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Results from: TheCorporateCounsel.net
  1. E-Minders June 2016 Published: 2025-01-19 12:03:30
    ... with an April 2017 timeframe: - Finalize the outstanding compensation proposals (clawbacks/P4P/hedging & pledging/institutional investment manager filing of Form N-PX to ...
  2. E-Minders Published: 2025-01-19 12:03:31
    ... The new policy also broadens its approach to clawbacks - adding to the list of appropriate recovery events "personal misconduct or ethical issues that cause, or could cause, ...
  3. Compensia Published: 2010-08-25 20:09:11
    Compensation Recovery ("Clawback") Policy Listed companies Although there is no deadline for SEC rulemaking, we expect these rules to be in place for the 2011 proxy season ...
  4. Section 1 Published: 2010-03-16 21:32:24
    ... This may, but is not required to, include graphic representation. Clawback (recovery of ... information and the implementation of clawback policies enabling the recovery of ...
  5. 160529848_1 Published: 2009-02-06 16:45:15
    Under the Capital Purchase Program, "senior executive officers" subject to golden parachute prohibitions and bonus clawbacks are the "named executive officers" identified on Form ...
  6. http://reedsmithupdate.com/ve/ZZe90h72718792XE651 Published: 2009-02-18 11:18:29
    governance standards during the period when any TARP obligation is outstanding: Clawbacks of certain incentive compensation and bonuses for Senior Executive Officers ("SEOs") ...
  7. CATALYZING CORPORATE CHANGE SHAREHOLDERS CALLING THE WORLD'S Published: 2018-08-14 16:36:02
    ANADARKO PETROLEUM: (CLIMATE CHANGE) AMEREN: (WATER RISK/COAL ASH) AMERISOURCEBERGEN: (CLAWBACKS) RANGE RESOURCES: (METHANE) Successful Withdrawals Importantly, resolutions ...
  8. 2015 PROXY SEASON PREVIEW By Shirley Westcott April 2015 Overview Published: 2015-04-03 16:57:31
    ... of supermajority provisions, stronger clawback policies, or the pro rata vesting of ... which include incentive compensation clawbacks, internal pay ratios and executive ...
  9. Publication_A4_WP357465_CCook_LON Published: 2012-05-30 18:46:51
    .........157 I. "Clawback" of Incentive-Based Compensation ...  implementation and disclosure of clawback policies;  annual disclosure of ...
  10. Summary Published: 2023-03-14 20:28:09
    in our prior alerts on the DOJ's announcements of new policies on clawbacks and voluntary self-disclosure) with a revised Evaluation of Corporate Compliance Programs policy (ECCP). ...
  11. Cleary M&A and Corporate Governance ... Published: 2018-11-02 13:14:48
    ... recoupment provisions ("clawbacks") and is focusing on the specific terms of these policies, rather than merely analyzing whether the clawback satisfies minimum legal requirements. ...
  12. Updating Form 10-K Published: 2025-01-22 08:06:53
    ... and * Shell company status. * Clawback checkbox requirement: As discussed in ... If any of the error corrections are restatements that required a recovery, or "clawback," ...
  13. 2008-06_VoluntaryAbandonment_Turner:Quark.qxd.qxd Published: 2008-06-26 11:24:09
    Such non- waiver, or clawback, agreements are contemplat- ed in Rule 26(f)(3) of the Federal Rules of Civil Procedure. 2 The parties began the process of securing the non-waiver ...
  14. View PDF Published: 2024-04-26 11:47:03
    literal non-compete clauses to include other common-place compensation arrangements which create significant disincentives to work for a competitor (e.g., compensation clawbacks). ...
  15. The SEC (U.S. Securities and Exchange Commission) recently hosted... Published: 2024-04-17 14:48:00
    ... The SEC is also continuing its practice of seeking Sarbanes-Oxley Act Section 304 "clawbacks," under which the SEC can seek clawbacks of executive compensation, including bonuses ...
  16. LEGAL UPDATE Published: 2024-06-06 09:23:16
    ... Examples include (i) charging investigation-related fees without disclosure or consent, (ii) tax adjusting the adviser's carried interest clawback without reporting the clawback ...
  17. Microsoft Word - 9QVG01!.DOC Published: 2004-09-16 10:56:52
    partners of its fund agreement are the third-party beneficiaries of the LLC's right to recall distributions to its members in the event of a clawback under the fund agreement. ...
