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Results from: TheCorporateCounsel.net
  1. ERISA LITIGATION ALERT Published: 2025-01-19 12:03:51
    Presumably, so long as the fiduciaries have exercised diligence in making this decision, it would be ... the Nabisco funds as investment options effective February 1, 2000. Thus, ...
  2. Release No. 33-7881 Published: 2025-01-19 12:04:47
    ... decision was made when the person purchased the standardized option. We do not agree that the decision to exercise a standardized option is not a separate investment decision. ...
  3. Final Rule: Revisions to Rules 144 and 145 Published: 2007-12-13 11:00:27
    ... Exchanges of Securities 4. Cashless Exercise of Options and Warrants 5. Aggregation of Pledged ... OMB is required to make a decision concerning the collection of information between ...
  4. untitled Published: 2004-10-19 10:05:00
    ... a deferral feature other than the option holder's right to exercise the option in the future and the ... immediate distributions. * Decisions must be made as to whether to ...
  5. Law Firm Memos - Master Index Published: 2025-01-19 12:04:49
    ... Issuers Audit Committees Cashless Exercises of Stock Options Certifications under Sections 906 and ... Non-Compete Agreements Textron Decision National Australia Bank Supreme Ct. ...
  6. Adam M.S. Glant Roy W. Tucker Published: 2009-04-03 12:23:09
    many of which had options for their purchasers to ... in the decision-making process, holding that "only a sustained or systematic failure of the board to exercise ...
  7. Financial statement presentation - 2014, Second edition Published: 2015-07-28 17:21:57
    ... entity's common stock (e.g., options or warrants), if those securities ... transfer of value is not contingent on a decision to exercise (similar to a forward contract). ...
  8. E-Learning_Courses Catalog - The Definitive Source for Film Element... Published: 2025-02-27 11:04:35
    FINRA's e-learning library offers an affordable option for ... scenarios and decision points to facilitate understanding. ... arise and include interactive questions and exercises. ...
  9. Printing - FASB-OP Published: 2025-02-12 12:49:19
    ... 133 for certain decisions made by the Board as part ... for this exception. (2) Freestanding option contracts. ... the contract only if exercised are not eligible to ...
  10. Corporate Governance Reform: Government response to the green... Published: 2025-02-19 15:19:15
    ... views on three specific options: * Mandatory disclosure of ... retail shareholders to exercise their rights to vote on pay and other corporate decisions. 10 Government response: ...
  11. Trump DOL Withdraws Biden-Era ESG Rule and Crypto Guidance for... Published: 2025-05-30 14:25:06
    ... ensure that any decisions involving plan ... plan fiduciaries to "exercise extreme care" before they consider adding a cryptocurrency option to a 401(k) plan ...
  12. Could Your Incentive Plan be Subject to ERISA? (CE May-June 2017... Published: 2025-01-19 12:04:34
    ... noted that even if a stock option plan were an ERISA plan-an ... The receiving employee was required to exercise the stock ... district court issued a decision denying summary judgment ...
  13. Proposed ASU Revenue Recognition (Topic 605) Revenue from Contracts... Published: 2011-11-15 14:51:17
    ... including subsequent contracts that arise from the exercise of options in the initial contract. ... That decision is consistent with the contract combination principle of identifying, ...
  14. Key Takeaways Published: 2018-05-22 19:24:01
    by the Asset Stewardship Team to reach a vote decision. ... as a Vote Option: Driving Impact through Transparency Beginning with the 2018 proxy season, SSGA will exercise ...
  15. UNITED STATES Published: 2018-10-25 12:40:35
    ... of the compensation committee when option exercise prices were spring-loaded or otherwise ... adopted by the company, such as decisions to implement shareholder proposals ...
  16. UNITED STATES Published: 2019-11-04 17:32:25
    ... of the compensation committee when option exercise prices were spring-loaded or otherwise ... adopted by the company, such as decisions to implement shareholder proposals ...
  17. UNITED STATES Published: 2020-11-24 18:20:53
    ... of the compensation committee when option exercise prices were spring-loaded or otherwise ... adopted by the company, such as decisions to implement shareholder proposals ...
