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Results from: TheCorporateCounsel.net
  1. Microsoft Word - 0532465.Doc Published: 2003-07-10 22:31:10
    ... participants may invest in or make investment decisions involving company securities. ... in most transactions involving company equity securities (including option exercises). ...
  2. Update | Delaware Corporate Law Published: 2023-08-02 10:44:29
    ... the issuance of the right and options, and the issuance of shares upon exercise of the rights and options. ... The hiring of a lawyer is an important decision. Before you decide, ...
  3. SEC Update May 30, 2007 Published: 2007-05-30 17:59:26
    ... is exceeded, to the option holders and holders of shares received upon exercise of the options. ... purposes only and is not intended as basis for decisions in specific situations. ...
  4. This article presents the views of the authors, which do not... Published: 2022-08-22 16:29:22
    ... from the company's decisions relating to employee benefit plans and employee stock option (ESOP) and pension plans. ... "directors have a duty to exercise oversight' and to monitor ...
  5. W W W I S S G O V E R N A N C E C O M U N I T E D S T A T E Published: 2024-12-17 14:28:39
    ... of shares on the open market as separate and distinct decisions. ... including the weighted average exercise price and remaining term of options; unvested shares issued in lieu ...
  6. Issues & Trends Published: 2011-11-17 19:21:00
    ... and (c) the likelihood that the option will be exercised. * A sale of a product with a right ... This effectively would reverse a recent decision to eliminate the residual method ...
  7. Annual Meeting Handbook Providing Published: 2017-04-01 21:58:05
    ... exercise prices and other terms of options, including, if applicable, the method for determining the price of the option ... In addition, if the compensation decisions or policies ...
  8. Legal Update Published: 2012-11-02 10:04:35
    ... is subject to the decision of the board of the IPO ... the nominations without exercising its own judgment in view ... Put or exit options to revert the investments (or risks) ...
  9. BUSINESS ETHICS CODE OF Published: 2025-02-03 15:40:16
    ... exercising appropriate behavior and maintaining high ethical standards. When in doubt, refer to the Ethical Decision ... If you are not comfortable with any of the options above, ...
  10. S&C Publication: 2024 Hot Topics for Boards and Committees Published: 2024-09-12 11:34:22
    ... the board to exercise appropriate oversight and governance of such matters. ... However, the FTC has the option to appeal the decision and it can still seek to prohibit non-competes ...
  11. Contents Published: 2020-05-20 16:01:16
    ... connect a company's strategy and achievements with related compensation decisions. ... share-based awards or exercised options, until ownership guidelines are fully achieved. ...
  12. Microsoft Word - NY2-#662388-v2-Client_Alert_--_Business_Developments... Published: 2009-08-10 12:31:03
    ... of the BDC); (ii) the exercise or conversion price of such warrants, options and rights is no less than ... the investor make informed decisions about whether to purchase ...
  13. TCB_R-1539-14-RR_pg count.indd Published: 2014-03-11 15:24:00
    ... Directors should consider these viewpoints in the context of the exercise ... guidance to management on strategic options and will result in better decision making by the board. ...
  14. COVID-19 Update - Sixth Circuit Court of Appeals Dissolves Stay... Published: 2021-12-21 10:47:39
    ... because employers have the option of allowing employees to ... long as the employer is exercising reasonable, good faith ... of the Sixth Circuit's decision pending a ruling from the ...
  15. REITs To Be Impacted By New SEC Share Repurchase Disclosure Requiremen... Published: 2023-05-12 10:56:40
    ... of the issuer's obligations upon exercise of outstanding put options issued by the issuer, or other ... director's participation in the decision to authorize Rule 10b-18 ...
  16. Director Liability Developments: Delaware Gets Dangerous? Published: 2004-10-29 10:32:32
    ... the CEO to award Ovitz cash and options allegedly worth over $140 million ... Directors should exercise care in every decision they are called upon to make, and should be ...
  17. CScom-TCC_Course Materials_Your Upcoming Proxy Disclosures_0125... Published: 2025-01-09 19:25:34
    ... The SEC confirms that sell-to-cover transactions incident to option exercises may be executed ... information does not factor into the decision to trade" under Rule 10b5-1 plans. ...
