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Results from: TheCorporateCounsel.net
  1. Microsoft Word - CGRP13 - Exchange Offers Published: 2011-05-08 20:17:22
    ... influence on executive-pay decisions at U.S. companies. 6 Similarly, a 2010 ... of surrendered options; Option vesting; Term of the option; Exercise price; Participation. ...
  2. Microsoft Word - ISS 2008 Policy Updates - Draft 6.doc Published: 2008-12-04 15:54:03
    ... of in-the-money options granted at least six years earlier (with corresponding weighted average exercise price and ... so that investors can make informed voting decisions. ...
  3. ISS Canadian Corporate Governance Policy Published: 2005-11-21 15:24:23
    of Transferable Stock Options (TSOs)......make informed investment decisions, and may lead to the ... If the board, in the exercise of its fiduciary duties, ...
  4. Microsoft Word - Romano_post_flip_1.doc Published: 2011-01-20 20:01:48
    ... no doubt contributed to the Panel's decision, as well as to that of the ... for employees' cashless exercise of stock options under incentive compensation plans. ...
  5. A&PAdvisory_New Rulings Challenge Constitutionality of Government... Published: 2006-07-18 10:59:12
    ... counsel to rethink the decision whether to advance fees ... Under the T ho mps o n M em o r andum, t wo options were ... s l ef t much room for the exercise of corporate discretion. ...
  6. US Securities Routine Annual Meeting Proxy Statement and Annual Published: 2013-06-26 19:33:00
    ... company's compensation policies or decisions for named executive officers, the ... additional data if the company sets option exercise prices based on a stock price lower ...
  7. Compensia Published: 2020-12-27 17:35:30
    ... COVID-Related Pay Decisions In response to a question as to ... awards (such as stock options and SARs) outstanding, ... weighted average exercise price and remaining term ...
  8. Governance Insights 2020 Published: 2020-10-05 19:11:12
    ... Though the decisions need not be perfect or right, they must ... In exercising their authority as directors of the ... 9 Understand when to consider insolvency options. ...
  9. SECs Proposed Amendments to Its Whistleblower Program May Increase... Published: 2021-10-04 11:26:17
    Somers, a recent Supreme Court decision which held that Dodd-Frank whistleblower ... In choosing to exercise this option, the SEC would consider whether an upward adjustment would ...
  10. Debevoise In Depth Published: 2024-12-20 09:39:24
    ... option or SAR: (1) the award's grant date; (2) the number of securities underlying the award; (3) the per-share exercise ... This ruling overturns the October 2023 decision by a ...
  11. US Blockchain Enforcement Published: 2019-02-01 15:55:09
    ... ("SEC") has also exercised jurisdiction in this ... to other instruments such as stocks, bonds, and options. ... of authority somewhat in its November decision in SEC v. ...
  12. Officer Survey Published: 2020-04-30 15:37:33
    their most critical decisions, drive value, and achieve ... only go through that exercise every two years (23 ... Scenario planning is a great technique to create optionality ...
  13. Financial Reporting Alert Published: 2020-09-11 18:57:10
    ... price of existing underwater options, and extended the exercise period for awards, all presumably ... From an accounting standpoint, companies should consider whether a decision ...
  14. Heads Up Newsletter Published: 2017-10-03 14:29:45
    ... as a lease modification unless the exercise of that option by the lessee is consistent with the ... or rate, which would be inconsistent with the Board's decisions on this issue. ...
  15. Heads Up Published: 2019-12-16 13:44:42
    ... transferred because if the purchase option was not exercised the registrant would regain its ... ability to make investment decisions to the extent permitted by those ...
  16. EVERSHEDS SUTHERLAND / WWW.EVERSHEDS-SUTHERLAND.COM Published: 2020-07-28 18:24:27
    which sharpen and clarify the impact of the CJEU's decision. ... Some quietly indicated they would exercise what discretion ... For example, explicit consent may be an available option, ...
