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Results from: TheCorporateCounsel.net
  1. 659947_003_BMK.PDF Published: 2014-12-09 14:17:10
    ... exercise prices and other terms of options, including, if applicable, the method for determining the price of the option ... In addition, if the compensation decisions or policies ...
  2. Raising the Bar: DOLs Amendment Sets Higher Standards for QPAM... Published: 2024-04-18 11:11:54
    ... decisions. These changes reinforce and bolster the independence and discretionary control that a QPAM must exercise ... to Repricing Underwater Options Key Compensation Items for ...
  3. Hedge Fund Guide 2024 Published: 2024-04-06 14:30:48
    not be relied upon in making a decision or taking a course of action that ... within 60 days, encompassing, for example, a stock option that is exercisable within 60 days. ...
  4. 2023 Annual Report Published: 2024-05-14 13:07:05
    ... in making voting decisions, nor do we follow any ... from clients who wish to exercise their proxy voting rights ... giving more clients the option to participate more ...
  5. 2023 DELAWARE CORPORATE LAW AND LITIGATION YEAR IN REVIEW Published: 2024-02-08 14:10:21
    In 2023, the Delaware courts issued many decisions ... owe obligations to exercise proper oversight over the ... They also granted options to themselves and the company's ...
  6. This is the Area Where Our Typically Very Long White Paper Titles... Published: 2015-03-06 18:31:03
    ... The updates took effect on February 2, 2015. 9 Tentative FASB Decisions Regarding ... shares issued upon an employee's exercise of an option or vesting of a restricted stock award ...
  7. Insider Trading - Annual Review 2018 Published: 2019-01-18 20:28:47
    ... Ying exercised all of his available stock options in Equifax and sold the resulting shares of common stock. ... Martoma I After the Second Circuit's decision in Newman, Martoma ...
  8. The Proxy Season Field Guide, Eighth Edition Published: 2021-03-02 13:57:39
    ... Grants of Plan-Based Awards Table, the Option Exercises and Stock Vested Table, the ... for executive compensation decisions, as well as more focused compensation ...
  9. Morrison & Foerster LLP Corporate Finance Practice The Proxy Published: 2016-01-13 13:16:27
    ... Grants of Plan-Based Awards Table, the Option Exercises and Stock Vested Table, the ... for executive compensation decisions, as well as more focused compensation ...
  10. COVID-19 (Coronavirus): What to Do about This Year's Annual Meetings Published: 2020-03-24 17:10:10
    ... What are the options? The staff guidance is welcome for companies struggling with the decision of what to do, but ... have implications for the exercise of shareholder democracy ...
  11. Microsoft Word - PDFfile.doc Published: 2004-04-27 15:37:42
    ... CREDIT FACILITIES AND PUT OPTIONS ......31 A. EXERCISE PRICE BELOW THE PUBLIC ... the withdrawal or decision to abandon the offering. ...
  12. 1 Published: 2024-11-05 10:04:49
    ... substantially participate in decisions on behalf of a non-US person, and exercises that authority to direct, ... of equity awards or stock options. 11 However, Treasury ...
  13. Layout 1 Published: 2006-11-03 14:55:03
    ... potential tax advantages of convertible, cross-border debt deals are often decisive. ... as well as (i) shares issuable on the exercise of options or warrants or the conversion of other ...
  14. Nominating and Corporate Governance Committee Guide 2018 (working... Published: 2025-01-28 10:55:52
    ... committee in light of the options backdating and other ... Directors must exercise this judgment in a changing ... corporate governance decisions to proxy advisory firms ...
  15. COLUMBIA LAW SCHOOL'S BLOG ON CORPORATIONS AND THE CAPITAL MARKETS Published: 2013-08-11 17:18:21
    ... of Delaware directors to exercise reasonable oversight over ... Chancery Court decision in Caremark International Inc. ... Potential directors should also consider the options that ...
  16. Liabilities under the Federal Securities Laws Published: 2024-11-12 09:21:34
    ... in the trading decision," which potentially includes situations such as issuers operating repurchase programs, employees adopting plans for exercising stock options, and employees ...
