This search tool conducts a search of the entire site, including the blogs and Q&A Forum.
Results from: TheCorporateCounsel.net
-
University of Denver Sturm College of Law Legal Research Paper... Published: 2008-08-27 09:55:40... made mistaken decisions resulting in corporate losses, notwithstanding their good faith and exercise of due care"). ... Feb. , 00 ) ("Given that the value of the options for ...
-
TheCorporateCounsel.net's Nasdaq Listing Standards Handbook Published: 2024-05-31 09:12:53... Other Things .....12-57 - Options Awarded for Consulting ... 2024, the October decision that had upheld the ... would interfere with the exercise of independent judgment ...
-
Public Company Survival Guide THE LEADING CROSS-BORDER FIRM Published: 2015-04-21 14:02:00... of the relevant decisions to a conforming two-person ... under the company's stock option and other equity incentive plans, and otherwise exercise the authority of the board ...
-
IPO Blueprint Capital Markets | Bass, Berry & Sims Published: 2017-08-15 20:10:04... In making these decisions, the company should bear in mind that it will be ... excess market demand, and to satisfy this demand through the exercise of the over-allotment option. ...
-
Recent Company Stock Litigation Published: 2005-04-21 13:50:40of such stock as an investment option by the 401(k) plans. ... were to make informed decisions concerning the plans, 3) ... plans and that it had "exercised ultimate control" over ...
-
Shareholder Activism and the "Eclipse of the Public Corporation... Published: 2008-10-09 17:01:22... booster shot from the options backdating scandals, the ... the members of which exercise their business judgment ... is shifting the locus of decision-making power from the ...
-
Microsoft Word - 1447922_10.doc Published: 2010-08-07 20:19:38... in the trading decision," which potentially includes situations such as issuers operating repurchase programs, employees adopting plans for exercising stock options, and employees ...
-
Primer on Climate Change: Directors' Duties ... Published: 2023-05-11 15:44:09... in the boardroom when modelling risk and strategic options. ... The duty of care requires that directors exercise reasonable ... A reasonable decision for a director fifty, ten or even five ...
-
Digital and Digitized Assets: Federal and State Jurisdictional... Published: 2019-03-19 17:11:20... its future guidance and policy decisions over virtual currencies. 94 ... to expiration or, in the case of an option, upon exercise) of the underlying interest (which ...
-
ined_covers.012010.qxp Published: 2010-01-15 14:21:23... not give companies the option to stack the board with ... directors on the board to exercise collective independence ... will make strategic decisions about the company's ...
-
EN Published: 2010-06-04 13:34:59... The options outlined in this Green Paper are likely to ... role as a principal decision-making body. Consequently, boards of directors were unable to exercise effective control ...
-
SEC Rule 10b5-1 and insiders' strategic trade Published: 2008-08-23 09:50:16... Then firms generally delegate the decision of whether to trade within 10b5-1 to the ... disclosure timing to lower employee option grant exercise prices. 24 The SEC explicitly states ...
-
EMERGING TECH RESEARCH The 2020 SPAC Frenzy Published: 2020-09-10 13:27:44in substitution for the exercise of independent judgment. ... the SPAC, such as the option to organize a PIPE deal ... This strategic decision-making aspect is why former ...
-
Contents Published: 2019-12-20 15:01:42the IPO, most major decisions from that point on must ... Gives companies an option to use secondary stock offerings ... up to 30 days from the offering to exercise these options. ...
-
Stewardship 2020 Published: 2020-11-02 15:56:36... resources on exercising stewardship in listed equities. ... that may be relevant for their investment decisions. ... if we assess that other options to wield our influ- ence ...
-
Global Proxy Review Published: 2015-02-08 21:27:08... Segregated funds are generally an option for larger ... investment include the exercise of shareholder rights. ... and promote labour values in investment decision-making. ...