  17. Microsoft Word - New Anti-Morris Trust Regulations May 6, 2002... Published: 2003-07-10 20:51:26
    ... All options owned by a person are deemed exercised for purposes of making this determination. Absent any ... is whether the investment decision of each person is based on the ...
  18. The Corporate Counsel Published: 2023-11-04 21:47:19
    ... the shares underlying employee stock options that were granted and may have become exercisable prior to filing. ... their control so that there is no further investment decision. ...
  19. ISS Policy Guidance for Impacts of the COVID-19 Pandemic Published: 2020-04-08 13:52:08
    7 ▪ Option Repricing ... teams the ability to exercise appropriate discretion ... the reason for their decision (i.e. that it is related ...
  20. TITLE I S S G O V E R N A N C E C O M Published: 2024-10-10 13:48:37
    ... supported the answer option "yes", considering that a ... with no intention of exercising control, more aligned ... "somewhat positive, the decision is best left to the ...
  21. DFINsolutions.com Published: 2019-10-31 17:07:19
    ... exercise prices and other terms of options, including, if applicable, the method for determining the price of the option ... In addition, if the compensation decisions or policies ...
  22. The Up-C Structure in IPOs Basic Features Published: 2019-05-16 11:11:56
    ... offering, including control over decisions that require the approval of ... stock (or 65.9% if the underwriters exercise in full their option to purchase additional shares). ...
  23. Authors: Charles F. Knapp, Erik Mosvick Published: 2024-01-18 15:16:22
    ... If a physician elects to exercise the buyout option and duly notifies the employer of such, the ... of Chancery continued to issue decisions reflecting a healthy skepticism ...
  24. GIBSON DUNN Published: 2024-04-10 14:03:42
    ... Japan * Activism campaign exercise GIBSON DUNN 3 Date(s) ... choices * Look at the options available to companies ... the art) of networking * Decision-making in the midst of ...
  25. Action Required: Impact of Corporate Transparency Act Published: 2024-02-29 12:14:33
    ... a non-exhaustive list of examples of important decisions. ... control may be exercised by, among other things, ... an ownership interest, any option to purchase or sell ...
  26. Form 8-K for Portillos INC filed 03/04/2024 Published: 2024-04-22 10:33:56
    ... than as a result of (i) the exercise, if any, of stock options or the award, if any, of stock ... the subject of any unfavorable decision, ruling or finding) or invalidity ...
  27. Implications of the Corporate Transparency Act for Health Care... Published: 2024-01-10 10:31:54
    ... (e.g., decisions about the Reporting Company's business, finances, and structure); or iii. exercise any other ... as debt), known options (which shall be treated as ...
  28. Microsoft Word - NY2-#696915-v1-Client_Alert_--_A_Blueprint_for... Published: 2012-01-03 15:47:56
    ... coupon provisions for the bank to exercise its call option (such as a coupon step-up provision). ... A Viability Event is either (a) a decision by the national supervisor that a ...
  29. PW Document Published: 2022-01-20 10:26:36
    ... will be evaluating "all options" to ensure workers are ... authority to exercise powers "of vast economic and political significance," the OSHA ETS Decision held that the OSH ...
  30. Microsoft Word - SECMemo23May07.doc Published: 2007-05-25 18:29:32
    ... of the shares received on exercise of the options and shares of the same class is ... and no legal or business decision should be based solely on its content. ...
  31. C Published: 2013-02-28 20:00:18
    and acquisition activity and exercises of em- ployee stock options; and * reducing outstanding share ... purchase) or delegates those decisions to a broker or dealer (provided ...
  32. By Christie Parsons, Claudius Hildebrand, Cathy Anterasian, Published: 2020-07-23 16:05:19
    Facing ambiguity, people often select known options over ... What's more, decisions to oust CEOs for poor performance or ... An important part of that exercise is planning for three ...
  33. DOL Proposes New Rules Regulating ESG Investments Published: 2020-07-02 18:40:25
    ... of plan fiduciaries to exercise a judgment that items ... If the proposed rules are adopted, ESG investment options ... that make investment decisions with reference to ESG ...
