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Results from: TheCorporateCounsel.net
  1. Microsoft Word - mutual fund as monitor_2009_0401_abp.docx Published: 2011-09-15 10:07:00
    ... Using 212,620 voting decisions made by 1,794 mutual ... First, do mutual funds exercise their voting power as ... well-run, we have the option of selling our shares ...
  2. canmore_v _lom_medical opinion1.pdf Published: 2013-09-20 19:40:00
    corporate board through exercise of the stockholders' ... The statute commits the decision whether to grant a petition ... March 26, 2013) (ORDER). 5 company's 2012 Stock Option Plan. ...
  3. AL E R T M E M O R AN D U M Published: 2023-03-28 13:46:08
    ... the notification of the decision to delay disclosure of ... sounding regime is an optional safe harbor and not a ... the course of the normal exercise of a person's employment, ...
  4. Heads Up Published: 2011-02-02 21:08:10
    ... 2011, the boards began discussing this issue; however, no decisions were made. ... periods do not represent a liability until the lessee has actually exercised the renewal option. ...
  5. Client Alert (A4-Size, Non-LLP logo) Published: 2012-02-15 21:11:32
    with an early termination option for the management ... corporation would exercise its early termination ... the significance of the decision stems from the court's ...
  6. 2025 Benchmark Policy Guidelines Published: 2025-03-21 12:08:41
    ... of the compensation committee when option exercise prices were spring-loaded or otherwise ... adopted by the company, such as decisions to implement shareholder proposals ...
  7. TheCorporateCounsel.net Published: 2023-11-04 21:47:19
    ... Since typically there is no investment decision being made by the option holders in ... The Rule 701 exemption carries over to exempt the option exercise following an acquisition, ...
  8. Microsoft Word - 498186_2.DOC Published: 2003-07-10 21:09:56
    ... actively involved in the accounting decision-making and processes, appoint and ... course transactions such as cashless exercise of options, split-dollar life insurance, and ...
  9. TITLE I S S B Published: 2024-10-30 09:22:58
    ... investors in exercising their shareholder rights ... information, and policy options for them to make their own informed proxy voting decisions and vote their shares in ...
  10. Keating Muething & Klekamp PLL Published: 2025-01-13 09:19:25
    Finally, this Snapshot briefly reviews a recent decision ... with Rule 10b5-1 plans, options awards, and the gifting of ... award ● the per-share exercise price of the award ● ...
  11. ESG Battlegrounds: How the States Are Shaping the Regulatory... Published: 2024-02-06 11:56:57
    as being inconsistent with the exercise of fiduciary duties. ... in business decisions on the basis of ESG scores. ... or limit the quality of options or services available, and ...
  12. SAN_FRANCISCO-#2959534-v2-Combined_Proxy_Season_Field_Guide_Final... Published: 2011-02-22 12:40:21
    ... Grants of Plan-Based Awards Table, the Option Exercises and Stock Vested Table, the ... that shareholders need to make an informed decision on the Say-on-Pay votes. ...
  13. Microsoft Word - NYDOCS01-#1181352-v4-Short_Sale_Update_-_Client... Published: 2008-09-23 12:03:00
    ... occur as a result of automatic exercise or assignment of an equity option (held prior to effectiveness of ... or for the account, (B) makes decisions as to what securities or other ...
  14. New York Washington, D.C. Los Angeles Palo Alto... Published: 2020-03-30 13:35:03
    ... would not be exempt.  Optional Repurchases Under ... may be precluded from exercising rights to repurchase in ... elections and other decisions they may make under ...
  15. Proposed Rule (Release No. 33-8813) Published: 2007-06-25 10:18:37
    ... exchanges of securities 4. Cashless exercise of options and warrants 5. Aggregation of pledged ... DC 20549. OMB is required to make a decision concerning the collection of ...
  16. Microsoft Word - 110802_SEC_Adopts_Large_Trader_Reporting_Regime... Published: 2011-08-03 14:00:08
    ... any security, including options, listed on a national ... such. 2 the SEC's recent decision to require broker-dealers ... accounts over which they exercise investment discretion, 3 ...