  18. http://reaction.orrick.com/rs/vm.ashx?ct=24F76C1BDFE00AEDC1D180 Published: 2010-07-30 17:04:38
    ... investigations, examinations and lawsuits. 6. New Executive Compensation "Clawback" Rules. ... listed with national securities exchanges and associations to enact "clawback" policies. ...
  19. Dodd-Frank: What's on the Radar Through... Published: 2011-08-30 19:36:29
    ... Rule Proposals Expected (with adoptions to follow in 2012)  Clawback. Mandating new listing standards requiring companies to adopt and disclose a compensation clawback policy to ...
  20. Proxypulse-3rdEdition-2015-Web_Final.indd Published: 2015-08-28 17:02:43
    New rules from the SEC on the CEO pay-ratio disclosure, as well as anticipated rules on clawbacks and pay for performance disclosure, could impact say-on-pay voting in the future. ...
  21. ATTORNEY ADVERTISING Published: 2018-11-30 16:18:31
    ... Clawbacks. Glass Lewis adopted a new policy that is focused on the specific terms of clawback policies, rather than merely whether a company maintains a clawback that simply ...
  22. Chair_Genslers_Insight_on_the_SECs_New_Regulatory_Agenda Published: 2021-06-29 12:54:07
    ... on executive compensation to implement provisions of the Dodd-Frank Act: - Clawbacks. ... disclosures about a company's "clawback" policy to recoup incentive-based ...
  23. New York Published: 2019-07-12 20:01:34
    ... in 2018, two proposals (both related to clawbacks) passed in 2019. Compensation-related ... business risk oversight, misconduct clawback policies, exclusion of legal/compliance ...
  24. A U T H O R S Andrew Cooley Janet Holmes ... Published: 2022-03-30 15:04:37
    for meeting materials, mandatory say-on-pay voting and required disclosure concerning clawbacks of executive compensation and the well-being of employees, retirees and pensioners. ...
  25. 11/7/2014 Proxy Advisor Policy Updates... Published: 2014-11-07 15:03:55
    practices related to a variety of factors, such as greater use of performance-based equity, risk mitigation elements (e.g., clawbacks) and the expected duration of share requests. ...
  26. SEC Proposes Significant Amendments to Form PF and One-Business... Published: 2022-02-05 17:43:17
    ... transaction. 2. General Partner or Limited Partner Clawback The reporting fund effectuates (1) a general partner clawback or (2) a limited partner clawback or clawbacks in ...
  27. Andrew L. Oringer Partner, ERISA and Executive Compensation Practice Published: 2008-10-06 11:33:28
    ... Limitation on Incentive Pay X X X Clawbacks X X X Lost Deductions Existing $1 Million ... However, EESA does not define the phrase "unnecessary and excessive risk." Clawbacks If ...
  28. Slide 1 Published: 2025-07-29 18:06:31
    Reverse Pay-for-Performance: the Computer Associates "clawback" proposal to return ill-gotten bonuses - More to come? Succession Planning: Highlighted by Disney situation, but also ...
  29. WSGR Alert Published: 2009-12-28 20:15:32
    ... risk or balance incentives, such as clawbacks, forfeiture or recoupment policies, or ... such as through policies requiring clawbacks or imposing holding periods; the ...
  30. Securities and Capital Markets Published: 2023-10-03 12:26:32
    ... clawback policy Item 601(b)(97) of Regulation S-K Exhibit to Form 10-K Companies with equity securities listed on a national securities exchange must adopt a compensation clawback ...
  31. View PDF Published: 2023-01-19 16:18:14
    ... Division would be drafting guidance on clawbacks and financial incentives for compliance, ... provide additional guidance related to clawbacks and financial incentives for compliance, ...
  32. Gibson Dunn: SEC Adopts Significant Amendments to Form PF Reporting... Published: 2023-05-11 15:27:57
    ... Most importantly, such advisers will now be required to report whether any reporting fund has effectuated (1) a limited partner clawback (or clawbacks) in excess of an aggregate ...
  33. Lessons Learned from the Wells Fargo Sales Practices Investigation... Published: 2017-04-18 10:51:29
    five senior executives, implementing compliance and corporate governance changes, and imposing clawbacks and other executive compensation measures that now total over $180 million. ...
  34. 2023 Proxy Season Quick Reference Guide Published: 2023-01-29 17:42:45
    ... CLAWBACK RULE On November 28, 2022, new Rule 10D-1 under the Exchange Act, the long-awaited Dodd-Frank Act clawback rule, was published in the Federal Register. The stock exchanges ...