  18. Final Reg M Alert Published: 2013-05-30 19:23:25
    ... to note that if the overallotment option is exercised in an amount that exceeds the net ... "related," but for which the decisions regarding securities transactions are ...
  19. WilmerHale 2020 Venture Capital Report Published: 2020-06-30 17:51:00
    ... shares issued upon employee option exercises, the company could cancel the options ... D esigning a new stock inventive plan involves numerous decisions. Two of the most ...
  20. By TheCorporateCounsel.net A. Overview Published: 2025-05-09 12:39:36
    convertible into or exercisable for equity securities * Rights and options to acquire equity security ... views may inform voting decisions, without more, would not ...
  21. The analyses, opinions, and perspectives herein are the sole... Published: 2014-10-17 18:57:44
    Voting Decisions at US Mutual Funds: How ... shareholders exercise their proxy votes, which ... on Possible Policy Options (Paris: European ...
  22. Microsoft Word - 12cv60082 - SEC v Bankatlantic - order on summary... Published: 2014-02-04 19:57:51
    ... BLB loans "were loans where the borrower had an option ... Levan sometimes exercised what was termed a "hard no" vote which permitted him to overrule a committee decision even if ...
  23. Inside Track with Broc: M. Ridgway Barker and Randi-Jean G. Hedin... Published: 2025-01-19 12:03:41
    ... employees participate in the plan or exercise options at once, triggering volume limitations ... with the going private decision will subject them to additional filing requirements. ...
  24. Corporate Alert Published: 2025-01-19 12:03:46
    ... an option to acquire it, and has exercised the option; (iv) owns rights or warrants to ... is abridged from legislation, court decisions and administrative rulings and should ...
  25. Microsoft Word - FS #26 - 09-08 - Frequently Asked Questions... Published: 2008-09-28 14:03:11
    occur as a result of automatic exercise or as- signment of an equity option or in connection with the ... Materials have been abridged from laws, court decisions, and ...
  26. Heads Up Published: 2009-10-23 12:08:19
    ... exercise. This evaluation requires an understanding of the entity's design and which party makes the decisions that ... certain entities. 17 17. Optional Separate Presentation of ...
  27. IFRSbanksecurF.indd Published: 2008-11-17 14:59:58
    ... by the needs of and decisions made by stakeholders - ... Stakeholders have various options and want the ability to ... identifying value in an exercise that otherwise may be ...
  28. United States Published: 2021-11-18 10:53:57
    ... of the compensation committee when option exercise prices were spring-loaded or otherwise ... adopted by the company, such as decisions to implement shareholder proposals ...
  29. Defining Issues 15-6 FASB Issues New Consolidation Guidance Published: 2015-02-23 14:15:06
    ... maker or service provider is exercising its decision-making rights in the capacity of a ... be permitted to elect the fair value option in ASC Subtopic 825-10 for eligible ...
  30. Defining Issues 14-29 FASB and IASB Continue Discussions on Lease... Published: 2014-06-24 11:13:09
    ... the lessee concludes that exercise of the renewal option is no longer reasonably certain. ... KPMG Observations The Boards' contract combination decisions are intended to ...
  31. Microsoft Word - iacc0124 Published: 2006-01-30 12:57:18
    ... propensity of companies to offset exercised employee options with share repurchase programs and ... and Managerial Investment Decisions, May 2005. Stock Options: The Cost ...
  32. 2024 MID-YEAR TECHNOLOGY AND LIFE SCIENCES PIPE AND RDO REPORT Published: 2024-09-27 09:42:32
    ... require an additional investment decision, such a warrant exercisable for cash, will also typically ... have the right to convert the securities at their option prior to maturity. ...
  33. American Stock Exchange Corporate Governance Proposal Published: 2003-07-10 21:45:52
    requirements for stock option plans. 1 The following ... (May 5, 2003). 2 with the exercise of independent judgment. ... in the nomination and compensation decision making process. ...
  34. 629864_003_RRD_BMK.PDF Published: 2014-02-10 15:10:16
    ... Grants of Plan-Based Awards Table, the Option Exercises and Stock Vested Table, the ... for executive compensation decisions, as well as more focused compensation ...
