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Results from: TheCorporateCounsel.net
  1. Compensia Thoughtful... Published: 2022-12-27 13:46:49
    ... Clawback Policies Under the EPSC To receive EPSC points for the clawback policy factor, the policy should authorize recovery upon a financial restatement and cover all or most ...
  2. Updated SEC Guidance on Non-GAAP Measures ALERT Published: 2022-12-20 19:14:49
    ... ALERT OCTOBER 27, 2022 COVINGTON ALERT SEC Requires Clawback Policies On October 26, 2022, ... adopt and publicly �le so-called "clawback" policies to recover erroneously awarded... ...
  3. 2017 proxy season preview Published: 2017-02-01 14:12:54
    ... As part of this focus on culture, executive pay clawback policies are once again in the ... Boards should establish that they have, and disclose, a robust clawback policy that gives ...
  4. Governance Outlook Report Equilar, Inc. Published: 2014-04-29 18:29:18
    ... interests of our stockholders ü Use of clawback and cancellation features for all ... have caps on potential bonus payments, a clawback policy on performance-based ...
  5. 2023 Annual Letter to Boards Published: 2022-12-20 20:44:25
    ... Separately, the SEC's final compensation clawback rules will require all US-listed companies to adopt by early 2024 a clawback policy that provides for recovery of excess incentive ...
  6. Microsoft Word - Sidley Best Practices Calendar _March 2012_... Published: 2012-11-02 22:48:00
    ... for proxy statement (Dodd-Frank § 951; Exchange Act Rule 14a-21)  Review Clawback policy or consider need for adoption of same (Dodd-Frank § 954)  Review ...
  7. Alert - 2023 ISS and GL Voting Policy Updates Published: 2022-12-15 16:05:08
    ... raise concerns when companies maintain clawback policies that only meet the requirements ... to meet the standards of the SEC's final clawback rules under Exchange Act Rule 10D-1 (for ...
  8. International Business Machines Corporation Dear Stockholders... Published: 2025-01-29 15:18:22
    ... five years, and the cash awards have a clawback (i.e., repayment clause) if an executive ... the long term. * IBM has a policy for "clawback" of cash incentive payments in the event ...
  9. Voted On Majority Votes Published: 2013-08-07 23:49:41
    ... Proxy Season | THE ADVISOR, August 2013 Clawbacks Offline, union and public pension plans made inroads on strengthening corporate clawback policies even beyond the gross misconduct ...
  10. Legal Update September 26, 2013 Published: 2013-09-30 13:49:19
    ... Clawbacks. Under Dodd-Frank, the SEC must direct stock exchanges to prohibit listing if a ... Unlike the comparable Sarbanes-Oxley Act provision, under Dodd- Frank, the clawback policy ...
  11. CORPORATE EXECUTIVE ESSENTIALS Published: 2010-12-02 13:35:39
    ... of all employees. * Clawbacks The Dodd-Frank Act requires the SEC and the stock exchanges to issue rules requiring listed companies to implement a clawback policy providing for: ...
  12. 2011 Current Published: 2010-12-22 12:10:35
    ... The rule is expected in spring 2011. Compensation clawbacks The Dodd-Frank Act requires public companies to adopt a clawback policy. If a company restates its financial statements ...
  13. Nasdaq Guidance Published: 2026-03-26 00:00:00
    ... "SEC Approves Nasdaq's Tokenized Securities Trading Proposal" - Dechert (3/26) NYSE/Nasdaq '23 Clawback Proposal "Letter from 39 Law Firms on Clawback Listing Standards" (4/23) ...
  14. Form 8-K Handbook Published: 2025-06-03 11:26:21
    ... Adoption of Clawback Policy Doesn't Trigger 8-K Disclosure ...... 6-278 iv. Modifying ... Adoption of Clawback Policy Doesn't Trigger 8-K Disclosure Question: Does the adoption of ...
  15. Shareholder Proposals and Resubmission Thresholds Prepared By... Published: 2018-11-13 14:39:56
    ... Amend Clawback Policy G Retail 2016 4.1% 2017 3.9% 23 Clearing the Bar: Shareholder Proposals and Resubmission Thresholds Citigroup Inc. Amend Clawback Policy G Retail 2016 4.1% ...
  16. Corporate Governance Alert Published: 2019-02-14 18:02:24
    ... Glass Lewis is paying additional attention to recoupment policies. Specifically, it believes that clawbacks should be triggered, at a minimum, in the event of a restatement of ...
