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Results from: TheCorporateCounsel.net
  1. June 27, 2024 Published: 2024-07-01 09:58:33
    ... Item 601(b)(97) of Regulation S-K Disclosure related to the registrant's clawback policy * File the clawback policy as an exhibit to the annual report on Form 10-K * Disclosure via ...
  2. PwC's Governance Insights Center | August 2024 Published: 2024-08-26 11:10:10
    ... That transformation is readily apparent when looking at disclosures related to executive compensation. New SEC rules require companies to adopt clawback compensation policies and ...
  3. Irregular Time-A Quasi-Proposed Rule on Incentive-Based Compensation Published: 2024-05-21 15:42:18
    ... or downward adjustment of awards Clawback of paid awards if certain triggers were ... adjustment, and clawbacks No transaction/volume-based incentive-based compensation. ...
  4. The Proxy Season Field Guide Published: 2017-03-22 16:03:37
    ... proposals (i.e., pay-for-performance, clawbacks, compensation consultants, gender pay ... package; (iii) the modification of the clawback requirement so that it would only apply ...
  5. Microsoft Word - FIRM_DM-#12995350-v5-Global_Finance_Alert_5... Published: 2010-05-12 18:18:23
    ... provisions for all public companies, which would require, among other things, clawbacks for earnings restatements, an "independent compensation committee," and "say on pay" ...
  6. Microsoft Word - 9193 WeilBriefing_SEC-CG_v2.DOC Published: 2010-01-04 17:29:48
    ... and/or compensation recapture (or "clawback") policy in order to mitigate excessive ... such as through provisions for clawbacks or minimum equity holding periods; o The ...
  7. What Published: 2009-12-19 09:50:03
    ... The company is also permitted to take into account policies, such as stock retention or bonus clawback policies, which mitigate other pay practices that could lead to inappropriate ...
  8. Alert Published: 2009-12-21 13:03:25
    ... actions of employees in the short- and long-term, such as through policies requiring clawbacks or imposing holding periods. * Policies regarding adjustments to compensation ...
  9. SECs New Years Resolution Requires Companies to Enhance Compensati... Published: 2009-12-28 17:46:51
    ... of risks resulting from the actions of employees (e.g., through the use of clawbacks or holding periods); the registrant's policies regarding adjustments to its ...
  10. PowerPoint Presentation Published: 2019-01-07 17:02:55
    ... Market decline may focus attention on share pledging * Expect more calls for tougher clawback provisions * Removal of the requirement to seek periodic shareholder approval of ...
  11. Microsoft Word - CII Corporate Governance Reform Advocacy Letter... Published: 2008-12-09 12:25:12
    ... for advisory shareowner votes on the compensation of senior executives. 7. Stronger Clawback Provisions: At a minimum, senior executives should be required to return unearned ...
  12. Heads Up Published: 2009-11-12 17:43:14
    ... the third condition and asked whether a clawback feature would prevent a private equity ... The staff indicated that a clawback feature alone would not prevent the investment manager ...
  13. SEC Report Cautions Public Published: 2018-10-22 13:47:03
    ... stopped before they are made or reversed promptly after discovery, they are often not discovered for weeks or even months, long after most transfers stand any chance of clawback. ...
  14. SEC Adoption of Current Reporting ... Published: 2023-05-05 10:26:39
    ... to general partner or limited partner clawbacks as proposed, except that reporting is ... of general partner or limited partner clawbacks of 10 percent or more of a fund's ...
  15. 2023 Risk Management and the Board of Directors Published: 2023-10-03 17:45:54
    ... companies to maintain a compensation clawback policy, introducing a new compliance ... Importantly, the new rules limit board discretion with respect to clawbacks: an issuer is ...
  16. printmgr file Published: 2025-02-25 17:16:54
    ... Compensation Recovery ("Clawback") Policy Our policy on the recovery of incentive ... Overseeing our policy on the recovery ("clawback") of incentive compensation and our ...
  17. LOGIN GO > FORGOT PASSWORD? (/USER/PASSWORD) NOT A SUBSCRIBER... Published: 2016-05-04 15:16:54
    ... Stock ownership guidelines Δ i. Stock trading rules, including anti-hedging j. Incentive compensation clawbacks 3. Summary of Executive Compensation Benchmarking: Results of any ...
