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Results from: TheCorporateCounsel.net
  1. Federal Court Rejects States' Challenge to DOL's ESG Investing... Published: 2023-10-02 09:38:39
    investment decision-making. 1 The final rule (Prudence and Loyalty in Selecting Plan Investments and Exercising ... equivalent investment options, Congress has not spoken ...
  2. The New Limited Offering Comparison Chart (CC July-Aug 93) Published: 2025-01-19 12:04:02
    ... source materials to refine preliminary analyses and decisions made using the chart. ... of the of sale requirement under for exercise of options exemption Rule 144). outstanding when ...
  3. The SEC's Splash on Cybersecurity: The Latest Guidance & and... Published: 2025-01-19 12:04:18
    ... to disclosure is communicated to those who make disclosure decisions. ... of the data breach, Ying exercised all of his vested Equifax stock options and then sold the shares, ...
  4. SEC Adopts Mandatory Use of Universal Proxy in Contested Elections... Published: 2025-01-19 12:04:19
    ... proxy the same range of options provided to those ... noting that the "ultimate decision" on who is elected to the ... "push the envelope" in exercising the design flexibility ...
  5. Microsoft Word - SEC's Notice and Access Delivery Method of... Published: 2009-02-18 11:08:07
    the New Delivery Options for the 2008 Proxy Season." ... with an opportunity to exercise control over their ... to make informed decisions with regard to the plan's ...
  6. R-1593-15-CEO The Conference Board Published: 2015-10-30 15:20:39
    ... that seek to offset dilution to shareholders when options are exercised or share grants vest. ... time horizon to make business decisions would posi- tively affect financial ...
  7. Microsoft Word - 1390973_23.DOC Published: 2009-08-11 17:59:05
    ... considering a range of strategic options, can critically impact the ... Directors must continue to monitor their company's decision-making process and exercise appropriate ...
  8. FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH... Published: 2007-09-02 02:29:30
    ... Wu had until December 1, 2001 to exercise the option and was required to pay the $1.25 per share ... We review de novo the district court's decisions on the summary judgment motions. ...
  9. Contact information: Matt Gustafson (mtg15@psu.edu) is with the... Published: 2021-04-30 14:31:58
    ... Benveniste and Busaba (1997) summarize the option value as follows: "bookbuilding allows the issuer to exercise ... of the IPO marketing decision, we examine how industry ...
  10. General Data Protection Published: 2022-02-11 11:47:05
    ... Controllers are the main decision-makers - they exercise overall control over the purposes and means ... This is called a 'lawful basis' for processing, and there are six options ...
  11. Inside Track with Broc: Jonathan Wolfman on Important Changes... Published: 2025-01-19 12:03:41
    ... However, SEC staff members have orally advised that neither (1) "net" option exercises to pay ... whether or not to file the 10-Q. This will very much be a case-by-case decision. ...
  12. Season: Key Issues and Considerations Published: 2025-01-10 09:19:26
    ... grant date, number of shares and exercise price of the option award, (ii) the grant date fair ... prominent feature in insider trading policies following the Panuwat decision. ...
  13. About EY Published: 2021-04-06 16:48:11
    XX0000 [Optional file reference number] ED MMYY [Optional ... Ut wisi enim ad minim veniam, quis nostrud exerci tation ... role in their investment decision-making over the past 12 ...
  14. SEC Proposed Amendments to Published: 2020-12-02 17:46:59
    ... For stock options, the date of sale of securities and the individual's investment decision occurs upon exercise. By contrast for restricted stock units (RSUs), the SEC has ...
  15. IFRS Newsletter: Leases, Issue 15, June 2014 Published: 2014-06-30 02:54:43
    ... Topic IASB decisions FASB decisions Lessee accounting model * Single lease ... certain that the lessee will exercise those options, consistent with the high threshold ...
  16. Issues & Trends Published: 2011-07-27 21:32:00
    ... LIBOR), the Boards' tentative decision would require reassessment when ... a significant economic incentive to exercise a renewal option or purchase option or (b) when there ...
  17. Issues In-Depth KPMG LLP Published: 2009-12-21 21:13:25
    ... interests because if the options in those instruments are exercised, the holders will become ... investors lack sufficient decision-making rights consistent with ...
  18. Markus Koehnen Published: 2015-10-23 18:09:08
    ... decision making 7 board decision making Canadian corporate statutes require directors to exercise the care, diligence and ... Still others take the form of share options. Under this ...
  19. 2024 Benchmark Policy Guidelines Published: 2023-11-16 15:57:07
    ... of the compensation committee when option exercise prices were spring-loaded or otherwise ... adopted by the company, such as decisions to implement shareholder proposals ...
  20. Corporate & Securities Advisory Published: 2014-02-06 16:28:42
    ... company has a reasonable narrative to support its decisions for last year's pay. ... pay received upon vesting of awards and exercise of stock options in line with tax reporting. ...
  21. MORRISON & FOERSTER RECORDKEEPING ... Published: 2018-11-06 17:52:37
    actions and decisions that require the board's approval. ... or bylaws Issuing stock options or warrants Undergoing a ... commencement date, the exercise price (which typically ...
  22. © 2023 Morrison & Foerster LLP. ... Published: 2023-12-13 16:00:52
    and Automated Decision-Making Technology 05 Dec ... the proposed rulemaking when the option becomes available. ... for how the consumer can exercise their other CCPA rights; ...
  23. Webcast Published: 2025-01-19 12:04:53
    ... Tax withholding and exercise transactions involving stock options tend to be okay. Stock purchase plan ... And while everybody is incredibly sympathetic, trading decisions can't ...