-
LIVEDGAR document for Christopher Fazekas - CLEAR760 Published: 2004-12-06 09:24:11... We continue to hold these financial instruments until we elect to exercise the options to borrow ... These inherent limitations include the realities that judgments in decision-making ...
-
IN THE COURT OF CHANCERY OF THE STATE OF DELAWARE Published: 2017-01-08 19:56:56... with [the stockholder's] contractual rights to exercise the option in the future"); Carmody v. ... Chancellor Chandler's decision in Wayne County Employees' Retirement System v. ...
-
Overview Published: 2016-06-25 00:14:00... This means that the precedent value of existing decisions is ... has been a "just in case" exercise, then it will be ... to consider strongly your options for lobbying - whether in ...
-
FASB Issues Clarifications Published: 2018-08-17 13:17:11... on an index or a rate (i.e., the decision not to require entities to estimate ... for as a lease modification when the exercise of the option by the lessee is consistent with the ...
-
BLUEPRINT FOR AN IPO TABLE OF CONTENTS Blueprint For An IPO 1 Published: 2016-09-07 18:59:25... In making these decisions, the company should bear in mind that it will be ... excess market demand, and to satisfy this demand through the exercise of the over-allotment option. ...
-
Our approach to U.S. Executive Compensation Published: 2023-12-13 07:34:12... Similarly, many options grants are underwater. We have noted ... compensation committees' decisions regarding the mix of ... retain flexibility to exercise discretion where warranted. ...
-
Corp & Sec Update #16 (9-08):corp & sec.qxd Published: 2008-09-22 00:04:25from legislation, court decisions, and administrative ... The exercise of the Commission's emergency authority in this ... SHO to eliminate the options market maker exception ...
-
The Need for Bold Proxy Process Reforms Published: 2025-04-28 15:05:25... The SEC's failure to exercise effective oversight has also ... retaliatory toward companies for legitimate decisions. ... 15 The Need for Bold Proxy Process Reforms stock options. ...
-
Compensia Published: 2018-02-02 14:08:37... moni- toring in this area when making decisions about their own com- pensation. ... for the grant of new stock options with a lower exercise price; the cancellation of ...
-
GLOBAL INSIGHT Published: 2013-03-27 11:19:19The new Ordinance codifies a director's duty to exercise ... enforcement options available to offshore creditors. ... In this article we consider how to get a decision rendered ...
-
II Published: 2016-03-01 18:24:07... that sets out some of the options, actions and decisions that may be required for specific, ... hits. "We do regular training exercises for a variety of scenarios at both ...
-
Leases Published: 2010-12-23 12:09:33... types of contracts (for instance, decisions to enter into shorter-term arrangements or to limit use of renewal options). ... companies will need to exercise judgment in determining ...
-
PUBLICATIONS Published: 2023-09-25 11:21:13airing of important managerial decisions but also compel speech in ... of the issuer' s obligations upon exercise of outstanding put options issued by the issuer, or other ...
-
In February, the Securities and Exchange Commission (SEC) announced... Published: 2020-03-04 15:14:48... material to an investment or voting decision, the company should consider whether ... pursuant to employee benefit plans and to employees through the exercise of stock options. ...
-
SEC Enforcement Trends: Highlights ... Published: 2018-05-18 12:45:04their own investment decisions, Choi observed: "If no ... Credit Karma for issuing almost $14 million in stock options ... shares, enhancing the board's ability to exercise oversight. ...
-
Introduction Published: 2019-09-12 12:51:24... have to clearly set out the decision-making process in regard to its ... to the exercise price and exercise dates for shares or stock options granted to directors; and > ...
-
Gibson Dunn: 2019 Mid-Year Securities Litigation Update Published: 2019-08-15 19:20:12... particular investment options did not perform as well as ... May 16, 2019) (TABLE). B. Joint Valuation Exercise ... on the Delaware Supreme Court's decision in Flood v. ...
-
020828_SEC_New Section 16 Deadlines.qxd Published: 2003-07-10 21:16:32... the transactions did not involve an exercise or conversion of a stock option or other derivative security. ... only and is not intended as a basis for decisions in specific cases. ...