  18. Microsoft Word - 2251006_13_Alert Memo - Not Just Financial Reform... Published: 2010-07-22 13:29:23
    ... securities laws; and o Mandating a clawback in the event of an accounting ... 14 * Section 954 is similar to the clawback requirement imposed under Section 304 of ...
  19. Microsoft Word - 23207188.16 Published: 2010-07-01 14:11:21
    ......... 128 xii 6 - Clawbacks......129 Subject Provisions (Citation) 6 - Clawbacks Requires listed companies must develop ...
  20. Executive Compensation Alert:New Act Would Require Public Company... Published: 2010-07-07 11:53:14
    ... Recovery of Erroneously Awarded Compensation (Clawbacks) Public companies must disclose ... Companies will be required to have a policy that requires repayment (or a "clawback") of ...
  21. Microsoft Word - CFI Bulleting TARP Plan _4_.DOC Published: 2008-10-16 19:52:34
    ... senior executives does not encourage unnecessary and excessive risks; (2) required clawback of any bonus or incentive compensation paid to a senior executive based on statements ...
  22. CorpGovPrinciplesWorksheet.xls Published: 2009-05-26 09:02:26
    ... Clawback Policy x x x CalPERS: Recapture incentive payments made based on achieving performance targets during a period of fraudulent activity or a material negative restatement of ...
  23. 8/18/10 Published: 2010-08-18 18:33:05
    ... Did the company disclose a clawback provision? Companies should consult their advisors to understand their GRId assessment scores, verify and troubleshoot the information used by ...
  24. http://www.duanemorris.com/alerts/alert3070.html Published: 2008-12-18 13:39:23
    ... compensated executive officers) to take unnecessary and excessive risks; Require the "clawback" of certain compensation paid to a senior executive officer that was paid based on ...
  25. To Our Clients and Friends Memorandum Published: 2020-04-14 12:27:31
    ... shareholders or third-party lenders and clawback risks for repayments in a later ... risks of liability and clawbacks by administrators in an insolvency scenario are reduced. ...
  26. To Our Clients and Friends: Published: 2012-01-04 12:06:53
    ... seen as good practice, like "hold-through-retirement" provisions and "clawback" policies. ... to propose and adopt final rules on "clawbacks" of executive compensation, and ...
  27. 2013-2014 YEAR-END TOOL KIT FOR 2013 YEAR-END REPORTING AND 2014... Published: 2013-12-18 19:51:00
    ... Monitor proposed/expected SEC compensation-related rules: Pay disparity ratio (proposed; not expected to affect 2014 proxy statements for calendar-year end companies) Clawback ...
  28. NEW YORK Published: 2024-05-14 09:42:07
    ... Clawback The proposed rules include a clawback provision covering any incentive compensation (cash and equity) for seven years from the time that the award vests. This would mean ...
  29. RMG Finalizes 2010 Executive Pay Policy Published: 2009-12-28 15:15:44
    ... However, RMG will consider clawback provisions, stock ownership and holding guidelines, and other factors that may mitigate the impact of the potentially risky incentives. On ...
  30. 3/21/23, 9:40 AM President Biden ... Published: 2023-03-21 15:46:35
    ... Earlier this month, for instance, the US Department of Justice (DOJ) published its Compensation Incentives and Clawbacks Pilot Program (the Pilot Program), which we have previously ...
  31. SEC Charges McDonalds and Former CEO in Connection With Disclosures... Published: 2023-01-12 11:46:11
    ... Sarbanes-Oxley Act, that statute's compensation clawback provision. Given the SEC's generally aggressive views surrounding clawback of executive compensation, companies in the ...
  32. Glen R. Johnson | Rima Ramchandani Published: 2019-07-11 11:55:17
    ... approach to remuneration of directors and senior management; disclosure about clawbacks from directors or senior management of incentive or other forms of compensation; and ...
  33. Microsoft Word - 2968780_2.DOC Published: 2008-10-03 18:33:49
    ... the Secretary obtains an equity or debt position, there will be limitations on the amounts and types of compensation for senior executive officers as well as clawback provisions. ...
  34. SEC Adopts Amendments to the Proxy Rules Concerning Disclosure... Published: 2009-12-22 14:37:13
    ... compensation policies relate to realization of risks resulting from actions of employees in the short term or the long term, such as through clawbacks or required holding periods. ...
