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Results from: TheCorporateCounsel.net
  1. Microsoft Word - Client Alert - TARPOONED - The Recapitalization... Published: 2008-10-17 11:57:42
    ... and excessive risks that threaten the value of the financial institution. - Requiring clawback of any bonus or incentive compensation paid to a senior execu- tive based on ...
  2. Board Matters Published: 2014-04-05 19:47:04
    ... This includes efforts to limit the accelerated vesting of equity awards and adopt or enhance executive clawback policies, including asking for disclosure of when decisions to ...
  3. SHAREHOLDER PROPOSAL DEVELOPMENTS DURING THE 2023 PROXY SEASON Published: 2023-07-27 13:05:04
    ... including the incorporation of sustainability-related goals; (iii) compensation clawback policies; (iv) equity award vesting; (v) executive compensation disclosure; (vi) ...
  4. Privately Held Financial Institutions Offered TARP Capital Purchase... Published: 2008-11-21 12:44:24
    ... that threaten the value of the financial institution; (ii) requiring repayment or "clawback" provisions for any bonus or incentive compensation paid to a senior executive ...
  5. ATTORNEY ADVERTISING Published: 2017-10-10 17:11:50
    ... For example, although a few of the Financial CHOICE Act (H.R. 10) provisions repealing Dodd-Frank rules were addressed, there was no mention of say on pay, clawbacks, hedging, ...
  6. ATTORNEY ADVERTISING Published: 2023-01-10 12:21:54
    ... requiring or permitting the forfeiture or discount repurchase of equity interests or the clawback of severance or equity proceeds, could be considered "de facto" non-competes. ...
  7. New York Washington, D.C. Los Angeles Palo Alto... Published: 2009-02-11 10:57:09
    ... Until the government is repaid, these restrictions also require shareholder "say on pay" votes, require clawbacks for executives found to have engaged in deceptive practices, limit ...
  8. Private Equity Alert Published: 2010-04-05 11:22:19
    ... of employees in both the short- and the long-term, such as through provisions for clawbacks or minimum equity holding periods; n the company's policies regarding adjustments to ...
  9. Sample v Published: 2008-08-04 10:16:00
    ... Counts Three and Four seek both a declaration and "clawback" repayment or setoff for the ... indemnification would be subject to clawback if the defendant lost on retrial and ...
  10. Checklist: Board Risk Oversight - Sexual Harassment Policies Published: 2023-10-04 16:30:20
    ... This consideration also applies when considering the "cause" definition in incentive plans, moonshot awards, severance plans and clawback policies. * Contract language that ...
  11. AS THE COMPENSATION COMMITTEE CHAIR ROLE Published: 2022-07-25 15:02:38
    ... Program o Peer group o Plan design o Perquisites o Key policies (stock ownership, clawbacks, tax gross-ups, etc.) * Employment contracts and restrictive covenants * Director ...
  12. Layout 1 Published: 2007-06-18 14:55:25
    ... options or other long-term oriented compensation. 4 e) Provides for appropriate "clawbacks" in the event of a restatement of relevant metrics. f) Requires equity awards to be ...
  13. Pay, Risk and Stewardship Private Sector... Published: 2009-06-16 15:12:43
    ... Participants also recommended the expansion of "clawbacks with teeth," allowing companies ... Despite their useful function, however, participants noted that effective clawbacks should ...
  14. A_0300-09-EA:A_0300_09_EA.qxd Published: 2009-04-20 08:26:14
    ... compensation program. * Introduce forms of accountability (e.g., the inclusion of "clawback" provisions in compensation arrangements) for those situations in which executives, ...
  15. Preparing Your 2010 Proxy Statement and Periodic Reports: An... Published: 2010-01-13 12:53:36
    ... Among other things, there are new CDIs addressing the reporting of-  clawbacks (CDIs for Reg. S-K Question 117.03)  compensation of a person who has not been a named ...
  16. http://www.akingump.com/communicationcenter/newsalertdetail.asp Published: 2010-04-06 11:59:08
    ... and any mitigating features (such as clawbacks or bonus banks) that they have already ... of stock ownership guidelines, and the existence of anti-hedging and clawback policies. ...
  17. Newsletter WP381531_JMartella_SanFrancisco Published: 2009-11-28 14:46:49
    ... Companies may wish to consider adopting best practices including executive pay clawback policies and hold-through-retirement provisions for a period of time following an ...