-
Pension Blackout Periods: SEC and DOL Propose Rules Published: 2025-01-19 12:03:48... Under the proposed Regulation BTR, stock option grants and exercises are not excluded and these ... of their current investment decisions in light of their inability to ...
-
Director Independence, Audit Committee and Compensation Committee... Published: 2024-12-20 08:19:31need to be revised as appropriate to reflect the Company's disclosure decisions. ... within 60 days through the exercise of any option, warrant, conversion right, ...
-
Microsoft Word - DOCSOPEN-#4225428-v1-Dealing_with_Auditors_After... Published: 2006-05-15 19:24:28... the anticipated success of the IPO (the option exercise prices were less than $4 and the IPO ... Both Texas and Delaware have adopted a judicial rule of review of business decisions, ...
-
©2005-2024 K&L Gates LLP. All Rights Reserved. Published: 2024-12-17 22:00:56... rights, or similar option- like instruments were ... award; The per-share exercise price of the award; ... appeal is unlikely. This decision means that companies ...
-
The new revenue standard replaces existing IFRS and US GAAP and... Published: 2014-06-25 20:49:28... judgement is exercised at the key points as financial information is prepared. Transition options The standard may ... While the effective date may seem a long way off, decisions ...
-
Client Alert Published: 2010-05-25 15:42:28... were, it can nevertheless exercise its discretion to apply ... the committee's decision does not appear to be appropriate. ... the strike price of stock options in contravention of the ...
-
GIBSON DUNN Published: 2024-01-08 16:51:26... choices * Look at the options available to companies ... Japan * Activism campaign exercise GIBSON DUNN 12 Date(s) ... the art) of networking * Decision-making in the midst of ...
-
Essential Annual Actions for Start-up Boards | Mintz Published: 2024-03-25 12:47:34... than others in the decision-making related to salary ... issued by start-ups to service providers is a stock option. ... at a set price called the exercise price (which must be no ...
-
Updates to CCPA Proposed Regulations: Cybersecurity Audits ... Published: 2023-12-18 21:47:44... be a simple box-checking exercise and appear to be ... likely remain optional. Up next, we'll have a look at the draft regulations dealing with automated decision-making and ...
-
Preferred Equity PIPEs Provide ... Published: 2020-08-17 10:32:19... imposing a floor on the conversion or exercise price. ... dividend at the issuer's option that accrues and compounds ... certain key corporate decisions, from those as ...
-
hybrid capital product Published: 2010-03-29 18:13:53... negative impact of investment bank's decisions in late 2007 and 2008 to cease ... capital requirements after the call option is exercised; (6) any replacement of principal ...
-
Sidley Update Published: 2014-11-26 12:59:26... It remains unclear whether the exercise of a "re- pricing" option in a CLO will be treated similarly. * ... servicer on material servicing decisions after the eligible horizontal ...
-
Preparing For the 2013 Proxy Season - Lessons Learned From Published: 2012-10-04 15:03:11... make effective decisions with respect to 2013 compensation. ... date value of a stock option ignores the fact that the ... for example by exercising discretion to decrease ...
-
Microsoft Word - AS_ACTIVE_Asia Alert - Globalizing the Battleground... Published: 2011-12-01 14:02:42that their only options are to litigate in the US or China. ... explained that the exercise of personal jurisdiction ... recently issued two decisions, Goodyear Dunlop Tires ...
-
WilmerHale 2021 IPO Report Published: 2021-04-27 19:04:34... the company to make additional decisions, which means answering questions such ... Grants: On what conditions may stock options be exercised Insider Trading Policies Revisited ...
-
C:\My Documents\06-3898.200.wpd Published: 2008-05-20 15:07:48... The plaintiffs also claim that stock sales, exercise of options, and receipt of bonuses by the ... liability" are insufficient under the Supreme Court's recent decision in Stoneridge. ...