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Results from: TheCorporateCounsel.net
  1. New!! 2011 update - Annual Meeting Proxy Statement Checklist... Published: 2013-01-22 17:49:35
    ... ownership table] (such as by exercising stock options, warrants, or conversion or similar ... members participate in investment decisions made by any corporation, ...
  2. Authors Kate Brimsted UK Data Privacy and Security Lead London Published: 2022-05-31 18:30:03
    ... exercise required to implement the EU's new SCCs to be completed by 27 December 2022; other transfer options may ... back") an EU adequacy decision for a revamped Privacy ...
  3. © 2023 Bryan Cave Leighton Paisner... Published: 2023-11-07 16:28:25
    ... DO PROVIDE EQUALLY WEIGHTED MECHANISMS FOR EXERCISING USER ... a particular decision. These missteps may be as simple as requiring users to click through more options to deny ...
  4. Compensia Published: 2009-12-11 13:35:31
    ... "underwater" stock options. For example, for 2010, RiskMetrics may require that the threshold exercise price for ... find themselves making decisions that may deviate from ...
  5. U.S. Financial Stability Oversight Council Proposes Recommendations... Published: 2016-03-04 12:45:31
    ... relevant in determining whether it would be reasonably certain that an option would be exercised. ... The decision to retain a two lease model is also a welcomed development as the ...
  6. The term "best practices" also assumes that when something Published: 2018-11-06 11:28:39
    ... mind there are many options, while in the expert's ... factors playing into a decision are the same ones that ... As we discuss in the book, one simple exercise to bring this ...
  7. Technical Line: Lessee model comes together as leases project... Published: 2015-06-19 14:07:37
    ... additional goods or services when the option is exercised and the entity provides those goods ... It is unclear what impact the tentative decisions made by the FASB at the February ...
  8. To Our Clients and Friends Memorandum Published: 2018-06-25 14:16:43
    ... which a respondent had the option to seek review by the Fried ... that SEC ALJs potentially exercise even more autonomy than STJs given that their decisions automatically become final ...
  9. Insider Trades and DOL.indd Published: 2003-07-10 20:38:46
    ... corporate executives were exercising and cashing out employee stock options and selling other securities ... of their current investment decisions in light of their inability to ...
  10. Microsoft Word - Preparation of Annual Reports & Proxy Statements... Published: 2003-07-10 23:06:42
    ... issuance (other than those issuable upon the exercise of outstanding options, warrants or rights). ... rates, it is really a discussion of judgment decisions that is more effective. ...
  11. W W W I S S G O V E R N A N C E C O M U N I T E D S T A T E Published: 2024-12-17 14:28:39
    ... date value) ▪ Stock Option Awards (grant date value) ... and the realized gains of vested and exercised grants. ... accountable for the decisions that generate the CEO's pay. ...
  12. Issues & Trends Published: 2011-06-08 13:47:13
    ... 24 Exposure Draft Current Tentative Decisions Sale and Repurchase Agreements If a ... a significant economic incentive to exercise a put option, the customer would be considered to ...
  13. Disclosure of Hedging by Employees, Officers and Directors Published: 2025-02-25 14:10:47
    ... policies and decisions regarding the "named ... securities - such as options, warrants, convertible ... securities that have an exercise or conversion price ...
  14. Amicus Brief: Liberty Property Trust and Liberty Property Limited... Published: 2025-01-29 14:26:46
    Banc of an August 21, 2009 decision of a panel of the Court. ... Because They are Options or Rights to Purchase or ... "Kramer and Grigg did not exercise sufficient control of the ...
  15. W W W I S S G O V E R N A N C E C O M U N I T E D S T A T E Published: 2024-01-08 16:06:08
    ... date value) ▪ Stock Option Awards (grant date value) ... and the realized gains of vested and exercised grants. ... accountable for the decisions that generate the CEO's pay. ...
  16. The Proxy Season Field Guide Published: 2017-03-22 16:03:37
    ... Grants of Plan-Based Awards Table, the Option Exercises and Stock Vested Table, the ... for executive compensation decisions, as well as more focused compensation ...