  18. Microsoft Word - 2016 Proxy Season Quick Reference Guide_17Dec2015... Published: 2015-12-18 00:21:43
    ... comply with the say-on-pay rule.  Clawback rules are still in the proposal stage and are not expected to be finalized before 2016 but they may be in effect in the coming year. ...
  19. http://www.chadbourne.com/clientalerts/2008/eesa/ Published: 2008-10-07 18:14:35
    ... that encourage these officers to take unnecessary and excessive risks that might threaten the value of the financial institution; ¡ Clawback of Certain Incentive Compensation. ...
  20. CLIENT MEMORANDUM ISS and Glass Lewis Release Changes to Their... Published: 2022-01-05 10:38:16
    ... subject to performance conditions; (e) whether the company maintains a clawback policy; and (f) whether the company has established post-exercise/vesting shareholding requirements. ...
  21. View on web Share ONPOINT / A legal update from Dechert... Published: 2015-10-26 17:54:57
    ... 2007 giovanni.insana@dechert.com More from Dechert The Claws Are Out - SEC Proposes Clawback Regulations Under Dodd-Frank SEC Proposes Pay Versus Performance Disclosure Rules ...
  22. 2014 year-end issues for audit committees Published: 2015-01-28 20:32:52
    ... about hedging by employees and directors * Listing standards requiring the "clawback" of executive incentive-based compensation after an accounting restatement due to ...
  23. EVERSHEDS SUTHERLAND / WWW.EVERSHEDS-SUTHERLAND.COM Published: 2018-12-21 16:15:36
    ... its review of a company's executive compensation program, outlined where it expects clawbacks to be triggered, and clarified which terms of contractual payments and arrangements ...
  24. By: Michael S. Dicke and Catherine Kevane Securities Litigation... Published: 2016-03-31 14:55:23
    ... In addition to the $190 million penalty, CSC agreed to retain a consultant to examine its compliance programs. CSC's CEO and CFO agreed to a clawback of over $4 million in ...
  25. 2020 Proxy Season Results Published: 2020-11-19 19:32:34
    ... Clawbacks 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 2 2 Director Compensation 0 1 5 0 0 3 0 0 ... Compensation 0 1 2 0 0 0 0.0 6.1 20.8 0.0 6.0 20.2 0.0 4.9 16.3 0.0 4.2 14.5 Clawbacks 0 0 ...
  26. UK Corporate Governance Developments: 2013 Mid-Year Update Published: 2013-08-27 18:45:16
    ... The UK's "Crackdown on Misconduct" for Senior Banking Personnel: Bonus Clawback and ... 10 years and 100 per cent. bonus "clawback" when a bank is bailed out by the Government. ...
  27. Latham & Watkins operates worldwide as a limited liability partnership... Published: 2023-12-12 23:25:32
    ... Be Interested In Webcast: Managing Executive Pay in Uncertain and Volatile Times SEC Clawback Rules: Practical Considerations and FAQs Webcast: 2024 Proxy Season - Strategically ...
  28. 2024 Proxy Season Quick Reference Guide Published: 2024-01-19 10:53:11
    ... Companies must also file their clawback policy as an exhibit to their annual report and ... errors or corrections led to analysis of the clawback of executive officer compensation. ...
  29. Governance Group, Published: 2010-07-30 16:46:37
    ... improprieties; see our Client Alert entitled "federal Court refuses to dismiss sEC Clawback Claim Against CEo of a Company Which restated financials due to Accounting ...
  30. INSIDE Published: 2014-01-24 18:16:40
    ... Moreover, the SEC retains its full arsenal of other remedies: disgorgement, a civil penalty, a clawback of executive compensation, a bar on serving as an officer or director of a ...
  31. Place Title of Article Here Please Place Title of Article Here... Published: 2014-12-09 15:43:37
    ... equity grants for the past three years  Estimated plan duration  Existence of a clawback policy  Existence of stock ownership requirements  Performance grant ratio for ...
  32. Copyright ©2009 Pearl Meyer & Partners, LLC December Published: 2009-12-09 12:04:08
    ... RMG will consider as potentially mitigating factors the existence of rigorous clawback provisions and robust stock ownership/holding guidelines. What is RMG's updated guidance on ...
  33. © 2024 Pillsbury Winthrop Shaw ... Published: 2024-12-11 10:37:45
    ... in the Federal Register until October 30, 2024, which would render it subject to clawback under the CRA; and ● Finalized on November 18, 2024, the EPA 's rule to facilitate ...