  18. Emergency Economic Published: 2008-10-06 11:10:23
    ... We understand that Treasury views the direct purchase option ... to participate. Yet, in exercising its authority under the ... 1 1 After the decisions last week of Morgan ...
  19. Microsoft Word - 4393_1.doc Published: 2003-08-27 17:55:18
    ... a repricing (or decrease in exercise price) of outstanding options, (ii) reduce the price at which ... and no legal or business decision should be based solely on its content. ...
  20. Investor Engagement in Europe in the Wake of the Shareholder... Published: 2011-01-19 15:10:46
    ... as may be necessary for the exercise of voting rights. ... parents or other affiliates to evaluate the voting decision. ... if shareholders have no option but to pursue this ...
  21. CPRA/VCDPA/CPA/GDPR Project Plan for Businesses Published: 2022-02-10 10:33:50
    ... format, but different options-(1) website link stating ... must allow users to exercise their opt- out rights ... and whether the automated decision-making thresholds are ...
  22. SEC Revisits Equity Compensation Offerings by Amending Rule 701... Published: 2018-07-23 16:56:27
    ... employers that otherwise may be subject to financial disclosure on grants or option exercises. ... the rule have an effect on a company's decision to become a reporting company? ...
  23. Structuring Secondary Sales to ... Published: 2019-10-11 15:27:09
    ... cant in uence over company decisions, most signi cantly as a member ... a Section 409A valuation for purposes of setting the exercise price for future stock option grants. ...
  24. ANNUAL REPORT Published: 2021-07-06 10:56:43
    ... investors to exercise prudent and responsible ... trading and allocation decisions, shape engagement with ... Further, none of the six referenced the option to ...
  25. W W W I S S G O V E R N A N C E C O M U N I T E D S T A T E Published: 2023-02-08 17:32:02
    ... and the repurchase of shares on the open market as separate and distinct decisions. ... shares tendered as payment for an option exercise; shares withheld to cover taxes; ...
  26. W W W I S S G O V E R N A N C E C O M U N I T E D S T A T E Published: 2022-12-23 12:12:35
    ... of shares on the open market as separate and distinct decisions. ... including the weighted average exercise price and remaining term of options; unvested shares issued in lieu ...
  27. W W W I S S G O V E R N A N C E C O M U N I T E D S T A T E Published: 2024-01-04 10:06:41
    ... of shares on the open market as separate and distinct decisions. ... including the weighted average exercise price and remaining term of options; unvested shares issued in lieu ...
  28. ESG and Sustainable Investing Published: 2021-10-06 14:17:04
    ... when making investment decisions must consider ERISA, the ... and monitoring investment options for 401(k) and other ... Plan Investments and Exercising Shareholder Rights." ...
  29. Issues In-Depth KPMG LLP Published: 2009-08-21 16:44:54
    ... Decision-Making Considerations .... 2 The SME Standard's ... Optional Transition Exemptions ...... 7 Table Comparing IFRS ... rights that are currently exercisable (e.g., options). ...
  30. With Published: 2007-04-19 13:30:10
    to shareholder exercise of the voting franchise ... corporate policies and decisions that benefit their ... through selling call options or buying put options? ...
  31. PW Document Published: 2022-04-10 17:15:26
    ... Bureau Outlines Options to Prevent Algorithmic ... those as to which it can exercise examination authority, ... models, algorithms, and decision-making processes ...
  32. ATTORNEY ADVERTISING Published: 2021-11-10 11:34:09
    ... before a vote. 2 Exercise of voting power means using voting power to influence a voting decision with respect to a ... Persons, at their option, to either submit XML ...
  33. Executive Compensation Considerations in the 2023 Reporting Season Published: 2023-01-29 17:30:41
    ... next year) to decide and disclose its decision on future say-on-frequency votes. ... restricted stock units; * the exercise of stock options; * open market purchases of shares; ...
  34. New York Washington, D.C. Los Angeles Palo Alto... Published: 2021-10-18 13:51:39
    ... factors when making investment decisions and exercising shareholder rights. 6 According to ... HUD and its agency partners will identify potential options to incorporate ...
