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Results from: TheCorporateCounsel.net
  1. Microsoft Word - 050331 NYSE Updates Its FAQs on Shareholder... Published: 2005-04-04 11:56:00
    ... period where the options do not become exercisable until shareholder approval is obtained. ... purposes only and is not intended as a basis for decisions in specific cases. ...
  2. Compensation Committee Governance in an Era of Increased Public... Published: 2010-11-04 13:12:07
    employee benefits, executive compensation and stock options. ... Best practices also require exercising due diligence prior to making decisions, obtaining advice from outside ...
  3. 12933-081506-New Pension Act.s Impact on 401(k) Plans and Other... Published: 2006-08-16 11:12:31
    ... of at least three investment options, other than PROSKAUER ROSE LLP ® ... with respect to investment decisions where plan participants exercise control over the investment of ...
  4. Compensia Thoughtful Disclosure... Published: 2023-12-04 11:35:37
    the rationale for that decision and alternative measures being taken, such as exercise of negative discretion in ... and unexercised stock options is "inappropriate" and ...
  5. Roadmap Series Published: 2020-11-13 19:47:42
    used as a basis for any decision or action that may affect ... (Including the Fair Value Option) Foreign Currency ... not a substitute for the exercise of professional judgment, ...
  6. Capital Markets SPAC IPO Study 2020 Published: 2020-08-24 15:03:51
    or other decision or action that may affect you or your business. ... Presentation of base deal sizes excludes any exercise of the over-allotment option. The data in our study ...
  7. ATTORNEY ADVERTISING Published: 2022-11-10 09:54:22
    ... 2 Exercise of voting power means "using voting power to influence a voting decision with respect to a security." 3 The Release also adopts a "streamlined reporting option for ...
  8. Accessing the US Capital Markets - Securities Products Published: 2013-07-08 17:48:20
    ... to determine whether any of those options had an exercise price below the fair market value of ... of securities from the time that a decision is reached to pursue an IPO until ...
  9. 662829_9.DOC Published: 2005-11-29 16:43:52
    the bases for their compensation decisions including the relationship to ... fiscal year, the columns of the Option/SAR Exercises and FY-End Values Table relating to ...
  10. Memo from Volt to Officers Directors Employees Insider Inf..... Published: 2008-12-07 16:21:08
    ... the cash needed to pay the exercise price of an option. -6- Rule 10b5-1 Plan To cover ... was not a factor in the trading decision, and enable people to plan ...
  11. Microsoft Word - DOCSWIL-#268802-v1-2005_REVIEW_OF_DEVELOPMENTS... Published: 2005-10-24 11:05:12
    26 B. Stock Options......While 2004 saw fewer momentous decisions from the Delaware ... purpose of impeding the exercise of stockholder voting ...
  12. It is That Time Again! Critical Updates to Your Insider Trading... Published: 2025-01-19 12:04:20
    ... trading arrangement did exercise such influence, must not ... from the options trade. The SEC alleged that Panuwat's conduct constituted insider trading. In the decision, the ...
  13. The Post-Enron Corporate Governance Environment: Where are We... Published: 2003-11-05 16:21:42
    ... (or, in Nasdaq's case, require decisions in these areas to be decided only by ... course transactions such as the cashless exercise of options and split- dollar life insurance. ...
  14. Update 401(k) Plan Fees Cases - Plaintiffs' Claims Dismissed Published: 2007-07-09 10:47:30
    ... provide less expensive options so participants paid ... The court found that the participants exercised control over their investments and thus Deere's fiduciary decisions fell ...
  15. PROXY PAPER(tm) GUIDELINES AN OVERVIEW OF THE GLASS LEWIS APPROACH... Published: 2017-11-27 11:57:23
    ... of the compensation committee when option exercise prices were spring-loaded or otherwise ... adopted by the company, such as decisions to implement shareholder proposals ...
  16. Client Alert Published: 2009-08-04 16:28:39
    ... 5 liability that the three district court decisions had called into question. ... other Starnet executive officers exercised stock options and sold the underlying shares in a ...
