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Results from: TheCorporateCounsel.net
  1. Blank Published: 2017-01-13 17:40:50
    ... CFO Clawbacks In a significant legal development for the Division of Enforcement, a federal court of appeals recently affirmed the authority of the SEC to obtain clawbacks of ...
  2. 2024-2025 YEAR-END TOOL KIT Published: 2025-02-21 11:07:04
    ... Summary of Requirement Clawback check boxes: added by Listing Standards for Recovery of ... Summary of Requirement Clawback check boxes: added by Listing Standards for Recovery of ...
  3. Hunton & Williams Corporate and Securities Law Update: Executive... Published: 2010-07-20 19:55:31
    ... Certain Enforcement Reforms Incentive Compensation Clawbacks Section 954 of Dodd-Frank ... The Dodd-Frank clawback requirement goes beyond the similar provision in the ...
  4. The Bribery Offenses Published: 2010-12-23 12:12:01
    ... Clawbacks The Act requires that companies implement policies permitting the clawback of incentive compensation erroneously paid to company executives as a result of material ...
  5. WSGR Alert Published: 2025-01-06 14:39:26
    ... "robust" clawback policy in the "Executive Compensation Analysis" section of its company research reports for purposes of say-on-pay vote evaluations, a company's clawback policy ...
  6. Date Published: 2014-11-17 11:49:45
    ... on Executive Compensation: One-Off Awards, Employee Stock Purchase Plans, and Clawbacks. ... In addition, Glass Lewis advises that clawback policies should be (i) triggered upon a ...
  7. Brian V. Breheny Published: 2014-11-12 17:57:14
    ... conditions; whether the company has a clawback policy; and whether the company has ... tices" analysis. * For a company with no clawback or share holding period requirements, ...
  8. The Emergency Economic Stabilization Act of 2008 Published: 2008-10-06 11:40:37
    ... that encourage unnecessary risk-taking, clawback of bonuses or incentive compensation ... Notably, the standards for clawbacks and golden parachute payments only apply to "senior ...
  9. What audit committees should prioritize in 2023 (pdf) Published: 2023-05-24 19:21:41
    ... for the clawback of incentive-based compensation due to an accounting restatement. ... Companies that have clawback policies should review the terms and consider what changes ...
  10. GLASS LEWIS - POLICY UPDATES FOR 2023 PROXY UPDATE Published: 2023-02-15 15:49:36
    ... to create new listing requirements for clawback policies in the event of a financial ... to raise concerns at companies with clawback policies that only meet the requirements ...
  11. Corporate Governance Developments and Proposals Published: 2009-07-28 13:24:55
    ... Compensation Proposals (continued) Clawback on Unearned Performance-Based Pay * Require ... are currently subject to special clawback requirements under circumstances ...
  12. TheCorporateCounsel.net Published: 2024-05-02 08:05:59
    ... would include a failure to adopt a compliant clawback policy within 60 days of October 2, 2023). If NYSE determines that a clawback delinquency has occurred, it will promptly ...
  13. Microsoft Word - 20110801 SEC Petition.doc Published: 2011-08-04 12:39:09
    ... (18), executives' golden parachutes (7), clawback of incentive compensation (3), and ... (1), executives' golden parachutes (7), clawback of incentive compensation (1), and ...
  14. Microsoft Word - PGDOCS-#6328790-v2-EXPRESS_SCRIPTS_-_COMPLAINT... Published: 2014-01-07 11:39:00
    ... "[t]here was no clawback policy to recoup unearned executive pay based on fraud or error." ... This statement is false. Express Scripts adopted a clawback policy in 2011, which became ...
  15. TOP Published: 2015-12-18 11:02:00
    ... rules on pay-for-performance, 66 clawbacks 67 and hedging disclosures. 68 We ... TOP 10 TOPICS For Directors in 2016 ● Clawbacks. The SEC proposed clawback rules in July ...
  16. 2017 PROXY SEASON PREVIEW By Shirley Westcott April 2017 Overview Published: 2017-04-03 12:18:00
    ... major banks on notice to review their clawback policies, risk controls, and employee ... The 2016 Act additionally limited the scope of the clawback rule and amended the SOP ...
  17. Inside back cover Published: 2012-12-04 15:34:48
    ... items: Implementation and Disclosure of Clawback and Hedging Policies The Act requires ... policy that provides for the recoupment (clawback) of incentive-based compensation in ...