  35. 629864_003_RRD_BMK.PDF Published: 2014-05-20 16:37:13
    ... Grants of Plan-Based Awards Table, the Option Exercises and Stock Vested Table, the ... for executive compensation decisions, as well as more focused compensation ...
  36. Lease accounting: The long-awaited FASB standard has arrived Published: 2016-02-26 13:50:25
    ... the lessee elects to exercise or not exercise an option contrary to initial expectation. ... of income for state taxes, and lease versus buy decision making. What's next? ...
  37. SEC NYSE Manual September 2014 Published: 2014-09-24 14:15:36
    ... purpose of influencing any act or decision in order to obtain business.  The ... on Form S-8 to register sales of shares by these employees upon the exercise of such options. ...
  38. SidleyPerspectives ON M&A AND CORPORATE GOVERNANCE Published: 2017-10-04 13:39:19
    ... various rights allowing it to exercise control over the new company� ... the fact that there were other options out there�" More recent decisions by the Delaware Court of ...
  39. 2022 TECHNOLOGY AND LIFE SCIENCES PIPE REPORT 2022 Technology... Published: 2023-04-27 18:10:57
    ... A cash exercise constitutes a new investment decision and resets the holding ... allowed either cash or cashless exercise at the option of the investor, one PIPE (3.6%) ...
  40. Dec 04 2020 Published: 2020-12-04 17:16:26
    ... securities that do not involve a decision by the recipient to exercise or convert (such as restricted stock units, as opposed to stock options and stock appreciation rights) in ...
  41. Nasdaq shareholder approval changes Published: 2004-01-15 15:04:46
    ... and to understand the value of options granted, including both exercised and unexercised awards 4. ... the implications of committee decisions -- Shareholder disclosure should ...
  42. Microsoft Word - f%t702!.DOC Published: 2005-10-17 20:02:50
    ... income otherwise recognizable upon exercise of the option). * Options and stock appreciation ... in 2005, as long as the termination decision becomes irrevocable in 2005 and the ...
  43. A Frosty Proposal From the SEC on 10b5-1 Plans and Related Disclosures... Published: 2021-12-28 14:36:04
    certain awards of stock options, stock appreciation rights ... more informed decisions about investment in the company." ... not permit the person to exercise any subsequent influence ...
  44. On December 14, the SEC adopted long-awaited Published: 2022-12-27 13:55:31
    ... The SEC confirms that sell-to-cover transactions incident to option exercises may be executed ... information does not factor into the decision to trade" under Rule 10b5-1 plans. ...
  45. TheCorporateCounsel Published: 2009-02-18 18:35:38
    ... (Section 4 (1½)" private sale); (3) Option exercises by employees not made pursuant to a ... The SEC apparently has abandoned this approach, as evidenced by its decision not to ...
  46. Delaware Joins States Changing Escheat Laws: A Sleeper : TheCorporateC... Published: 2012-03-08 06:26:33
    failed or neglected to exercise dominion of control over ... of these BLB loans to have option contracts in place in ... 01-6 says that once a decision has been made to sell ...
  47. 05-198 NewYorkCourtofAppealsDecision.indd Published: 2005-06-17 11:09:56
    a 15% over-allotment option) at an IPO price of $20 ... over which Goldman exercised effective control and ... http://www.nycourts.gov/ctapps/decisions/jun05/61opn05.pdf. 2 See, ...
  48. GT Insights for Public Companies 4-3-2018 Published: 2018-04-03 20:04:37
    ... options, and allowed employees to exercise those options, without providing the required ... The Court further noted that no "Delaware decision [] holds that a corporation ...
  49. The Boards Role in Overseeing Special Investigations Published: 2010-08-16 17:05:45
    ... of the situation and exercise their business judgment ... and evaluate options, but the board as a whole is responsible for making the key decisions as to what ...
  50. Credit impairment Published: 2017-10-09 13:39:19
    ... be redeemed by the issuing entity; or - is redeemable at the option of the holder. ... that those family members will exercise their decision-making rights in any way other than ...
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