  17. Client Alert Capital Markets White & Case LLP Published: 2014-12-23 18:40:50
    ... issued upon the exercise of compensatory options as well as any other awards of such securities. ... in the context of an investment decision at the time of an offering, and ...
  18. Labor Update #7(October 2004 Alert).qxd Published: 2004-10-29 09:03:10
    from legislation, court decisions and administrative rulings and ... period; and - stock option arrangements in which the exercise price is equal to or greater ...
  19. MEMORANDUM Published: 2005-03-07 08:49:15
    ... of restricted stock and option grant agreements, such ... as number of shares, exercise price and vesting ... IX. Evaluate Compensation Decision-Making Process. Companies ...
  20. JONES DAY COMMENTARY Published: 2007-06-30 09:11:37
    ... by their terms; * upon a cashless exercise of options or warrants, the newly acquired ... what is in substance a new investment decision, whether to accept a new or different ...
  21. Microsoft Word - PDFfile.doc Published: 2004-04-23 12:33:32
    ... CREDIT FACILITIES AND PUT OPTIONS ......31 A. EXERCISE PRICE BELOW THE PUBLIC ... the withdrawal or decision to abandon the offering. ...
  22. Microsoft Word - SEC Makes More Filings on EDGAR Mandatory Part... Published: 2022-06-30 06:45:51
    form amendments to: - add optional reporting of a Financial ... Form 13F if the manager exercises investment discretion ... recent U.S. Supreme Court decision. 4 The SEC has also ...
  23. Speed Read The Eighth Circuit issued a highly anticipated decision... Published: 2014-03-20 17:33:37
    with the Sponsor's decision in 2000 to remove a ... from, Plan investment options ("float"), awarding the ... to the extent he "exercises" authority or control ...
  24. Client Alert Published: 2008-12-05 12:54:00
    ... For example: The acquisition by a non-US person * of options, warrants or convertible debentures that can be exercised ... to transfer management decisions and day-to-day control ...
  25. Preparation for 2016 Fiscal Year-End SEC Filings and 2017 Annual... Published: 2017-01-25 11:39:06
    ... obligation or the officer has net exercised a stock option and that transaction (which is deemed ... company has a reasonable narrative to support its decisions for last year's pay. ...
  26. April 2014 Published: 2014-04-14 11:00:35
    and legal requirements, exercising well- reasoned judgment ... is most important for decision- making. * Organization ... For companies where the number and value of stock options ...
  27. Attorney Contacts Phillip Crain Ralph De Martino David McCarthy... Published: 2015-07-02 14:21:24
    ... Section 115 effectively codifies the Delaware Chancery Court's 2013 decision ... upon authorization by a company's board of directors or upon the exercise of rights and options. ...
  28. Bidens First Veto: Understanding the Implications of the DOLs... Published: 2023-03-23 14:20:39
    ("ERISA") may invest (and exercise shareholder rights with ... must base its investment decisions on factors that the ... the default investment option in a 401(k) plan may allow ...
  29. WilmerHale 2020 IPO Report Published: 2020-06-30 17:53:32
    ... the company to make additional decisions, which means answering questions such ... is not in effect)? - Treatment of Option Exercises: On what conditions may stock options ...
  30. About this guidance Published: 2025-03-31 12:06:02
    ... You must: give workers the option to withdraw their consent ... to any organisation that exercises official authority or ... The logistics company documents the decision to rely on this ...
  31. GAO-09-504 Troubled Asset Relief Program: March 2009 Status of... Published: 2025-02-13 16:43:59
    ... documentation of decisions relating to potential conflicts. ... to determining warrant exercise prices had not been ... CAP Capital Assistance Program CBOE Chicago Board Options ...
  32. Why European Firm Issue Convertibles Published: 2025-02-07 12:13:59
    ... to force investors to exercise their conversion option ... project and the investment option sets up an incentive conflict between the investment decision maker (manager) and ...
  33. Form: Proxy Statement Compliance Checklist Published: 2008-12-08 17:23:01
    ... compensation objective and affect decisions regarding other elements * CD&A is not ... Awards at Fiscal Year-End Table 2. Option Exercises and Stock Vested Table 3. Pension ...
