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Results from: TheCorporateCounsel.net
  1. Microsoft Word - 3Jul07R144-145Memo.DOC Published: 2007-07-05 10:55:49
    ... Cashless Exercise of Options and Warrants Similarly, the proposed amendments that would add Rule ... situation, and no legal or business decision should be based solely on its content. ...
  2. Document Published: 2003-07-11 01:03:00
    ... other decisions and to apprise participants and beneficiaries as to when they will be able to recommence exercising ... plan has ABC common stock as one of its investment options. ...
  3. Authors: Vanessa S. Tabler Published: 2023-10-10 14:17:08
    ... instruments), warrants, options, put rights, call rights ... An individual exercises "substantial control" if they meet ... influence over important decisions made by the reporting ...
  4. U.S. Equity Compensation Plans Frequently Asked Questions Published: 2021-12-30 10:29:47
    ... shares and the repurchase of shares as separate and distinct decisions. ... including the weighted average exercise price and remaining term of options; unvested shares issued in lieu ...
  5. U.S. Equity Compensation Plans Frequently Asked Questions Published: 2021-12-30 10:26:31
    ... shares and the repurchase of shares as separate and distinct decisions. ... including the weighted average exercise price and remaining term of options; unvested shares issued in lieu ...
  6. Closer Look | The Evolving Battlefronts of Shareholder Activism Published: 2023-03-20 18:20:35
    ... Forcing the early exercise of these embedded options results in above-market internal rates of return ... Evidence from a Sequential Decision Model," Journal of Financial ...
  7. Corporate ESG Strategy: Published: 2023-11-15 11:48:13
    CEO, board, and executive team alignment on key decisions ... However, there are many options to consider when evaluating ... deemed a cumbersome exercise with no single right answer. ...
  8. SIDLEY UPDATE SEC Adopts Rules Requiring Electronic Published: 2022-07-26 15:38:14
    investment managers who exercise investment discretion ... articulated in a 2019 decision by the U.S. Supreme Court. ... if any 1. 4 permitting optional reporting of the ...
  9. DISK124:[20ZCZ1.20ZCZ43501]BC43501A.;3 Published: 2025-02-25 17:20:54
    ... to vest and shares subject to the exercise of options within 60 days of July 6, 2020, and ... with strategy; ensure compensation decisions reflect behavior and control input; ...
  10. Corporate Governance Published: 2012-07-06 12:17:30
    ... of the directors and exercise those powers themselves ... companies. 4 Shareholder decisions What decisions must be ... The TSX also requires approval of certain stock-option plans ...
  11. Who is the principal, Shareholders or CEOs Published: 2010-09-08 17:16:24
    ... risk reducing investment decisions-because stock options increase the volatility of her ... they do not accord voting rights until exercised and valuation is imprecise. ...
  12. Madden Article on the Shifting Landscape of Corporate Governance... Published: 2011-03-16 13:06:02
    of au- thority'' exercised by boards and ... gave way to vesting most decision- making in a more ... looking at sev- eral options for increasing share- ...
  13. Thoughts for boards 2005 Published: 2005-02-01 15:58:10
    ... more aggressive risk taking on the part of management to maximize option values. ... rule when they make corporate decisions with the exercise of due care. 6 The federal ...
  14. Logo Goes Her Published: 2013-05-14 13:18:00
    ... time-vesting stock options without per- formance conditions. ... Arco Holding did not exercise its voting rights. Despite the ... shall include draft decision on spinoff, demerger, or ...
  15. Insider Trading Published: 2025-02-27 11:39:06
    ... 10(b) and Rule 10b-5" - Sidley (5/14) "Is Exercising Employee Stock Options Illegal Insider Trading? .../23) "Second Circuit's Blaszczak Decision Fails to Resolve One Issue, Raises ...
  16. TheCorporateCounsel.net's Section 16 Delinquencies Disclosure Published: 2024-10-07 16:28:26
    ... Another contributing factor was the decision by many issuers to assist their insiders ... If, for example, an insider were to file a Form 4 on June 3 to report an option exercise that ...