  17. Microsoft Word - Special Committee Waived Privilege by Disclosing... Published: 2008-02-08 13:28:16
    This Update highlights key issues from these decisions and ... Gifford is a derivative lawsuit arising from stock option ... Individual defendants should also exercise restraint in this ...
  18. Succeeding in the New Paradigm for Corporate Governance Published: 2016-03-14 15:23:00
    years, we offer practical options for companies to consider ... Each company should make its own independent decision as to ... into strategic planning, exercise robust oversight and test ...
  19. Model Insider Trading Policy Published: 2021-09-22 11:06:42
    ... Members where the purchase or sale decision is made by a third party not ... the case of the following transactions, except as specifically noted: Stock Option Exercises. ...
  20. Microsoft Word - CII_Intl_Voting_draft_v4.docx Published: 2011-11-08 16:05:07
    While the Council exercised due care in preparing this ... voting execution and decision-making in-house? ... with 49 percent of respondents utilizing this option. ...
  21. Cisco 2022 Data Privacy Benchmark Study Published: 2022-09-14 12:38:33
    Data Ethics and Automated Decision Making . . . . . . . . . ... Organizational Options for Privacy . . . . . . . . . . . . . ... In benchmarking exercises, privacy professionals are ...
  22. The Future of Banking Commission The Future of Banking Commission Published: 2010-06-22 19:06:03
    ... The best option is to make the guarantee explicit and ... on accountants to exercise judgment in signing off ... Where wrong decisions are taken, they should not threaten ...
  23. Performance Audit Report Published: 2011-04-15 11:51:30
    and the plan trustee can exercise the votes itself or ... to monitor proxy-voting decisions made by third parties. ... ESOP Employee Stock Option Plan ERISA Employee ...
  24. 2000 Technical Session Between the SEC Staff and the Joint Committee... Published: 2025-01-19 12:03:34
    ... GAAP) to be available before the purchase decision is made. ... underwater stock options and to receive a new grant 6 months later with an exercise price at the then market price. ...
  25. Proxy Rules (including Executive Compensation Disclosure) Published: 2015-05-04 13:47:00
    ... situation is that the registrant's decision to grant the award to the executive ... at Fiscal Year End Table and the Option Exercises and Stock Vested Table. [Aug. 8, 2007] ...
  26. 1997 Technical Session Between the SEC Staff and the Joint Committee... Published: 2025-01-19 12:03:34
    ... Form S-8 to permit its use for the exercise of stock options which have been transferred to family ... Before the IPO, all compensation decisions were made by the entire board of ...
  27. Fiduciary Duties and Board Options in a Time of Pandemic Published: 2020-04-07 12:39:15
    April 6, 2020 FIDUCIARY DUTIES AND BOARD OPTIONS IN A TIME ... deference afforded to decisions made by a well- informed ... Directors should also exercise caution when forwarding or ...
  28. Issues & Trends Published: 2011-04-18 15:21:53
    ... a significant economic incentive to exercise the option to extend the lease (or not to ... if economic factors affecting the decision to extend or terminate a lease change ...
  29. Microsoft Word - 20131052_4.DOC Published: 2013-02-06 12:48:08
    ...  The net value realized from stock options exercised in the period and the Black-Scholes ... environment in which compensation decisions are made, and because companies are ...
  30. Directors Published: 2014-08-25 15:51:41
    ... The directors must exercise their powers by taking decisions collectively as a board, meaning that where ... There are two options for granting powers to officers of a Sociedade ...
  31. 263186_004_.p Published: 2012-03-14 01:34:21
    ... Grants of Plan-Based Awards Table, the Option Exercises and Stock Vested Table, the ... for executive compensation decisions, as well as more focused compensation ...
  32. LME New Year's Update: Serta Appeals... Published: 2025-01-28 09:03:15
    liability management exercises (LMEs), the year took a turn as a result of the December 31 decision by the United States ... from a third party lender, are still viable LME options. ...
  33. The Practitioner's Published: 2015-04-29 19:25:28
    ... determination) may exercise the full power of the arbitrator to render decisions on such issues of law. Arbitrators who use this option may wish to rule directly (based ...
  34. Large Trader Reporting O Published: 2011-10-25 19:32:25
    ... most transactions in equities and options across all markets, from time of ... for such investment decisions, or (C) otherwise exercises such infuence with respect to the ...
