-03-12 13:03:04
    ... The two banks, along with Morgan Stanley, were also prodded by the New York City pension funds to strengthen their clawback policies to hold senior executives financially ...
  9. Tweet Aon Worldwide Published: 2017-11-20 14:14:49
    ... by Topic Corporate Governance (15) Executive Compensation (7) ISS (4) Pay Ratio (2) Clawback (1) see all Consulting | Products | Services | Contact Us | Careers Copyright © 2017 ...
  10. Mellon Proxy Guidelines Summary Published: 2024-10-29 14:27:46
    ... F. Clawbacks When determining the effectiveness of a company's Clawback/recoupment policy, the Committee will consider: (1) the amount of information the company provides in its ...
  11. DocName Published: 2010-03-12 23:20:58
    ... and director stock ownership guidelines and director stock ownership; * Disclosure of clawback provisions; * NEO multi-year guaranteed bonuses or tax gross-ups on perks other than ...
  12. Section 5.1 Core Objectives of Executive Pay Published: 2019-09-18 13:43:50
    ... Other boards may consider such restrictions unnecessary to the extent that awards include extended vesting periods. Section 5.7 Compensation Recovery Clawback policies should ...
  13. Cooley Ale Published: 2008-12-04 16:06:12
    ... 2008. For example, historically RMG would not support a shareholder proposal on the "clawback" of certain incentive pay if the company had instituted a correspond- ing policy; ...
  14. http://www.dlapiper.com/senator-dodd-introduces-revised-financi Published: 2010-03-19 18:45:32
    ... This provision is similar to the House-passed bill and the original Dodd November draft. However, the new Dodd proposal goes further by requiring a clawback to recover any ...
  15. View PDF Published: 2024-12-19 14:54:37
    ... policies implemented by the Biden DOJ, like the DOJ Corporate Whistleblower Awards Pilot Program (see our client update) and the DOJ Clawback Pilot Program (see our client update). ...
  16. A Comparison of Silicon Valley 150 Companies Published: 2018-10-15 12:32:59
    ... 0 0 1 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 2 2 Clawbacks 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 2 5 ... 0 0 0 0 28.1 0 0 27.9 0 0 25.9 0 0 23.9 Clawbacks 1 0 0 0 0 0 37.9 0 0 36.6 0 0 29.2 0 0 ...
  17. Silicon Valley A Comparison of Silicon Valley Companies and Published: 2019-11-21 14:39:44
    ... 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2 2 2 Clawbacks 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 2 2 ... 6.0 20.2 13.1 4.9 16.3 9.0 4.2 14.5 7.8 Clawbacks 0 1 0 0 0 0 0.0 37.9 0.0 0.0 36.6 0.0 ...
  18. ANNUAL CORPORATE GOVERNANCE REVIEW Published: 2012-01-17 19:25:21
    ... golden parachutes (a popular resolution over the past decade and three resolutions voted on in 2010), and (iii) mandatory clawback provisions (three resolutions voted on in 2010). ...
  19. 2017 Mid-Year Securities Enforcement Update Published: 2017-07-20 16:47:26
    ... question and thus the SEC did not seek a clawback. 7 Also in January, the SEC instituted ... the company for bonuses and stock awards and thus no clawback proceedings were necessary. ...
  20. <<Brochure Title>> Published: 2017-02-16 17:59:39
    ... Equity Clawback Option As a potentially important exemption from the general rule that the ... upon not less than 30 nor more than 60 days' notice (so-called "Equity Clawback Option"). ...
  21. PUBLICATIONS New Landmark Foreign Extortion Prevention Act Targets... Published: 2024-02-06 10:22:06
    ... Harbor Policy; DOJ Announces First-Ever Pilot Program on Compensation Incentives and Clawbacks, Revisions to Corporate Guidance Regarding Electronic Communications, and Resource ...
  22. Governance Group, Published: 2010-07-22 19:36:37
    ... new "say on pay" rules) "or any other signifcant matter, as determined by" the SEC. Clawback of Incentive-Based Executive Compensation The Act also expands upon Section 304 of ...
  23. ATTORNEY ADVERTISING Published: 2010-07-22 13:48:36
    ... under Item 402 of Regulation S-K as in effect on July 20, 2010. * Clawbacks The scope of the clawback provisions contained in Sarbanes-Oxley has been expanded by the ...
  24. Sidley Best Practices Calendar for Corporate Boards Published: 2022-08-09 13:13:34
    ... meeting * Review policies relating to clawback of executive compensation or consider ... program policies and procedures - Clawback policy - Hedging policy - Stock ...
  25. SIDLEY UPDATE Paycheck Protection Program Update - SBA Issues... Published: 2020-05-26 16:29:10
    ... Lender processing fees are subject to clawback if the SBA determines a borrower was ineligible for a PPP loan within one year after the loan was disbursed. Regardless of whether a ...
  26. SIDLEY UPDATE Making Sense of U.S. DOJ's New Monaco Memo on Corporate... Published: 2022-09-22 15:55:28
    ... reward" positive compliance actions) and penalties for employees whose actions contributed to criminal conduct (such as clawback provisions or partial escrowing of compensation). ...
  27. Proxy Voting Fact Sheet Published: 2014-03-31 15:43:00
    ... Topic Voted proposals As a percentage of votes cast As a percentage of votes outstanding For Against Abstain For Against Abstain Non Votes Recoup incentive pay ("clawback") 1 36.4% ...
  28. Update: SBA Clarifies PPP Loan Forgiveness Requirements and Loan... Published: 2020-05-26 14:16:51
    ... Furthermore, lenders would be subject to a processing fee clawback if they fail to otherwise fulfill their obligations for document collection and retention, as described in the ...