  35. One Column Newsletter Published: 2009-10-16 15:33:07
    ... the Hype: Notes on Key Executive Compensation Issues" discussing the growing use of "clawback" policies.) Restatements also give enforcers and plaintiffs a head start, since a ...
  36. US Sanctions and Export Control Agencies Issue Joint Compliance... Published: 2023-08-02 15:24:24
    ... NSD will also examine whether the disclosing company has imposed appropriate disciplinary measures, including compensation clawbacks. NSD advises that it will consult with the ...
  37. Microsoft Word - "Boards of Directors and Risk Management" Published: 2008-11-05 20:26:18
    ... For example, is there a delay in benefit until the return on the risk is realized or a clawback if an undisclosed risk surfaces later? We expect many companies will discuss this ...
  38. CorpGov_Book2_ECEB_0500908.indd Published: 2008-12-05 11:27:47
    ... In particular, proposals regarding "clawback policies" were previously aggregated in ... SAY-ON-PAY** EXECUTIVE COMPENSATION GENERALLY* CLAWBACK POLICIES* SHARE OWNERSHIP** ...
  39. 2013-2014 YEAR-END TOOL KIT FOR 2013 YEAR-END REPORTING AND 2014... Published: 2014-01-15 14:29:00
    ... not expected to affect 2014 proxy statements for calendar-year end companies)  Clawback requirements (not yet proposed)  Pay-for-performance (not yet proposed)  ...
  40. http://www.dorsey.com/corp_upd_2009_proxy/ Published: 2009-01-09 17:27:17
    ... certain disclosure (e.g., risk analysis, clawback policies, golden parachute and severance ... These include policy updates on "poor pay practices," clawback shareholder proposals, ...
  41. Europe/International Issues Published: 2025-02-19 00:00:00
    ... Considers Fresh Approach" - Linklaters (4/15) "New Corporate Governance Code - Clawback or Explain" - Linklaters (9/14) "The UK Corporate Governance Code: FRC Consultation" ...
  42. Akin Gump Alert Template - 2013 Update Published: 2013-12-04 18:26:59
    ... percent. 30 - Clawbacks. The Dodd-Frank Act also calls for the SEC and stock exchanges to implement rules requiring companies to develop and disclose clawback policies for the ...
  43. Microsoft Word - Finanancial Institutions E-Alert - 10_14_08... Published: 2008-10-15 11:36:42
    ... and excessive risks that threaten the value of the corporation, (2) required clawback of any bonus or incentive compensation based on statements of earnings, gains or ...
  44. Client Alert: Dodd-Frank Wall Street Reform and Consumer Protection... Published: 2010-06-30 12:45:37
    ... Clawback of Executive Officer Compensation H.R. 4173 requires public companies to develop and implement policies for the recovery of executive officer compensation (including stock ...
  45. Corporate Governance and Compensation Provisions in Dodd-Frank... Published: 2010-07-01 14:17:24
    ... Clawbacks. The bill would require companies to adopt a clawback policy applicable in the event of an accounting restatement due to material noncompliance with financial reporting ...
  46. From the Public Company Advisory Group of Weil, Gotshal & Manges... Published: 2018-02-08 16:24:42
    ... Clawback Proposals: BlackRock will typically support shareholder proposals for recoupment from any senior executive whose compensation was based on faulty financial reporting or ...
  47. Checklist: Corporate Governance Guidelines By TheCorporateCounsel... Published: 2018-11-23 16:47:06
    ... standards (plurality/majority voting) - Poison pill/shareholder rights plan policy - Clawback policy - Procedures for reporting of accounting concerns While - subject to ...
  48. Shareholder Votes and Proxy Advisors: Evidence from Say on Pay Published: 2012-04-09 18:05:31
    ... mitigating provisions, such as clawbacks) and its responsiveness to shareholder concerns. ... The most common are lack of clawback provisions (156 cases), limited performance-based ...
  49. IN-DEPTH: Employee feedback Published: 2019-04-17 16:40:36
    ... The proposals sought to limit certain aspects of executive pay and introduce clawback provisions, citing dangers to long-term shareholder value as justification. The proposals ...
  50. Deputy Attorney General Monaco Announces Updates to Corporate... Published: 2022-09-27 17:31:33
    ... end of the year "on how to reward corporations that develop and apply compensation clawback policies, including how to shift the burden of corporate financial penalties away ...
Total results found: 1,843
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