  34. ACCOUNTABILITY AND RESPONSIBILITY IN CORPORATE GOVERNANCE Larry... Published: 2008-09-17 14:13:18
    ... B. The Partnership Option: Strong-Form Accountability Part IV.A suggests ... are accountable to owners in exercising their powers. Delegating decision functions to nonowner ...
  35. The Requirement to File Revised Financials Ahead of a Shelf Filing... Published: 2025-01-19 12:04:15
    ... (or proxy statement) is an option contemplated by Item ... consent, a time consuming exercise that needs to be factored ... why the chief operating decision maker (defined in ASC 280 ...
  36. Private Equity Published: 2009-03-15 23:07:22
    ... debt, and options, are not typical and are likely to face approval roadblocks at the outset and upon later exercise. ... Throughout the negotiations, decisions will be made by ...
  37. United States Published: 2021-01-27 13:05:08
    Repricing and Option Exchange Proposals ... with poor pay decisions, particu- larly quantum payouts. ... We will continue to exercise a holistic approach in ...
  38. Copyright 2011 Glass, Lewis & Co... Published: 2012-04-12 22:52:08
    ... repurchase shares in order to offset dilution of earnings caused by the exercise of stock options. ... We typically prefer to leave decisions regarding day-to-day management of the ...
  39. Cybersecurity Alert Published: 2014-04-18 20:18:58
    ... Prepare options for decision. The team supporting the organization's decision making regarding ... Adopting the Framework is not primarily a technology exercise. In the near term, ...
  40. 2017 2018 Policy Application Survey Results Summary Published: 2017-10-20 07:59:25
    ... The downward adjustment serves to avoid the exercise of a conditional put option that would result in ... greater flexibility to make decisions on endorsement/guarantee provisions. ...
  41. Director Education Published: 2005-02-11 14:57:24
    ... develop a framework for making informed board decisions and exercising sound business judgment. ... An optional full-day session prior to the program provides an excellent foundation ...
  42. © 2021 Troutman Pepper Hamilton ... Published: 2021-03-18 17:33:50
    ... review the notice before downloading the application. 4. Option to Print. ... how to appeal the controller's decision regarding a request to exercise them; 4. The categories of third ...
  43. Fifth Third Bancorp v. Dudenhoeffer, 573 U.S. Published: 2025-02-06 13:48:48
    ... who exclude investment options for non-economic reasons ... 1 observing that their decisions must ''be made with an ... Fiduciaries should be particularly cautious in exercising ...
  44. The Company Secretary Published: 2014-07-08 11:49:00
    ... in making choices, managing ambiguity and choosing options; * having and negotiating the ability to make decisions; * exercising personal discretion as an independent mindset; and ...
  45. Microsoft Word - mutual fund voting submission draft.docx Published: 2011-11-02 18:08:38
    The manner in which mutual funds exercise that power, ... This article analyzes mutual fund voting decisions in ... Executive Pay: Evidence from Option Backdating, __ J. Fin. ...
  46. ANNUAL REPORT Published: 2022-10-17 15:21:55
    ... investors to exercise prudent and responsible ... trading and allocation decisions, shape engagement with ... with a hybrid option, with Assogestioni hosting in Rome. ...
  47. Microsoft Word - mutual fund voting submission draft.docx Published: 2011-09-02 18:27:00
    The manner in which mutual funds exercise that power, ... This article analyzes mutual fund voting decisions in ... Executive Pay: Evidence from Option Backdating, __ J. Fin. ...
  48. P6416.R&T Newsletter Fall 05 Published: 2006-10-05 15:45:06
    ... Cash-less Option Exercises & the DWAC System. . . . . . . . . . . . . . . . . . . . 9 Daily ... It lays out the key dates and decisions that you need to consider. Talk to your ...
  49. Microsoft Word - Untitled Message Published: 2010-01-12 16:09:44
    ... of the transparency of boards decisions and of internal rules of boards ... code with respect to conditions of exercise of stock options, to have them depend on internal ...
  50. Inside back cover Published: 2012-12-04 15:29:32
    ... and would not apply to stock option exercises or other employee benefit plan transactions. ... that information important in making a decision to buy, hold or sell securities. ...
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