  29. Attorney Advertising CORPORATE Published: 2017-05-05 13:46:07
    ... corporate employees and directors); and clawbacks (requiring disgorgement of incentive ... disclosure of hedging activities, clawbacks of executive compensation, and the ...
  30. WSGR Alert Published: 2023-09-28 18:07:46
    ... share repurchases, insider trading plans, and executive compensation (specifically, "pay versus performance" disclosure and the required adoption of clawback policies). ...
  31. Microsoft Word - 4-29-05-Summary of FASB Statement No. 123-R... Published: 2005-04-29 15:27:12
    ... Clawback Provisions - Contingent features such as "clawback provisions" that may cause the recapture of equity compensation profits are not considered when estimating grant-date ...
  32. Management Alert Published: 2011-08-04 12:27:27
    ... officers to other employees (Section 953 of the Dodd-Frank Act), expanded executive clawbacks in the event of a restatement (Section 954 of the Dodd-Frank Act) and policies ...
  33. The New RiskMetrics Group Brand Published: 2008-01-20 19:55:54
    ... C l a w b a c k L i n k P a y t o P e r f o r m S E R P S Backdaters draw scrutiny Hot topics: Clawbacks, consultant conflicts and SERPS Source: ISS Governance Services Pay for ...
  34. Securities and Capital Markets Published: 2014-11-11 15:26:16
    ... in this area included clawback provisions, the imposition of policies that executives hold shares until retirement, and limitations on the accelerated vesting of equity awards. ...
  35. A Comparison of Silicon Valley 150 Companies Published: 2017-11-02 19:05:50
    ... 0 1 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 2 Clawbacks 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 5 ... 0 0 0 28.1 0 0 27.9 0 0 25.9 0 0 23.9 0 Clawbacks 0 0 1 0 0 0 0 0 45.1 0 0 44.7 0 0 39.1 0 ...
  36. SHAREHOLDER PROPOSAL DEVELOPMENTS DURING THE 2022 PROXY SEASON Published: 2022-07-13 10:25:08
    ... Executive compensation proposals include proposals addressing: (i) performance metrics, including the incorporation of sustainability-related goals; (ii) compensation clawback ...
  37. New York Washington, D.C. Los Angeles Palo Alto... Published: 2014-11-08 15:38:40
    ... to peers, vesting requirements in last three years of CEO equity grants, equity clawback policy, plan duration, share-holding requirements and performance grant ratio of ...
  38. W&C Standard Template Published: 2018-01-18 17:19:07
    ... Compensation Clawbacks 64 In 2015, the SEC proposed rules that would require any company ... also specifies disclosure requirements relating to clawback policies and actual clawbacks. ...
  39. STRAIGHT TALK IS GOOD BUSINESS. Published: 2014-07-10 11:24:51
    ... the executive compensation clawback mandate of Section 954 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, the clawback of executive compensation from ...
  40. Financial CHOICE Act 2.0 Passes House Financial Services Committee Published: 2017-05-09 16:43:31
    ... "say when on pay" vote.  Would limit clawbacks of compensation to those current or ... would require mandatory deferrals and clawback Would repeal and modify many key ...
  41. Emergency Economic Published: 2008-10-16 19:40:22
    ... These restrictions require qualifying financial institutions to: » ensure that senior executive compensation does not encourage excessive risk taking; » impose a clawback on ...
  42. New FTC Rulemaking Seeks to Ban Most Non-Competes Published: 2023-01-10 12:29:51
    ... Foreign Subsidy Disclosure Requirements to HSR Rules How to Navigate the SEC's New Clawback Rules New FTC Policy Statement Expands Scope of "Unfair" Methods of Competition SEC ...
  43. Microsoft Word - CPP PRIVATE FINAL.DOC Published: 2008-12-02 15:30:36
    ... Compensation Restrictions Participating QFIs must: * ensure that compensation does not encourage excessive risk taking; * impose a clawback on compensation paid based on financial ...
  44. Los Angeles | Century City | New York | San Francisco | Silicon... Published: 2008-11-22 18:50:47
    ... Compensation Restrictions Participating QFIs must: * ensure that compensation does not encourage excessive risk taking; * impose a clawback on compensation paid based on financial ...
  45. Shareholder Activism and the "Eclipse of the Public Corporation... Published: 2008-10-09 17:01:22
    ... Unless directors are particularly careful with re- spect to severance, perks, the relation of pay to performance, and reasonable clawback arrange- ments to provide for recoupment ...
  46. printmgr file Published: 2013-06-28 19:09:00
    ... our pay for performance philosophy. * Clawback - In September 2010, our Board adopted a ... The clawback pertains to any excess income derived by the executive officer based on ...
  47. FOR PROXY CIRCULAR DISCLOSURE 3304-20 Queen St, Toronto, ON,... Published: 2021-01-20 18:40:52
    ... Pembina Pipeline Corporation, 2020 Proxy Circular, page 51 Clawback policy We recognize the importance of clawback provisions in promoting ethical conduct and strong ...
  48. Arbitration Provisions in Corporate Governance Documents Published: 2012-04-27 16:18:00
    ... The new sections direct the Commission to direct the SROs to adopt listing standards relating to compensation committees that meet detailed standards and to compensation "clawbacks...
  49. C O R P O R A T E G O V E R N A N C E Published: 2011-03-21 17:14:22
    ... Clawbacks-Section 954 of the Act also creates a new Section 10D of the Exchange Act ... require misconduct by the company or any offcer as a condition to invoking the clawback. ...
  50. Via Electronic Mail: Rule-Comments@sec.gov Published: 2020-08-11 15:52:45
    ... receiving more than 40 percent. 5 Proposals for company policies on executive- pay clawbacks often received limited voting support in early years (e.g., averaging 10.7 percent in ...
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