  18. http://www.dlapiper.com/the-government-acts-on-multiple-fronts... Published: 2009-03-11 22:46:44
    ... that meets certain terms and conditions; Clawback requirements for any bonuses, retention ... that are prohibited and/or subject to clawback requirements; Determining the limits on ...
  19. Section 1 Published: 2010-08-16 13:37:42
    ... Executive Compensation and Clawback. Section 954 of the Act provides that the SEC must direct national securities exchanges to adopt clawback policies enabling the recovery of ...
  20. Heads Up Published: 2010-08-16 18:14:35
    ... policies mandating the recovery (or "clawback") of "excess" incentive compensation ... policies mandating the recovery (or "clawback") of "excess" incentive compensation ...
  21. New Financial Regulatory Reform Bill Impacts Corporate Governance Published: 2010-03-23 20:13:07
    ... Clawbacks A listed company would be required to develop and implement a policy providing: ... Section 304 of the Sarbanes-Oxley Act of 2002 (SOX) already contains a clawback provision. ...
  22. Blank Published: 2015-07-15 17:51:35
    ... seeking adoption or disclosure of clawback policies (22), with the 13 proposals ... Other challenged proposals included the adoption of a clawback policy (4), the prohibition ...
  23. Gibson Dunn: Shareholder Proposal Developments During the 2021... Published: 2021-09-01 16:22:32
    ... goals; (ii) compensation clawback policies; (iii) severance and change of ... and only two proposals (relating to clawback policies and incentive plan adjustments, ...
  24. ISS and Glass Lewis Release Updates to Their Proxy Voting Guidelines Published: 2014-11-18 18:50:34
    ... o whether the company maintains a clawback policy; and o whether the company has ... that it believes recoupment or "clawback" policies should be (i) triggered in the ...
  25. D E C E M B E Published: 2020-01-02 20:16:23
    ... https://comptroller.nyc.gov/wp-content/uploads/2019/11/Investor-Letter-to-McDonalds-re.-Clawback-11.26.19.pdf The 2018 ... 88% mention they have a clawback policy These numbers are ...
  26. Microsoft Word - 2024_05_02 FTC Bans Nearly All Noncompetes.docx Published: 2024-05-02 13:31:32
    ... However, a typical clawback of a sign- on bonus where the worker terminates employment ... 2023 in connection with the implementation of Dodd Frank-compliant clawback policies. ...
  27. 629864_003_RRD_BMK.PDF Published: 2014-02-10 15:10:16
    ... proposals (i.e., pay-for-performance, clawbacks, compensation consultants, and conflicts ... such as through policies requiring clawbacks or imposing holding periods; * The ...
  28. The Proxy Season Field Guide 3rd Edition Published: 2013-08-09 00:07:01
    ... proposals (i.e., pay-for-performance, clawback com- pensation consultants, and ... such as through policies requiring clawbacks or imposing holding periods; * The ...
  29. 629864_003_RRD_BMK.PDF Published: 2014-05-20 16:37:13
    ... proposals (i.e., pay-for-performance, clawbacks, compensation consultants, and conflicts ... such as through policies requiring clawbacks or imposing holding periods; * The ...
  30. Morrison & Foerster LLP Corporate Finance Practice The Proxy Published: 2016-01-13 13:16:27
    ... proposals (i.e., pay-for-performance, clawbacks, compensation consultants, and conflicts ... such as through policies requiring clawbacks or imposing holding periods; * The ...
  31. 2017-High-Yield-Bond-Study.pdf Published: 2017-05-02 15:11:10
    ... percentage of deals permitting an equity clawback of greater than 35% of an issue during ... EMEA deals in 2016 permitted an equity clawback greater than 35% versus 35% in the U.S. ...
  32. Regaining Corporate Governance Balance.qxd Published: 2010-04-13 17:21:27
    ... proxy vot- ing system, including the role of proxy advisory firms. * "Clawback" Policies. ... companies to consider whether a clawback policy is appropriate under the circumstances. ...
  33. The Dodd-Frank Act_Significant Impact on Public Companies.qxd Published: 2010-07-22 13:34:14
    ... and Insights." * New compensation clawback policies applicable to all current and ... restating financial state- ments, with clawbacks applicable even when the officer did not ...
  34. ATLANTA CHICAGO CINCINNATI CLEVELAND COLUMBUS DAYTON NEW YORK... Published: 2020-05-27 19:44:14
    ... Clawback of Lender Fees for Ineligible Borrowers Lenders also received what appears to be ... eligibility, lenders are now subject to clawback of substantial amounts of fees if the ...