  17. C L I E N T A L E R T Coronavirus (COVID-19): ... Published: 2020-04-17 12:47:41
    Under the notice-only option, companies must send the notice ... can make informed voting decisions ... without putting the ... these materials and exercise their voting rights under ...
  18. Frequently Asked Questions about Regulation M Published: 2017-12-04 11:43:47
    ... In transactions where an overallotment option is exercised, the exercise of the option does not ... accounts and the transaction decisions were made separately and without ...
  19. Microsoft Word - 2007 US Policy Update.doc Published: 2008-01-15 11:48:34
    ... to seek for more transparency in the decision making of executive pay programs. ... the same as that of the replaced option; * Exercise price--should be set at fair market ...
  20. Initial Public Offerings in Canada - A Business Law Guide Published: 2011-03-15 21:25:26
    ... 38 Over-Allotment Option 39 Distribution ... TSx-V 70 going Public The decision to go public is a ... outstanding at exercise prices lower than the IPO price. ...
  21. Microsoft Word - 11-3-05 Year End Action on Deferred Compensation... Published: 2005-11-07 09:35:55
    need to make certain decisions and take certain steps by ... 31, 2006 with an option or SAR that eliminates the discount (i.e., by increasing the exercise or base price to ...
  22. SEC Update Published: 2007-12-15 16:40:43
    ... Cashless Exercise of Options or Warrants. A person who acquires restricted securities upon a ... purposes only and is not intended as a basis for decisions in specific cases. ...
  23. _kn103!.DOC Published: 2004-02-26 20:25:10
    ... level while maintaining decision-making capacity and ... companies forward, but exercise that freedom within a ... 1.2) An employee stock option plan serves to strengthen ...
  24. The White & Case llp Securities Update Published: 2008-04-15 14:41:10
    ... to turn on whether the decision to grant the award was ... where it involved an exercise of discretion after a ... under the Securities Act of 1933. (1) Stock option grants. ...
  25. The Proxy Season Field Guide, Ninth Edition Published: 2022-03-01 10:47:42
    ... Grants of Plan-Based Awards Table, the Option Exercises and Stock Vested Table, the ... for executive compensation decisions, as well as more focused compensation ...
  26. Microsoft Word - CF-08-13-08.doc Published: 2008-08-15 17:49:36
    ... In addition, disclosure is necessary if the option exercise price is paid with company stock ... Materials have been abridged from laws, court decisions, and administrative rulings ...
  27. SEC Proposes to Increase Reporting of Proxy Votes by Registered... Published: 2021-10-22 15:27:10
    ... the voting decision. In a change from a similar proposal in 2010, this standard focuses on the "exercise, rather than ... in original). 9 The optional disclosure permitted by ...
  28. Litigation Against Accountants and Lawyers: The Year of Living... Published: 2007-09-30 14:36:56
    ... Thus, the 2006 cases can be read consistently with the Ira Weiss appellate decision to ... While the fraud was proceeding, Goldner allegedly manipulated stock option exercise dates to ...
  29. PW Document Published: 2021-12-27 10:32:49
    ... the timing of grants of stock options, which have an exercise price based on the fair market ... advice, and no legal or business decision should be based on its content. ...
  30. Proskauer 2016 IPO Study Published: 2016-03-30 11:09:04
    Before making any such decision you should consult a suitably qualified professional ... NASDAQ NYSE Percentage of Over-Allotment Option Exercised by Sector 10 *Please note that there ...
  31. Global Capital Markets Published: 2018-04-17 19:31:13
    ... Before making any such decision you should consult a suitably qualified professional ... Overall = 81% Percentage of Over-Allotment Option Exercised by Sector 8 15 27 13 31 15 27 13 ...
  32. Regulation of Hedge Fund Trading Activities Published: 2024-10-29 12:41:27
    not be relied upon in making a decision or taking a course of action that ... within 60 days, encompassing, for example, a stock option that is exercisable within 60 days. ...
  33. SEC Adopts Significant Changes to Rules and Reporting Requirements... Published: 2022-12-19 16:02:48
    issuers of certain option grants and annual ... factor into the trading decision,' even if the insider's ... the insider does not exercise control over the timing ...
