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Results from: TheCorporateCounsel.net
  1. SEC Flexes Its Muscle on Accounting Fraud and Targets More Individuals Published: 2015-09-18 14:52:19
    ... The risk of clawbacks against executives is also only increas- ing. Under Sarbanes-Oxley ... The best way to avoid the possibility of a clawback is to limit the oppor- tunity and ...
  2. Amid the New Era of Corporate Governance Nasdaq Center for Board... Published: 2022-12-22 12:27:51
    ... Effective for fiscal years ending on or after December 16, 2022 Clawback Rule 4 Public ... Statement on Final Rules Regarding Clawbacks of Erroneously Awarded Compensation. U.S. ...
  3. S&C Publication: Sanctions and Export Controls Guidance Published: 2023-08-02 13:44:12
    ... ethics program and imposing appropriate disciplinary measures (such as compensation clawbacks) for employees who directly participated in, or who had oversight or supervisory ...
  4. PUBLICATIONS A Call to Action: Leading ... Published: 2016-07-22 15:59:15
    ... Companies should maintain clawback policies for both cash and equity compensation. Asset Managers' Role in Corporate Governance The report also sets out expectations for the role ...
  5. Alert Memo Published: 2004-03-11 19:54:18
    ... and interests in Italy. 11 C. Clawback and Other Powers The Marzano Decree enables the Extraordinary Trustee: (i) to initiate so-called clawback procedures, 12 so long as any ...
  6. New ERC Cutoff in One Big Beautiful BillŽ Runs into Serious... Published: 2025-05-28 18:37:36
    ... OBBB would eliminate pending refund claims, and for some taxpayers who have received refund checks, the legislation would allow the clawback of refunds that were already issued. ...
  7. Parallel Derivative Action Settlement Outcomes Published: 2022-08-15 14:08:06
    ... or rules governing related-party transactions. * The adoption or strengthening of compensation clawback rules, whistleblower policies, and/or director independence standards. ...
  8. Section 1 Published: 2010-05-23 18:02:28
    ... Clawback (recovery of "erroneously awarded compensation"). The Senate Bill directs listing exchanges to adopt standards requiring listed companies to have policies enabling the ...
  9. Preparing your 2024 Form 20-F Published: 2024-11-25 11:17:44
    ... LLP 8 Selected reminders for FPIs Clawback rule As discussed in our Preparing Your ... FPIs) to adopt and comply with a written clawback policy relating to compensation recovery ...
  10. 08ls394-Treasury_p1 Published: 2008-11-04 08:50:19
    ... and excessive risks that threaten the value of the institution. * Required clawback of any bonus or incentive compensation paid to a senior executive based on statements ...
  11. Treasury and SEC Issue Executive Compensation Prounouncements Published: 2009-06-16 00:19:53
    ... Mandate enforcement of clawback provisions by TARP entities unless doing so would be unreasonable. Impose other standards on executive compensation programs, including a ...
  12. Checklist: Form 10-K - Cover Page Requirements TheCorporateCounsel... Published: 2023-08-31 11:27:56
    ... The check box indicating inclusion of the auditor attestation needs to be tagged using Inline XBRL, when applicable. 9. Restatements and Clawbacks: The company must indicate by ...
  13. This advisory is published by Alston ... Published: 2010-07-26 12:03:53
    ... rules requiring each issuer to develop, disclose and implement a clawback policy for incentive- based compensation that is based on publicly reported fnancial information. ...
  14. 2025 SHAREHOLDER MEETING AGENDA Proactive Board Oversight Amid... Published: 2025-03-17 08:59:50
    ... The shift may be due to increased disclosure and transparency around compensation. Proposals related to clawbacks and ESG performance metrics received the most support, though ...
  15. US Securities Routine Annual Meeting Proxy Statement and Annual Published: 2013-06-26 19:33:00
    ... Act: Implementation and Disclosure of Clawback and Hedging Policies The Act requires ... policy that provides for the recoupment (clawback) of incentive-based compensation in ...
  16. Microsoft Word - Dodd Frank Act.DOC Published: 2010-08-10 17:47:09
    ... Corporate Governance/Executive Compensation Clawbacks (§954) Exchanges must adopt rules ... Such clawback must be triggered with respect to all executive officers, whether or not ...