  17. http://www.dlapiper.com/senator-dodd-proposes-fundamental-refor Published: 2009-11-18 17:29:32
    ... Clawbacks of compensation would be triggered in cases of non-compliance with applicable financial standards by the firm being scrutinized. Broker/dealers would be held to the ...
  18. To: Interested Persons Re: More Executive Compensation Restrictions... Published: 2009-02-10 15:45:15
    ... be subject to a number of other requirements, including new provisions relating to a clawback of compensation in the event of a material error in the financial calculations on ...
  19. PUBLICATIONS DOJ Updates the Evaluation of Corporate Compliance Published: 2024-09-27 13:42:52
    ... of Justice Announces First-Ever Pilot Program on Compensation Incentives and Clawbacks, Revisions to Corporate Guidance Regarding Electronic Communications, and Resource ...
  20. Blank Published: 2010-07-01 14:22:55
    ... Recovery of Erroneously Awarded Compensation (Clawback) (Section 954) Companies must adopt and implement policies: (1) for disclosure of the company's incentive- based compensation ...
  21. Stimulus Act Expands Executive Compensation Restrictions for... Published: 2009-03-03 14:38:45
    ... Recoupment/Clawback of Bonus & Incentive Compensation. A TARP Recipient must recoup any "bonus, retention award or incentive compensation" from any of its SEOs or any of its next ...
  22. Microsoft Word - Governance_Watch_Report - 072110.doc Published: 2010-07-22 18:59:28
    ... SEC rulemaking is required within 360 days after July 21, 2010, the date that the Dodd-Frank Act became law, see "Compensation Committees - Membership" above. CLAWBACKS * Summary. ...
  23. Proxy season 2021: Navigating turbulent times Published: 2020-11-24 18:14:53
    ... for change-of-control payouts, clawback policies, etc.); 2- Performance-based ... or other remuneration benefits ("clawback") paid to directors and members of ...
  24. 16983-101308-President Bush and U.S Treasury Department Issues... Published: 2008-10-15 13:34:19
    ... and excessive risks that threaten the value of the financial institution; Requiring a clawback of any bonus or incentive compensation paid to a senior executive based on statements ...
  25. Attorney Advertising: For purposes of compliance with New York... Published: 2017-02-28 16:26:11
    ... of Erroneously Awarded Compensation (Clawbacks) SEC Proposed Proposed rules directing ... Comm'n, Dissenting Statement at Open Meeting on Dodd-Frank Act "Clawback" Provision (July ...
  26. Some Thoughts for Boards of Directors in 2009 Published: 2008-12-09 12:06:57
    ... for senior executives does not encourage unnecessary and excessive risks, clawback requirements for compensation paid on the basis of earnings, gains or other criteria ...
  27. BlackRock and Vanguard Release 2025 Proxy Voting Guidelines Cooley Published: 2025-02-06 11:12:40
    ... Clawback proposals BlackRock maintained its position that policies should provide for recoupment or forfeiture from any senior executive whose behavior caused material financial ...
  28. Checklist: Involuntary Delisting - NYSE By TheCorporateCounsel... Published: 2025-02-18 13:27:37
    ... G. Special Rules for Failure to Adopt, Disclose or Comply with a Rule 10D-1 Clawback Policy: A company that fails to adopt, disclose or comply with any requirement in Section ...
  29. Environmental and Published: 2020-04-21 13:29:53
    ... Corporations like Alcoa, PepsiCo, Mead Johnson, Royal Dutch Shell and Boeing have all taken steps in this direction, both as long-term incentives and as factors in their "clawback" ...
  30. VOTING NEWS PROXY MONTHLY DIVINING SHAREHOLDER SENTIMENT: THE... Published: 2020-03-27 14:23:08
    ... to 20% overall, and have included requirements for companies to have clawback policies within remuneration schemes if they are not already in place and are market best practice. ...
  31. Microsoft Word - Investors' Working Group Report _July 2009_... Published: 2009-07-16 13:32:14
    ... * Federal clawback provisions on unearned executive pay should be strengthened. ... concerns. 6. Federal clawback provisions on unearned executive pay should be strengthened. ...
  32. Section 16(a) Insider Reporting: Legislation Ends Foreign Private... Published: 2025-12-22 11:00:23
    ... for Section 16(a) purposes is the same as the definition used for the FPI's clawback policy under NYSE and Nasdaq listing rules. 20 - Directors include "any director of a ...
  33. Compensia Published: 2010-05-28 19:06:53
    ... bonuses, and lucrative severance packages), as well as program features (such as "clawback" policies or stock ownership and holding requirements) that may mitigate such risks. ...