  35. 12/28/21, 1:56 PM SEC Focuses on... Published: 2021-12-28 13:56:29
    ... the grant date fair value and the option's exercise price) granted within 14 calendar days ... in order to give context to such decisions. 5. Be prepared for voluntary adoption ...
  36. SIFMA Standard Forms - Master Agreement Among Underwriters (MAAU... Published: 2015-06-19 12:53:00
    ... 11(e), and rebut footnote 8 of the WorldCom decision (See In re: Worldcom, Inc. ... behalf of the several Underwriters to exercise any option to purchase Additional Securities, up ...
  37. SEC Amends Section 13(d) and Section 13(g) Beneficial Ownership... Published: 2025-06-24 14:54:34
    ... for which the right is exercisable, or in connection with ... will be able to, at their option, submit filings directly ... to group formation, its decision to provide detailed ...
  38. Microsoft Word - Draft%206%20March%202008[1].doc Published: 2008-04-14 12:59:47
    ... the SEC's SOX-inspired exercises was a study of other ... on accounting for stock options in 2002, an accomplishment ... Official documents and decisions sometimes influence the ...
  39. Microsoft Word - Alert Memo - Proposed Amendments to the German... Published: 2009-03-04 17:11:57
    ... purpose of granting conversion or option rights to new shares (equity ... to which minority shareholders exercising a veto over a decision that determines the future ...
  40. Microsoft Word - 2251006_13_Alert Memo - Not Just Financial Reform... Published: 2010-07-22 13:29:23
    ... to overrule any board or company decision, create or imply any 5 See Janet ... tabular disclosures, such as the Option Exercises and Stock Vested Table. o There are ...
  41. Table of Contents: Published: 2008-12-04 12:42:47
    ... an overall culture that promotes decision-making at all levels of the firm ... had outstanding employee stock options with a weighted average exercise price (WAEP) higher than their ...
  42. Succeeding in the New Paradigm for Corporate Governance Published: 2017-08-10 17:26:19
    years, we offer practical options for companies to consider ... Each company should make its own independent decision as to ... into strategic planning, exercise robust oversight and test ...
  43. Law Working Paper N° 449/2019 Published: 2019-08-13 13:33:08
    ... such as stock- and option-based compensation are ... courts appear to be exercising this caution implicitly. In the recent Trados and PLX decisions, for example, Vice ...
  44. Ex Post Externalities, Ex Ante Investments, and the Design of... Published: 2008-04-21 10:11:39
    ... usurping his place at the Garden, he exercised the option and bought it for about $1.8 million. ... as arbitrator and his decision thereon shall be binding upon the parties hereto. ...
  45. INSIGHTS Published: 2020-05-12 17:05:11
    a Delaware Supreme Court decision that provides clarity for ... stock exchange regulations governs this critical exercise. ... shareholders are given the option to "withhold" authority to ...
  46. Responsible Investment Government Pension Fund Global Published: 2019-02-14 16:18:59
    ... into valuation models through real options modelling. ... important tools we have for exercising our ownership rights. ... statements and key decisions before the general ...
  47. IN THE COURT OF CHANCERY OF THE STATE OF DELAWARE JOSEPH A. CARSANARO... Published: 2013-03-29 13:47:00
    ... § 89, at 240. Delaware corporate decisions (including my own) have deployed ... using shares received through the exercise of an invalid option, then the Merger itself would be ...
  48. Microsoft Word - ChoiFischKahan galleysFINAL Published: 2011-03-22 12:32:25
    ... to assist them in exercising their voting rights. 4 ... their voting decisions to proxy advisors. 6 ...//www.riskmetrics.com/proxy_advisory/options (last visited Aug. 11, ...
  49. C:\DOCUME~1\mc48427\LOCALS~1\Temp\h4173eas Published: 2010-05-26 10:08:24
    ... (a) 14 and in a decision described in subsection ... traded futures and options 17 contracts). 18 SEC. ... 18 ities and duties and exercises the authorities described ...
  50. Acknowledgements............................................... Published: 2007-11-15 14:48:46
    ... charters and creating new options for national charters to ... Commission (CFTC) exercises its statutory ... "Landmark Ruling: Could the Court's Decision in Chamber v. ...
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