  35. Microsoft Word - 9266_WeilBriefing_SEC_CG_2010-3-18_v2.doc Published: 2010-03-19 18:51:49
    ... required information. (§ 953) Clawbacks of incentive-based compensation Not addressed. ... than the existing incentive compensation clawback provided by Section 304 of the ...
  36. PCAG Chart of Board Requirements Published: 2024-11-05 12:41:10
    ... incentive-based compensation recovery (clawback). 122 Weil, Gotshal & Manges LLP 20 ... recovery (clawback). 120 Review of Compensation Committee Charter Not addressed. ...
  37. A U G U S Published: 2023-08-28 16:23:25
    ... incentive-based compensation recovery (clawback). 122 Weil, Gotshal & Manges LLP 19 THE ... recovery (clawback). 120 Review of Compensation Committee Charter Not addressed. ...
  38. SEC Comment Letter „ Including Industry Insights Published: 2015-10-29 17:40:00
    ... and the registrant's financial performance ("pay versus performance") and (2) a proposed rule 2 that would require registrants to adopt clawback policies on executive compensation. ...
  39. MoFo Body Text Published: 2013-08-09 01:07:00
    ... Clawback Policies - Clawback policies (and similar provisions in executive compensation arrangements) are being adopted with increasing frequency, as companies seek to ensure that ...
  40. International Business Machines Corporation Dear Stockholders... Published: 2025-01-29 15:18:22
    ... five years, and the cash awards have a clawback (i.e., repayment clause) if an executive ... the long term. * IBM has a policy for "clawback" of cash incentive payments in the event ...
  41. NYSE Guidance Published: 2025-04-09 13:23:51
    ... NYSE/Nasdaq '23 Proposal Dorsey (6/23) "Letter from 39 Law Firms on Clawback Listing Standards" (4/23) Greenberg Traurig (3/23) BakerHostetler (3/23) Compensation Advisory Partners ...
  42. Voted On Majority Votes Published: 2013-08-07 23:49:41
    ... Proxy Season | THE ADVISOR, August 2013 Clawbacks Offline, union and public pension plans made inroads on strengthening corporate clawback policies even beyond the gross misconduct ...
  43. Microsoft Word - 133879_10.DOC Published: 2008-10-29 13:24:20
    ... The Bank of Italy's secured loans are not subject to clawback under Italian insolvency rules. D. Government Deposit Guarantee 10 Decree 155 empowers the Ministry to issue, for a ...
  44. Compensia Published: 2010-09-02 10:40:37
    ... Compensation Recovery ("Clawback") Policy The Dodd-Frank Act requires that stock ... the details not contained in the statute - to make these "clawback" poli- cies workable. ...
  45. Davis Polk & Wardwell LLP Published: 2010-03-24 16:54:29
    ... for meetings held on or after January 1, 2010.  Clawback (recovery of "erroneously awarded compensation"). Clawback provision of the bill would no longer be an amendment to ...
  46. Business Alert Q&A Series: When Your... Published: 2021-10-12 16:06:50
    ... Your company's incentive plans may have their own separate clawback provisions. At a minimum, your compensation committee may have a problem on its hands. Incorrect financial ...
  47. U.S. Banks and Thrifts Offered Billions of Federal Funds Under... Published: 2008-10-16 19:56:56
    ... that threaten the value of the financial institution; (2) required repayment (or "clawback") provisions for any bonus or incentive compensation paid to a senior executive ...
  48. Legal Update September 26, 2013 Published: 2013-09-30 13:49:19
    ... Clawbacks. Under Dodd-Frank, the SEC must direct stock exchanges to prohibit listing if a ... Unlike the comparable Sarbanes-Oxley Act provision, under Dodd- Frank, the clawback policy ...
  49. 9327_WeilBriefing_SEC-CG_2010-05-24_v2 Published: 2010-05-24 13:39:05
    ... introduced on March 15, 2010.) Clawbacks of incentive-based compensation Not addressed. ... than the existing incentive compensation clawback provided by Section 304 of the ...
  50. http://wilmerhaleupdates.com/ve/ZZ64i9986VM728381OY4 Published: 2009-06-15 09:54:20
    ... TARP recipients must disclose and explain the payment of perks over $25,000 to any executive or employee subject to the bonus restrictions. The clawback, golden parachute, bonus, ...
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