  34. NEW YORK | CHICAG Published: 2018-11-27 18:14:38
    ... These policy changes focused on contractual payments and arrangements, front-loaded incentive awards, change in control excise tax gross-ups, recoupment provisions ("clawbacks"), ...
  35. FREDERIC W. COOK & CO., INC. Published: 2015-12-02 17:13:32
    ... year look-back), (c) the issuance of performance-based equity to the CEO, (d) a clawback provision applicable to equity awards, and (e) post-exercise or post-settlement ...
  36. Shareholder Proposal Developments Published: 2016-06-29 16:34:38
    ... which deals with executive compensation clawbacks.  No-Action Requests: Seven proposals ... Criteria Stock Retention/Holding Period Clawback Adjust for Share Buybacks Pay Ratio ...
  37. SHAREHOLDER PROPOSAL DEVELOPMENTS DURING THE 2018 PROXY SEASON Published: 2018-07-13 13:00:10
    ... Executive compensation proposals include proposals addressing: (i) compensation clawback policies; (ii) performance metrics; (iii) severance and change of control payments; (iv) ...
  38. Alert | Health Emergency Preparedness Task Force: Published: 2020-04-01 20:30:36
    ... Act; * certain other conditions and covenants; and * provisions for the clawback of payments upon the applicant's failure to satisfy its assurances, conditions, or agreements. ...
  39. Slide 1 Published: 2010-08-03 12:32:56
    ... Executive Compensation and Related Corporate Governance: Say on Pay, Clawback, Proxy ... Title IX Clawbacks * SEC to issue listing rules requiring companies to develop and ...
  40. DOJ Expands Framework for Cracking Down on Corporate Crime Published: 2022-09-19 14:53:51
    ... Notably, Monaco asked DOJ's Criminal Division to develop guidance by the end of this year "on how to reward corporations that employ clawback or similar arrangements." Takeaways ...
  41. Memorial Day Weekend 2020: Two New Rules on Paycheck Protection... Published: 2022-08-22 16:29:32
    ... All processing fees are subject to clawback for a period of one year after the loan was ... the Triple P rules and guidance, the lender's processing fees are subject to clawback. ...
  42. Federal Reserve Announces Revised TALF Terms.qxp Published: 2008-12-24 13:10:38
    ... that threaten the value of the financial institution; (ii) requiring repayment or "clawback" provisions for any bonus or incentive compensation paid to a senior executive ...
  43. clearygottlieb.com Published: 2024-04-26 15:13:22
    ... Regarding Compensation Incentives and Clawbacks. 14 Under the terms of the Individual ... Employers should ensure that clawback provisions are explicit in employment contracts upon ...
  44. UK Corporate Governance Code 2024 Published: 2024-02-07 15:48:54
    ... remuneration should include malus and clawback provisions that would enable the company ... include a description of its malus and clawback provisions, including: * the ...
  45. LAWFLASH DOJ DEPUTY ATTORNEY GENERAL ANNOUNCES... Published: 2022-09-19 14:09:15
    ... In other words, DOJ will look at a company's history of actually clawing back compensation consistent with its policies. Monaco stressed that companies must employ clawback ...
  46. Microsoft Word - FIRM_DM-#12968339-v3-Global_Finance_Alert_Gustini... Published: 2010-04-20 13:24:24
    ... security.  Executive Compensation Reform including nonbinding "say on pay" and "clawbacks" following an earnings restatement.  All public company compensation committee ...
  47. Financial Regulatory Reform: The Dodd-Frank Wall Street Reform... Published: 2010-07-16 12:25:57
    ... committees and their advisers, clawback of current and former executive ... Compensation Clawbacks The Dodd-Frank Act directs the SEC to adopt rules requiring ...
  48. Corporate Culture and ERM Published: 2013-07-02 13:34:25
    ... and customer satisfaction, in setting incentives and compensation. 15 Integrating clawback provisions and linking stock option awards, at least in part, to nonfinancial metrics ...
  49. The Public Company Primer 2011 Edition Published: 2011-07-25 02:00:43
    ... compensation recoupment (so-called "clawback") provisions, and disclosure of internal ... companies to develop and implement "clawback" or compensation recovery policies with ...
  50. Webcast - "Pat McGurn's Forecast for 2016 Proxy Season" Published: 2016-01-26 00:00:00
    ... SEC. One that shareholders are watching very closely are the clawback rules. Will companies move to add more clawback-resistant awards into their programs, particularly by the use ...
Total results found: 1,968
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