  17. TheCorporateCounsel.net's Disclosure Deadlines Handbook Published: 2024-05-28 10:31:33
    .........10-12 - Option to Provide Disclosure in ... for Say-on-Frequency Decision ......may be issued through the exercise or conversion, as ...
  18. TheCorporateCounsel.net's Materiality Handbook Published: 2024-05-24 13:39:52
    ... from an optics standpoint, this may be considered a "shareholder friendly" decision. Option Plan Amendment Question: A company amends its option plan to permit net exercises. ...
  19. Gibson Dunn Update Published: 2010-01-13 21:25:34
    legal professionals that exercise a public office and are ... In the past, and based upon a decision of the German Federal ... may remain a viable option in the context of ...
  20. Latham & Watkins operates worldwide as a limited liability partnership... Published: 2015-01-23 13:12:38
    Act Restructuring decision broadly interpreting ... when chapter 11 is not an option. 2 This Client Alert ... the Secured Lenders would exercise their rights under the ...
  21. SR-MWP.CHP:Corel VENTURA Published: 2005-04-06 10:22:13
    - but also on enhanced exercise of general oversight ... to challenge board decisions, particularly in the ... of hopefully attractive options to full board membership. ...
  22. Risk Monitoring Program Published: 2025-02-13 13:43:57
    ... of their customers' orders in NMS stocks and listed options. ... of interest that may impact their firm's routing decisions. ... (often using tabletop exercises) a written formal ...
  23. LA-13-0153 IPO TL Book v35 Published: 2013-04-23 12:45:00
    ... Interview insights There are a lot of decisions that need to ... JOBS Act introduced new options-including the ability to ... his or her ability to exercise independent judgment in ...
  24. White & Case LLP Published: 2005-04-06 07:29:21
    ... negligent decision-making. They suggested a failure by the members of the independent board to "exercise any business ... of Ovitz's salary, stock options or possible termination. ...
  25. Checklist: Stock Ownership Guidelines By TheCorporateCounsel... Published: 2024-12-03 12:40:59
    ... on the open market or through the exercise of stock options * Vested full value awards, as well ... over time and - while the board's decisions as to guideline requirements should ...
  26. The Task Force on Climate-related Financial Disclosures ... Published: 2019-09-05 13:49:14
    ... therefore, not necessarily relevant to decisions made today. ... considering a range of options for reducing global ... Initial outcomes of the exercise have resulted in IAG ...
  27. Industry Focus Published: 2009-08-31 14:24:13
    as only a single factor in making their investment decision. ... fair valued vs IASB which includes an amortized cost option. ... GS acts as CDO manager or exercised control of the assets. ...
  28. Ex Post Externalities, Ex Ante Investments, and the Design of... Published: 2008-04-21 10:11:39
    ... usurping his place at the Garden, he exercised the option and bought it for about $1.8 million. ... as arbitrator and his decision thereon shall be binding upon the parties hereto. ...
  29. ROBERT J. MCGAUGHEY, OSB #800787 Published: 2012-01-09 15:55:22
    ... 3. The Umpqua Board's decisions to increase CEO and top ... not the product of a valid exercise of business judgment. ... on repricing stock options; * Annual incentive plans ...
  30. Responsible Investment Government Pension Fund Global Published: 2019-02-14 16:18:59
    ... into valuation models through real options modelling. ... important tools we have for exercising our ownership rights. ... statements and key decisions before the general ...
  31. 2015 SSGA Annual Stewardship Report Published: 2016-05-28 16:53:41
    ... All voting decisions are exercised exclusively in accordance with SSGA's in-house policies or ... high-fat products to a more healthy option resulting in the need to evaluate ...
  32. ROCK CENTER Published: 2012-08-28 14:09:04
    ... ZKB Privatization Amid Options Dispute, WALL ST. J., ... control rights will be exercised. 29 Finally, the core ... if there are different decisions that give the same social ...
  33. Standing Voting Instructions: Empowering the Excluded Retail... Published: 2017-11-09 15:04:58
    ... a real factor in the decision."). 4 A second reason to ... brokers were barred from exercising discretionary voting ... investors have no such option and must submit separate ...