  34. Erisa Update Published: 2012-03-27 00:23:55
    estopped by the Second Circuit's decision in Young v. ... One of the investment options offered under the plans was ... of its fiduciary duty to exercise prudence in monitoring ...
  35. Share Repurchases Published: 2021-02-18 15:20:27
    ... and acquisition activity and exercises of employee stock options; and - reducing outstanding share ... because they participated in the decision to authorize a Rule 10b-18 ...
  36. SEC Solicits Comment on Modernizing the Rules and Forms for Stock... Published: 2018-08-02 13:46:42
    ... of securities (e.g., for stock options, prior to the date of exercise; for all other equity awards, ... In the eyes of the SEC, the relevant investment decision tied to an RSU ...
  37. "Corporate Governance Update: Can You Resign from the Board of... Published: 2013-05-23 13:37:44
    ... of Delaware directors to exercise reasonable oversight over ... Chancery Court decision in Caremark International Inc. ... Potential directors should also consider the options that ...
  38. Document Published: 2005-01-18 10:26:19
    ... in Last Fiscal Year Table, Aggregated Option/SAR Exercises in Last Fiscal Year and FY-End ... committee interlocks and insider participation in compensation decisions. ...
  39. CorpGov_Book2_ECEB_050207.indd Published: 2007-12-19 23:14:54
    ... retain a percentage of shares acquired through option exercises and vesting of equity awards. ... regarding their policies and decisions with respect to the adjustment or ...
  40. http://www.dorsey.com/publications/legal_detail_printable.aspx... Published: 2007-11-15 13:44:32
    ... detail regarding how that discretion has been exercised. ... vesting information for options and other stock-based ... consultant plays in decision making about pay, ...
  41. Final Report, Advisory Committee on Improvements to Financial... Published: 2008-08-07 11:04:23
    ... investment decisions. The preparation and audit of financial statements have always required the exercise of judgment. ... additional optionality, except in rare circumstances. ...
  42. Statutory audit services market investigation - provisional findings Published: 2013-04-21 12:58:14
    ... collect information from decision makers (ie FDs and ACCs) ... with parties options to create an appropriate data set. ... processing and cleaning exercise to ensure that the data ...
  43. Microsoft Word - ed_contingencies.doc Published: 2008-06-10 11:08:00
    ... be required, rather than optional, if an entity believes ... may be exercised are expected to be rare (instead of extremely rare). Do you agree with the Board's decision and, if ...
  44. Director Compensation Published: 2025-01-19 12:03:23
    ... stock awards and stock options representing the balance. ... the business plan through day-to-day operational decisions. ... for appropriately exercising their fiduciary ...
  45. TheCorporateCounsel.net's Related Party Transactions Disclosure Published: 2024-08-06 12:28:36
    ... value of the securities underlying the options and the exercise or base price of the options. ... have assumed actual significance in a reasonable investor's investment decision. ...
  46. TheCorporateCounsel.net's Form S-3 Handbook Published: 2024-05-24 13:35:44
    ... into common stock, or warrants or options exercisable for common stock, respectively. 5. ... However, the SEC Staff has left it up to WKSIs to make their own decision as to ...
  47. Austin Beijing Boston Brussels Hong Kong London... Published: 2021-02-11 18:48:53
    ... Buyout Rights 2020 brought several interesting decisions relating to the exercise of contractual ... employment with the LLC was a call option. 30 The court rejected the ...
  48. BVALCO COLLECTIVE REPORT_CORONAVIRUS Awk FINAL Published: 2020-06-03 20:26:11
    ... to hold back for more information to base decisions on. ... Although this might seem like an exercise for less hectic ... whole-brain thinking to consider all the options available. ...
  49. Microsoft Word - IRRC_BuyoutFundBackedIPOs_2009_Final Revision... Published: 2009-06-12 09:09:03
    ... are based on an assumption that the underwriter's over- allotment option was not exercised. ... in the context of investment decision making. 44 COMPENSATION-POLICY ...
  50. Taub Final Do... Published: 2011-09-15 10:07:00
    ... Yet, those who make decisions as to the direction of those investments and those who exercise the legal rights of ownership ... industry as the -nuclear option.‖ 56 Mutual funds are ...
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