  17. DocName Published: 2010-05-28 18:53:13
    ... Clawback of Executive Compensation. The SEC would direct stock exchanges to prohibit the listing of companies that fail to adopt "clawback" policies. Listed companies would be ...
  18. Hot Topics Published: 2013-12-24 11:28:15
    ... In addition, boards should continue to stay ahead of SEC activity under the Dodd-Frank Wall Street Reform Act and Consumer Protection Act, including clawbacks, director and ...
  19. E-Discovery Alert 9-18-08.indd Published: 2008-09-24 14:10:37
    ... This provision enhances the ability of parties to negotiate protective 3 E-Discovery Alert September 19, 2008 Litigation Practice Groups www.drinkerbiddle.com orders and clawback ...
  20. Foreign Private Issuers and the Dodd-Frank Act Frode Jensen Published: 2010-08-05 00:01:12
    ... Clawbacks for Accounting Restatements: The Act man- dates U.S. stock exchanges to adopt listing standards requir- ing that listed companies develop and implement a clawback policy ...
  21. SEC and CFTC Adopt Amendments to Form PF Published: 2024-02-29 16:29:14
    ... reporting for all large private equity fund advisers, including reporting of any clawback events. 4 The second round of amendments, which applies only to large liquidity fund ...
  22. Justice Department Announces New Corporate Whistleblower Reward... Published: 2024-03-14 10:30:24
    ... For instance, the Department's Compensation Incentives and Clawbacks Pilot Program results in a dollar-for-dollar reduction of monetary penalties and ensures that individual ...
  23. LAWFLASH DOJ RELEASES 2023 FRAUD SECTION Published: 2024-03-18 13:45:59
    ... Programs Guidance, a revised Memorandum on the Selection of Monitors in Criminal Division matters, and the announcement of the Compensation Incentives and Clawbacks Pilot Program. ...
  24. Alert Published: 2010-07-22 13:22:55
    ... Compensation Clawbacks [DFA Section 954; Section 10D of the Exchange Act] Section 10D ... Section 10D expands upon the clawback already contained in SOX 304. In contrast, the SOX ...
  25. ISS Publishes 2015 Proxy Voting Guideline Updates Published: 2014-11-12 17:54:50
    ... subject to performance conditions, (5) whether the company maintains a clawback policy and (6) whether the company has established post exercise/vesting shareholding requirements. ...
  26. Some Thoughts for Boards of Directors in 2010 Published: 2009-11-30 14:13:48
    ... members and compensation consultants, "clawbacks" of unearned performance-based pay, and ... Terms such as "pay for per- formance," "golden parachutes" and "clawbacks" have become ...
  27. W&C Standard Template Published: 2017-01-16 19:49:31
    ... Part II. Future Rulemaking, Looking Ahead 1. Dodd-Frank Compensation Clawback Rule 20 In ... also specifies disclosure requirements relating to clawback policies and actual clawbacks. ...
  28. Webcast Published: 2025-01-19 12:04:52
    ... They also intend to propose listing standards relating to the clawback provisions. With ... Other topics I've seen concern clawbacks. Do shareholders like the clawback policy that a ...
  29. Contact Information Published: 2023-03-02 09:55:22
    ... and Clarifications: - Compensation Clawback Provisions: Consistent with new rules ... listed companies maintain and adequately disclose their compensation clawback policies. ...
  30. SEC Issues Final Rules Concerning Corporate Governance and Disclosure... Published: 2009-12-18 17:07:38
    ... such policies or in awarding and paying compensation; How policies such as clawbacks or holding period requirements relate to the realization of risks in both the ...
  31. Microsoft Word - Bill_section-by-sectionF.DOC Published: 2008-09-29 10:25:16
    ... Where Treasury buys assets directly, the institution must observe standards limiting incentives, allowing clawback and prohibiting golden parachutes. When Treasury buys assets at ...
  32. The Sarbanes-Oxley Act at 15 Published: 2017-07-07 12:38:55
    ... company officers and directors from fraudulently misleading auditors * Instituted clawback provisions for CEO and CFO pay after financial restatements * Established protection ...
  33. View PDF Published: 2023-05-26 12:38:26
    ... on malus and clawback provisions (new Provision 40): the FRC proposes a new Provision 40, which sets out a requirement for additional information on malus and clawback provisions ...