  34. Microsoft Word - reward systems.doc Published: 2007-02-16 11:32:17
    ... Tim J. Leech is President of CARD ® decisions Inc. based in Mississauga, Canada. ... as no longer allowing the cashless exercise of stock options or no longer making life insurance ...
  35. TheCorporateCounsel.net's Published: 2024-05-24 13:40:53
    ... or delivered pursuant to the exercise of the call option-see Release No. 33-6099, Q. 69 & 70 (1979). ... does not involve an investment decision by the note holder, as in the case ...
  36. Pay, Risk and Stewardship Private Sector... Published: 2009-06-16 15:12:43
    ... should take into account pay equity in making executive com- pensation decisions. ... Because the cashless exercise of stock options does not involve continuous share investment in the ...
  37. Microsoft Word - Integrated_Financial_and_Sustainability_Reporting... Published: 2013-04-29 11:43:54
    ... compli- ance exercise rather than a communication exercise." ... need to make informed decisions and to communicate ... components, including option grants and other types of ...
  38. Inside Track with Broc Published: 2025-01-19 12:03:42
    ... And far too many boards have NO processes and have exercised ... role: accountabilities decision authorities duty / ... the strategic intent or options for the firm and I have ...
  39. Case 3:10-cv-00472 Document 9 Filed 05/19/10 Page 1 of... Published: 2010-05-24 10:15:10
    ... Sapp on June 11, 2007, in which Mr. Helf said "I would like to exercise my options this week. I ... that the board of directors made that decision in a special board meeting on March ...
  40. INSIGHTS SEC Proposes New Short Position... Published: 2022-03-14 15:11:55
    ... The SEC's decision to take up its rulemaking now appears at least in part motivated by ... position; (iii) acquired in a call option exercise that reduced or closed a short ...
  41. Cleary Gottlieb - Selected Issues for Boards of Directors in... Published: 2025-01-28 16:22:06
    ... deployed) may be a useful exercise for gaining perspective ... 2024), available here. decisions with respect to ... AI creation; each option offers different benefits ...
  42. Davies Governance Insights 2011 Report Published: 2014-10-28 15:57:01
    ... is less of a need for delegation of decision-making authority to a smaller group ... In order to exercise an option (which the optionee will typically only do if the share price is ...
  43. Davies Governance Insights 2013 Published: 2013-12-17 11:37:05
    ... would largely shift the decision of whether a rights plan ... boards greater deference in the exercise of their duties. ... directors receiving options, believing that options ...
  44. Microsoft Word - VGVW01!.DOC Published: 2004-12-22 07:32:13
    ... In making such a decision, the TSX will consider: (1) the method of ... Market Price The exercise price for stock options cannot be less than the market price of the listed ...
  45. Debevoise Update D&P Published: 2018-06-25 19:57:36
    ... The Court, however, has also occasionally exercised its discretion-including in a decision that the Court ... for navigating its venue options and protecting the ...
  46. John Marsalek Benefit Corporations Capital Markets Closely Held... Published: 2015-06-29 14:57:27
    stock rights and stock options; Clarify and streamline ... Supreme Court's May 2014 decision in ATP Tour, Inc. v. ... for stock issued upon the exercise of rights and options. ...
  47. Improving disclosure effectiveness Published: 2014-11-21 18:19:20
    ... format restructuring options, including some that have ... appropriate format is not a 'one size fits all' exercise. ... important quality of decision-useful financial information. ...
  48. Microsoft Word - 0532465.Doc Published: 2003-07-10 22:31:10
    ... participants may invest in or make investment decisions involving company securities. ... in most transactions involving company equity securities (including option exercises). ...
  49. Update | Delaware Corporate Law Published: 2023-08-02 10:44:29
    ... the issuance of the right and options, and the issuance of shares upon exercise of the rights and options. ... The hiring of a lawyer is an important decision. Before you decide, ...
  50. SEC Update May 30, 2007 Published: 2007-05-30 17:59:26
    ... is exceeded, to the option holders and holders of shares received upon exercise of the options. ... purposes only and is not intended as basis for decisions in specific situations. ...
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