  35. SPAC Redemption Rights-Panacea or Achilles Heel? Delaware Court... Published: 2022-02-14 11:53:48
    ... ability to make an informed decision regarding whether to exercise their redemption rights was impaired. ... understanding that they retained an option to make a redemption decision. ...
  36. Corporate and Securities Update Published: 2007-12-19 23:18:48
    abridged from legislation, court decisions, and administrative rulings and ... reorganizations, cash- less exercises of certain options and warrants, and the ...
  37. In First Regulation FD Decision Published: 2025-01-19 12:03:46
    Providing practical guidance since 1975. Deferred Compensation – What to Do Now As you may know, a new law (Internal Revenue Code Section 409A) imposes significant new ...
  38. Microsoft Word - 22295205.04 Published: 2006-10-06 15:49:16
    ... cash or vested property in 2007. Exercise of a discounted option during the transition period would ... The decisions that employers (and executives) will need to make during the ...
  39. COPYRIGHT © 2011 EXECUTIVE PRESS... Published: 2011-05-16 20:39:43
    ... Members where the purchase or sale decision is made by a third party not con- ... the case of the following transactions, except as specifically noted: Stock Option Exercises. ...
  40. Compensation Committee Guide 2022 Published: 2022-12-14 09:50:39
    ... compensation policies and decisions. -9- The CD&A is considered ... to the extent applicable; stock options that NEOs have exercised during the last fiscal year and ...
  41. KNOWLEDGE Published: 2022-01-19 11:37:53
    Further, in a de-SPAC merger, the public stockholders have the option either to ... to make an informed decision whether to exercise their redemption right in the de-SPAC merger. ...
  42. Heads Up Published: 2017-04-26 09:53:26
    ... in 2018 on its assessment of whether it would exercise additional renewal options. Company A should not consider its decision to exit brick-and- mortar retail when evaluating ...
  43. Microsoft Word - 14_Insider Trading Policy_Rev June2013 Published: 2025-02-27 11:00:05
    ... stock is sold in the market to fund the option exercise. * Regular and matching contributions ... investor would consider important in a decision to buy, sell or hold securities. ...
  44. Microsoft Word - Rule 144 Outline - Final.doc Published: 2009-02-18 18:35:37
    ... (Section 4 (1½)" private sale); (3) Option exercises by employees not made pursuant to a ... The SEC apparently has abandoned this approach, as evidenced by its decision not to ...
  45. A TOOL FOR AUDIT COMMITTEES PREPARING FOR THE NEW LEASES ACCOUNTING... Published: 2018-04-06 13:48:28
    ... Does the customer (the lessee) have decision-making authority over how and for what ... the lessee is reasonably certain to exercise an option to extend the lease or not to exercise ...
  46. EXERCISING AUTHORITY, Published: 2012-03-29 10:10:00
    ... voting procedures and decisions. The duty of loyalty requires that the voting fiduciary exercise proxy voting authority ... incentive awards, stock options and other forms of equity ...
  47. TheCorporateCounsel.net's Director Independence Handbook Published: 2024-05-29 11:36:50
    ... Former Ofcer Compensation: Option Grant Date Versus Option ... determinations are not a check-the-box exercise. ... and Listing Council Decision Letters on board ...
  48. GUIDELINES UNITED STATES PROXY PAPER(tm) AN OVERVIEW OF THE GLASS... Published: 2016-11-18 18:04:13
    ... of the compensation committee when option exercise prices were spring-loaded or otherwise ... adopted by the company, such as decisions to implement shareholder proposals ...
  49. Seventh Circuit Affrms Trial Judgment... Published: 2008-01-14 12:52:30
    ... Id. The Seventh Circuit's Decision The plaintiffs appealed the judgment to the ... defendants were able to acquire by exercising vested options that they had received in their roles ...
  50. We Three Kings: Disintermediating Voting at the Index Fund Giants Published: 2019-04-26 18:29:16
    ... typically shut out of the corporate decision-making process. ... time to map the future exercise of funds' corporate ... matters. 101 Given the option, some index funds ...
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