  35. SIDLEY UPDATE SEC Adopts Significant Form PF Amendments Published: 2023-05-30 13:57:53
    ... Reporting of general partner and limited partner clawback events within one business day ... of limited partner and general partner clawbacks and additional information relating to ...
  36. [TITLE (IN INITIAL CAPS)] Published: 2008-10-15 11:54:46
    post-sentencing; and (ii) a "clawback" repayment or setoff for amounts previously advanced to the defendants in connection with the criminal counts of which they were convicted. ...
  37. Key Considerations for the 2021 Annual Reporting and Proxy Season Published: 2023-02-16 16:07:18
    ... the award and its structure. 16  Although the new clawback rules are not yet in effect (for more information, see "Clawback Policy Disclosures" below), Glass Lewis will continue ...
  38. printmgr file Published: 2025-01-29 15:20:38
    ... GOVERNANCE BEST PRACTICES Clawback and Anti-Hedging and Pledging Policies * Clawback policy permits the Company to recoup certain compensation payments in the event of a ...
  39. Consultation Published: 2025-02-19 15:33:23
    ... pay when considered appropriate ("clawback" arrangements);  whether to recommend ... Question 1: Do you agree with the proposed changes in Section D of the Code? Clawback ...
  40. 2013 Conference: Agenda Published: 2013-09-23 00:00:00
    of the SEC's Division of Corporation Finance” 2:00 - 2:20 pm “Creating Effective Clawbacks (and Disclosures)” Speakers: Mike Melbinger - Winston & Strawn Ron Mueller - Gibson ...
  41. Conference 2014: Agenda Published: 2014-09-29 00:00:00
    Mike Kesner - Deloitte Consulting Dave Lynn - TheCorporateCounsel.net and Morrison & Foerster Mike Melbinger - Winston & Strawn 2:00 - 2:20 pm “Creating Effective Clawbacks (and ...
  42. Conference 2018: Agenda Published: 2025-09-04 14:22:45
    Brian Breheny - Skadden Arps Angela Hilt - Clorox Jung-Kyu McCann - Broadcom Shahzia Rahman - Square 1:50 - 2:30 pm "Clawbacks: What to Do Now" Speakers: Keith Higgins - Ropes & ...
  43. Microsoft Word - 101203_Top_10_Topics_for_Directors_in_2011.docx Published: 2010-12-07 15:59:50
    ... of next year. * Clawbacks. The Dodd-Frank Act calls for the SEC and stock exchanges to implement rules requiring companies to develop and disclose clawback policies for the ...
  44. OMelveny & Myers LLP 2010 Proxy Guide Published: 2012-02-06 19:29:17
    ... of stock ownership guidelines and clawback policies).  Say-on-pay led many ... of companies' clawback policies. * Political Contributions Proposals Will Be a Focus. ...
  45. Corporate Governance Update- Institutional Investors Ready Proxy... Published: 2006-11-30 18:16:50
    ... The Sarbanes-Oxley Act provides that such clawbacks apply to the chief executive officer ... System (CalPERS) would like to see clawbacks applicable to a wider group: any and all ...
  46. E-Minders January 2010 Published: 2025-01-19 12:03:29
    ... (and Consultants and Counsel) Should Now Be Doing - Hold-Through-Retirement and Clawbacks - How to Implement Say-on-Pay Successfully - SEC Staff: No More "Free Passes" on ...
  47. E-Minders February 2016 Published: 2025-01-19 12:03:30
    ... After: Its Impact & Practical Implications - Stats: Pledging & Hedging Policies/Clawbacks/Stock Ownership Guidelines - MTS Systems' Bonus Plan Performance Measure Disclosure - ...
  48. Accounting for Equity Awards in an Acquisition (CE Nov-Dec 2014... Published: 2025-01-19 12:04:33
    ... In the grant practices area, points are assigned based on the company's historical burn rate, as well as other practices (e.g., clawback provisions). Finally, points are assigned ...
  49. Audio Archives and Transcripts of Webcasts Published: 2025-12-18 00:00:00
    On Demand CLE Credit: Related Party Transactions: Refresher & Lessons Learned from Enforcement Focus (12/23) On Demand CLE Credit: More on Clawbacks: Action Items and ...
  50. US IPO Guide Published: 2018-06-05 12:39:33
    ... Proposed Incentive-Based Compensation Clawbacks Under Dodd-Frank ......Proposed Incentive-Based Compensation Clawbacks Under Dodd-Frank Under Section 954 of ...
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