  17. http://www.blankrome.com/printFriendly.cfm?contentID=37&itemID... Published: 2007-09-29 20:57:44
    company reorganizations, cashless exercises of certain options and warrants, and the ... abridged from legislation, court decisions, and administrative rulings and ...
  18. SEC Tightens Rule 10b5-1 and Creates New Disclosure Requirements Published: 2022-12-19 17:33:22
    ... similar instruments with option-like features to insiders ... the trading plan, did exercise such influence must not ... making the investment decision on behalf of the entity ...
  19. More ESGcitement From Published: 2021-11-16 15:30:23
    ... of adding the investment option to the plan menu, as ... to other fiduciary decisions. ⚫ Changes Designed to Avoid Confusion; Avoid Disincentive to Exercise Ownership Rights. ...
  20. THE PUBLIC BENEFIT CORPORATION GUIDEBOOK UNDERSTANDING AND OPTIMIZING... Published: 2016-05-04 14:20:00
    Applicable to the Exercise of the Stockholder ... APPENDIX 4 - Rubric for Decision Making APPENDIX 5 - ... ought to offer the option of mission-aligned ...
  21. New York Washington, D.C. Los Angeles Palo Alto... Published: 2018-07-20 19:02:20
    ... of time before the date of exercise or conversion, i.e., the date for which the recipient must make an investment decision. Unlike options, however, RSUs settle without the ...
  22. printmgr file Published: 2025-01-29 15:11:38
    ... implementation of key technology decisions. 5 Corporate Governance and ... The table above includes presently exercisable stock options and stock options that became ...
  23. INSIDER TRADING POLICY Published: 2025-02-27 10:58:00
    ... 4. Certain Exceptions The exercise of stock options for cash under the Company's equity ... an investor in making an investment decision to purchase, sell or hold stock of ...
  24. SRO Governance Proposals' Committee Delegation-Federal "SRO Law... Published: 2025-01-19 12:04:10
    ... committees have been exercising in practice in recent ... of a particular stock option or bonus, or for the ... supplied], all major decisions are considered by the ...
  25. The Final Rules: Proxy Advisory Firm Regulation is Born-After... Published: 2025-01-19 12:04:34
    the information available to those making voting decisions." ... and is instead exercising delegated voting ... voting advice business the option to include the required ...
  26. Microsoft Word - FAJ_GHR_September_6_2006.doc Published: 2007-01-29 17:19:48
    executives make decisions related to performance ... motivate executives to exercise discretion, and even ... evaluation and increasing vesting periods of stock options. ...
  27. IN THE COURT OF CHANCERY OF THE STATE OF DELAWARE Published: 2010-03-12 11:14:12
    ... to value iGov stock for purposes of setting the exercise price of options under the 2007 Plan. ... II. STANDARD The Supreme Court's decision in Zapata governs demand-excused ...
  28. TheCorporateCounsel.net's Regulation D Handbook Published: 2025-05-21 13:59:05
    ... Who Makes Investment Decision May Be "Purchaser" ... Not Filed for Warrant Exercise ......Aren't Your Only Diligence Option ......
  29. Alan L. Beller, Janet L. Fisher and Rebecca M. Tabb Cleary Gottlieb... Published: 2010-09-01 18:32:02
    ... be seen as facilitating the exercise of an important shareowner ... of voting rationales or options based on third-party guidelines or decisions, principally those of institutions. ...
  30. UNITED STATES PROXY PAPER TM Published: 2014-01-17 17:26:32
    ... of the compensation committee when option exercise prices were spring-loaded or otherwise ... adopted by the company, such as decisions to implement shareholder proposals ...
  31. UNITED STATES PROXY PAPER Published: 2015-11-16 09:12:44
    ... of the compensation committee when option exercise prices were spring-loaded or otherwise ... adopted by the company, such as decisions to implement shareholder proposals ...
  32. Securities Litigation Newsletter Published: 2007-05-21 10:12:36
    ... Worldcom, to the stock options backdating scandal. A recent Delaware Supreme Court decision has now confirmed the ... A Failure to Exercise Oversight Can Be a Breach of a ...