  34. DocName Published: 2009-01-12 13:19:11
    ... they would be required to be discussed in CD&A. * Clawbacks and Golden Parachutes. ... compensation above $500,000, as well as clawbacks on compensation that was based on ...
  35. Microsoft Word - 16 June 2009 The Shareholder Bill of Rights... Published: 2009-06-25 22:07:36
    ... committee be independent and report solely to the board or committee; * Require clawbacks of unearned bonus, incentive or equity payments awarded based on fraud or financial ...
  36. The Treasury's Capital Purchase Program: Understanding the Fine... Published: 2008-10-27 14:09:29
    ... Ensuring that incentive compensation for senior executives does not encourage "unnecessary ■ and excessive risks" that threaten the value of the QFI Requiring a clawback of any ...
  37. © 2025 Pillsbury Winthrop Shaw ... Published: 2025-04-07 11:31:14
    ... pivot toward more stringent deal terms for awardees-potentially including tougher compliance obligations, enhanced clawback provisions or stronger domestic job creation guarantees. ...
  38. Home About Us FAQs Trending Topics ... Published: 2014-03-31 16:20:13
    ... The only such proposal to receive majority support was a compensation-clawback proposal at McKesson, which received 52 percent of the vote. Overall, proposals related to executive ...
  39. _ Published: 2025-02-21 11:23:12
    ... policies and practices with regard to compensation clawbacks; and pay versus performance. ... In connection with adoption of the clawback disclosure requirements of Item 402(w), ...
  40. http://akingumpinfo.com/ve/ZZm80S91W74Cb7978Q/stype=print Published: 2008-12-05 11:23:13
    ... In addition, RiskMetrics has updated its burn rate percentages. RiskMetrics may now support shareholder proposals for "clawbacks" of incentive pay if existing company policies do ...
  41. NY3 - 501026.03 Published: 2010-01-07 18:57:08
    ... NY3 - 501026.033 RiskMetrics will also consider factors that mitigate the impact of risky incentives, such as "rigorous" clawbacks and "robust" stock ownership/holding guidelines. ...
  42. Compensia Published: 2009-12-11 13:35:31
    ... It will also consider the extent to which program features such as clawback policies or stock ownership and holding requirements may mitigate risk. While the novelty of the issue ...
  43. On the boards agenda: August 2016 Published: 2016-08-02 13:15:14
    ... seeking the adoption or disclosure of clawback policies may also have diminished due to the SEC's proposal of clawback rules-even though those rules have not yet been adopted. ...
  44. INVESTMENT BANKING Published: 2009-04-10 09:21:00
    ... including no full vesting while TARP assistance remains outstanding - Bonus "clawback" provisions upon material misstatements now apply not just to top five senior ...
  45. Corporate Governance and Executive Compensation Provisions in... Published: 2010-08-04 23:48:23
    ... Clawback Policy Dodd-Frank mandates exchanges to adopt listing standards requiring that listed companies develop and implement a clawback policy for accounting restatements. The ...
  46. Proxy Advisory Firms Issue 2019 Voting Guidelines Published: 2018-11-29 18:58:37
    ... use. * Revising the policy on clawback provisions to focus on their specific terms rather than on whether the clawback satisfies minimum legal requirements under Sarbanes-Oxley. ...
  47. SHAREHOLDER PROPOSAL DEVELOPMENTS DURING THE 2024 PROXY SEASON Published: 2024-07-30 09:49:13
    ... goals; (iii) compensation clawback policies; (iv) equity award vesting; (v) ... submitted in 2022. 6 amendments to clawback policies for incentive compensation ...
  48. Department of Justice Announces ... Published: 2024-03-12 09:48:07
    ... In March 2023, DOJ launched a Pilot Program on Compensation Initiatives and Clawbacks. That initiative calls for reduced criminal fines for certain companies that make good faith ...
  49. ISS and Glass Lewis Update Their Proxy Voting Guidelines for... Published: 2016-11-30 16:54:40
    ... subject to performance conditions; * Whether the company maintains a clawback policy; and/or * Whether the company has established post-exercise/vesting shareholding requirements. ...
  50. Securities Law Alert Author(s): Kelly... Published: 2017-11-20 19:51:19
    ... disclosure, compensation clawbacks and director and employee hedging ... advisory vote requirements, proposed clawback requirements, mine safety disclosures, ...
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