  34. 2010 US IPO watch - Analysis and trends Published: 2011-03-14 13:46:15
    ... Compensation clawbacks Dodd-Frank also requires public companies to adopt a clawback policy. If a company restates its financial state- ments (regardless of whether or not ...
  35. MARY K Published: 2008-10-08 11:20:22
    ... Such standards include limitations on incentives for senior executive officers that encourage excessive risk taking, clawbacks on any bonus or incentive compensation based on ...
  36. Financial Regulatory Reform Update: The Volcker Rule Continues... Published: 2010-10-21 14:50:15
    ... There also is a "clawback" or limitation on permitted activities in cases where a transaction or a class of transactions would involve a material conflict of interest between a ...
  37. SIDLEY UPDATE Implications of Silicon Valley Bank Closure Published: 2023-03-12 16:32:46
    ... Creditors that received money prior to the appointment of the receiver should be mindful of potential clawback actions for those creditors that received preferential treatment ...
  38. Client Alert Financial Markets Developments Capital Markets Published: 2011-11-08 16:09:37
    ... Provision Summary Effectiveness/ SEC Rulemaking Timeline Other Regulations/ Additional Comments Clawback Policies [Section 954] Requires the SEC to issue rules directing each ...
  39. Microsoft Word - Update on Important Considerations for Companies... Published: 2009-12-03 23:05:32
    ... Bill of Rights, and the compensation provisions of the Dodd Bill (say on pay, clawbacks for inaccurate financial statements, heightened independence standards for ...
  40. The Board's Role in Risk Oversight: A Survey of Recent Proxy... Published: 2010-04-06 22:22:27
    ... and any mitigating features (such as clawbacks or bonus banks) that they have already ... of stock ownership guidelines, and the existence of anti-hedging and clawback policies. ...
  41. http://www.manatt.com/prints/printNewsletter.aspx?id=8386 Published: 2008-10-06 15:21:12
    ... that are based on risky behavior, (ii) allowing clawback when pay is based on materially false information, and (iii) prohibiting golden parachutes for senior executives. ...
  42. Akin Gump Strauss Hauer & Feld LLP | Publications | SEC Adopt... Published: 2009-12-22 14:27:57
    ... in both the short term and the long term, such as through policies requiring clawbacks or imposing holding periods the company's policies regarding adjustments to its ...
  43. Microsoft Word - 22Dec09ERISA.doc Published: 2009-12-23 18:15:29
    ... in both the short term and the long term, such as through policies requiring clawbacks or imposing holding periods; * the company's policies regarding adjustments to its ...
  44. Corporate Governance Practices in U.S. Initial Public Offerings Published: 2020-09-29 13:03:39
    ... a new equity compensation plan with a clawback provision  6 companies (14%) adopted ... Yes 96% Davis Polk & Wardwell LLP 45 NECP with Evergreen Provision NECP with Clawback ...
  45. http://www.dlapiper.com/credit_crisis_responses/ Published: 2008-11-22 20:03:57
    ... of the institution; The adoption of a "clawback" provision requiring the recovery of any ... Therefore, compliance may require changes to existing compensation arrangements. "Clawback...
  46. Microsoft Word - 2022 Proxy and Annual Report Season.docx Published: 2021-10-04 15:55:49
    ... to pay versus performance disclosure and clawback listing standards that have been stalled ... Clawbacks. In 2015, the SEC proposed a new rule directing national securities exchanges ...
  47. Microsoft Word - Update-2018-Proxy-Season_092817_V3.docx Published: 2017-10-12 08:40:45
    ... Clawbacks. In 2015, the SEC proposed a new rule directing national securities exchanges ... the recovery, or "clawback," of certain incentive-based executive compensation payments. ...
  48. SEC Adopts Amendments to Section 13 Reporting Requirements |... Published: 2023-10-25 15:25:04
    ... She works with companies in a variety of industries, including life sciences, technology, and health care. More Viewpoints SEC Approves NYSE and Nasdaq Compensation "Clawback" ...
  49. S&C Publication: SEC Solicits Input on Potential Changes to Definition... Published: 2025-06-06 16:09:47
    ... SEC rulemaking activity that does not distinguish between FPIs and U.S. domestic companies, such as the 2022 rule requiring all U.S.-listed issuers to adopt clawback policies. ...
  50. New York Washington, D.C. Los Angeles Palo Alto... Published: 2021-10-05 11:43:06
    ... pay), board or executive anti-hedging, board or executive anti-pledging, compensation clawback, 10b5-1 plans, or other compensation matters (along with a brief description));  ...
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