  33. Newsletter Published: 2009-03-05 16:25:15
    "stabilisation options" to be achieved by means of share transfer and property transfer powers exercisable by the Bank ... distinguished the earlier decision in In the Matter of ...
  34. untitled Published: 2005-12-22 18:59:09
    ... reporting for stock options, derivatives, and ... before common shareowners may exercise their claims. ... are critical to sound investment decision-making. ...
  35. Perkins Coie Published: 2025-01-19 12:03:50
    ... free to pursue those options without the risk of liability. ... that if they properly exercise their fiduciary duties ... Although this decision only binds other Delaware courts and ...
  36. 14-09-12 Kelley Barker Published: 2021-01-21 17:13:58
    ... of the over-allotment option, which dilutes the 20%. ... 20%) so as to minimize the likelihood of such an exercise. ... The decision as to where the shares will be listed is a ...
  37. printmgr file Published: 2013-06-28 19:09:00
    ... Jackson. (8) Represents shares of our common stock issuable on the exercise of options held by ... Investment and disposition decisions in respect of Najeti Organics LLC's holdings ...
  38. Microsoft Word - 20150913 The 8-K Trading Gap _As Revised_.docx Published: 2015-09-17 14:34:00
    ... liability, a recent Second Circuit decision raises substantial questions about ... compared, for example, to the exercise of stock options or sale of company stock-because ...
  39. 20110000 Published: 2013-02-23 10:43:11
    ... on the advice on how to exercise the voting rights ... option 2, i.e. encouraging the industry to develop its own Code of Conduct. The rationale for this decision ...
  40. JONES DAY COMMENTARY Published: 2010-04-21 12:51:04
    a director should always exercise due care and loyalty when making a business decision, the director also must ... fee, or a "lockup" option, the burden shifts to the ...
  41. Defining Issues 13-8 Revenue Recognition: Boards Decide Scope... Published: 2013-02-06 17:43:43
    ... that includes a put option with a repurchase price ... economic incentive to exercise would be accounted for as ... The Boards' tentative decision to remove the word ...
  42. Client Alert Published: 2006-06-28 17:12:48
    ... "incident" is the date on which the option was actually exercised (or at a minimum, when it vested). ... Id. at 371-72. The TIG Specialty Insurance decision was premised on the wording ...
  43. Final rule; guidance: Modernization of Beneficial Ownership Reporting Published: 2025-01-28 15:29:06
    ... such as options, warrants, convertible securities, stock appreciation rights, or similar rights "with an exercise or ... in more informed decision- making by investors and ...
  44. Gibson Dunn | The Long Arm of EU Sanctions? Latest EU Sanctions... Published: 2024-07-03 15:50:17
    ... One liability option seems to be that sanctions-undermining activities of a Non-EU ... for "ownership" and certain rights to exercise decisive influence for "control." * Activities ...
  45. Industry Reports & Newsletters Published ... Published: 2014-09-26 15:21:25
    shareholders seeking to exercise power and influence over ... Company boards of directors have many decisions to make in ... and defending against activist influence are all options. ...
  46. The Proxy Season Field Guide 3rd Edition Published: 2013-08-09 00:07:01
    ... Grants of Plan-Based Awards Table, the Option Exercises and Stock Vested Table, the ... for executive compensation decisions, as well as more focused compensation ...
  47. 8940212_2.docx Published: 2022-09-08 07:46:21
    The case concerns a board of directors' decision in advance ... of impeding the exercise of stockholder voting power. ... Undercutting plaintiffs' "last option" would effectively ...
  48. PW Document Published: 2021-11-16 15:24:28
    ... performance is ongoing for which an option is exercised or an extension, amendment, or ... legal advice, and no legal or business decision should be based on its content. ...
  49. SEC NASDAQ Manual September 2014 Published: 2014-09-24 14:08:18
    ... purpose of influencing any act or decision in order to obtain business.  The ... on Form S-8 to register sales of shares by these employees upon the exercise of such options. ...
  50. Changes to Canadas Insider Reporting Regime (CCM2010-1), Jan... Published: 2010-01-27 22:51:36
    ... and holidays) instead of 10. Exercises of options, warrants or other convertible or ... do not involve a discrete investment decision or (ii) are made to satisfy a tax ...
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