  34. Webcast Published: 2025-01-19 12:04:52
    ... These are the kinds of things that go into their decisions. We'll get more into the ... Those employees had securities that vested, and as either RSUs or options were exercised, they ...
  35. Microsoft Word - 7667161_4.DOC Published: 2004-01-11 23:58:36
    ... Commissioner, 247 F.2d 440 (2nd Cir. 1957). However, in its Martin decision, ... at the will of the employee. 2. If exercise of the lump sum option would result in forfeiting future ...
  36. July 18 SEC Update Published: 2007-07-19 11:30:30
    ... Cashless Exercise of Options or Warrants A person who acquires restricted securities upon a ... purposes only and is not intended as basis for decisions in specific situations. ...
  37. EU Audit Reforms May Affect U.S. Companies Published: 2015-08-06 19:39:28
    ... play any part in the management or decision-making process of the audited entity; ... France and Netherlands) will not exercise the option to allow these services. ©2001-2015 ...
  38. Corporate and Securities Law Update SEC Shortens Rule 144 Holding... Published: 2008-01-31 00:01:55
    ... Securities received upon cashless exercise of options or warrants that were acquired for ... publication is based on laws, court decisions, administrative rulings and ...
  39. Document Published: 2003-07-11 01:03:08
    ... changing investment options, changing recordkeepers, ... This period, during which you will be unable to exercise ... appealing an ALJ decision to the Secretary or her delegate. ...
  40. SEC/Corporate Published: 2009-12-28 16:39:54
    ... RiskMetrics has also provided that as a rule of thumb, the threshold exercise price for eligible options ... information or to strategic decision-mak- ing, and typically having a ...
  41. Securities186-Mar2008.qxp Published: 2008-03-26 13:29:00
    ... overall compensation objectives and affect decisions regarding other elements. ... the number of securities underlying options, exercise prices, expiration dates, and the ...
  42. clearygottlieb.com Published: 2022-12-07 16:43:12
    ... plans; - provides that decisions made with respect to ... 22, 2022). investment options for participant directed ... of every proxy or the exercise of every shareholder ...
  43. SEC Adopts Amendments to Beneficial Ownership Reporting Rules... Published: 2023-10-31 12:22:19
    upon conversion or exercise of other securities - such as preferred stock, promissory notes, warrants or options. ... to other investors any decision with respect to such ...
  44. View PDF Published: 2022-12-19 16:05:07
    ... as the insider's later participation in authorizing corporate disclosure decisions. ... Notably, this exception does not apply to sell-to-cover in connection with option exercises, ...
  45. GT Alert_SEC Adopts Amendments to Share Repurchase Disclosure... Published: 2023-05-17 17:17:49
    ... of the issuer's obligations upon exercise of outstanding put options issued by the issuer, or other ... The hiring of a lawyer is an important decision. Before you decide, ask for ...
  46. GT Alert_Corporate Transparency Act: Compliance Deadline Approaching... Published: 2023-10-10 11:37:06
    ... but not limited to decisions on major expenditures, ... including control exercised in new and unique ways. 2 ... convertible instruments; option or privilege; or any other ...
  47. brown.PDF Published: 2003-07-10 21:29:00
    ... of new share issuance (including options) at the company or the subsidiary ... S&P prefers a shareholders' assembly being able to exercise decision rights in key areas, and ...
  48. What the war in Ukraine could mean for Net-Zero Investing Published: 2022-05-17 18:42:00
    of all available options, including politically ... and tip the balance decisively away from prolonged ... document. might need to exercise leverage, as active ...
  49. INSTITUTIONAL INVESTOR SURVEY Published: 2017-03-09 16:06:21
    ... option. This is a clear sign that investors are incorporating ESG issues into their investment/ divestment decisions ... success of an engagement exercise. 55% 52,5% 32,5% 30% ...
  50. 24199-2015 IPO Study_Cover_final_Layout 1 Published: 2015-03-18 17:13:30
    ... Before making any such decision you should consult a suitably qualified ... half. » The over-allotment option was partially or fully exercised in 83% of the IPOs in our study. ...
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