  24. Microsoft Word - NY12529-#380101-v6-Deferred_Comp_leg_-_memo... Published: 2004-10-13 11:38:42
    some form of SARs. 3 * Discount options -- those with an exercise price of less than market value on ... the method of payment, e.g., decision to take payouts in lump sum or ...
  25. View PDF Published: 2023-02-16 16:05:33
    ... as the insider's later participation in authorizing corporate disclosure decisions. ... Notably, this exception does not apply to sell-to-cover in connection with option exercises, ...
  26. BIS 2022 Annual Report Published: 2023-05-26 13:27:39
    ... This option gives institutional clients in separately managed accounts (SMAs) (but not pooled vehicles) the ability to exercise their voting decisions on the topics or at the ...
  27. Accounting Roundup Published: 2016-12-16 19:07:07
    ... to perform only the four-step decision sequence in ASC 815-15- 25-42 (as ... event that triggers its ability to exercise the contingent option is itself indexed only to interest ...
  28. GT Alert_UK Court of Appeal Expands Scope of Control Under... Published: 2023-10-18 16:19:15
    decision that the 'control' test was intended as a back stop to ownership and did not extend to control exercised ... we are exploring the options available to the ...
  29. Preparation for 2022 Fiscal Year-End SEC Filings Published: 2022-12-10 15:19:19
    ... ISO holding periods may result in options holders needing to make an investment decision as to whether the reduced exercise price is worth restarting their holding periods. ...
  30. Global Capital Markets Published: 2019-03-06 15:25:25
    Before making any such decision you should consult a suitably qualified professional ... 0% Exercise of Over-Allotment Option Option exercised in full or part - 77% Option not ...
  31. ATTORNEY ADVERTISING Published: 2022-12-12 14:10:40
    401(k) plans) and the exercise of shareholder rights, ... sponsors adding ESG investment options to 401(k) plan menus. ... new language may ease the decision-making process for plan ...
  32. New York Washington, D.C. Los Angeles Palo Alto... Published: 2015-05-20 13:33:50
    funds as Plan investment options rather than materially ... fiduciaries had failed to exercise the required care, skill, ... the first place. 5 In its decision yesterday, the Supreme ...
  33. Insider Trading Policy Published: 2025-02-27 11:02:48
    ... trading plan, as described below. Exercising stock options issued pursuant to the Company's ... investor in making an investment decision regarding the purchase or sale of ...
  34. Episode 4: Cybersecurity Risk (CC May-June 2017) Published: 2025-01-19 12:04:18
    ... He decided to talk about his options with Ron, who would ... Train, and train again. Periodically perform exercises based ... Make sure the plan identifies the decision-makers so that ...
  35. ISS's New Equity Plan Scorecard - A Closer Look (CE Jan-Feb 2015... Published: 2025-01-19 12:04:33
    ... policy or a post-vesting/exercise holding requirement. ... ISS developed based on a binomial option pricing model. ... but still below the cap-have some decisions to make. ...
  36. Title Published: 2007-07-05 11:18:39
    active influence over decisions that are the traditional ... Short-term investors, however, could exercise their new ... on leverage or the option to put the bonds back to ...
  37. Carl's Corner: June 2004 Published: 2025-01-19 12:03:32
    triggering event may give rise to an option to buy or sell. ... agreement might address how that discretion is exercised. ... as directors in making the corporation's decision. ...
  38. LTSE Rule Book through January 11 2024 (SR-LTSE-2024-02).docx Published: 2024-06-21 14:49:10
    ... 215 Rule 10.210. Options 215 Rule 10.220. Best ... disqualification decision; (3) a review of a ... plan letter; (5) the exercise of exemptive authority; ...
  39. GAO-20-530, Public Companies: Disclosure of Environmental, Social... Published: 2020-07-07 18:34:03
    Governance Factors and Options to Enhance Them What GAO ... at shareholder meetings, or make stock purchasing decisions. ... and look to management to exercise judgment in satisfying ...
  40. 1998 Technical Session Between the SEC Staff and the Joint Committee... Published: 2025-01-19 12:03:34
    ... made) before the filing of the S-8, so long as the S-8 is filed before the option is exercised. ... S-K rules, if a compensation decision is sufficiently "material" (e.g. a ...
  41. Is Your Company About to Graduate from the JOBS Act? Heres... Published: 2017-06-28 19:13:53
    ... of the "why" regarding pay decisions and results  Requires a robust, ... during the most recent fiscal year Option Exercises and Stock Vested Table  Not ...
  42. 1 This Policy is applicable to SSGA Funds Management, Inc., State... Published: 2025-03-04 11:41:35
    ... In such cases, delegated third parties exercise vote decisions based on their independent voting ... Choice Program In addition to the option of delegating proxy voting authority ...
  43. FDIC v. Bank Directors: Where Do We Stand? Author: Harold P.... Published: 2011-08-11 17:16:28
    very large amounts of Option ARM-based mortgage-backed ... in good faith and in the exercise of their business ... issue before the board before making a business decision. ...
  44. GT Alert_DoD's Proposed Rule Would Implement CMMC Contract Clauses Published: 2024-08-15 15:15:39
    of the contract prior to award, exercise of an option, or extension of any period of ... The hiring of a lawyer is an important decision. Before you decide, ask for written ...
  45. Global Proxy Voting and Engagement Policy Published: 2024-04-02 16:04:03
    ... In such cases, delegated third parties exercise vote decisions based upon their independent ... Regional Nuances In addition to the option of delegating proxy voting authority ...
  46. LEGAL UPDATE Published: 2023-11-17 13:48:56
    ... interest, such as options, warrants, and convertible notes are treated as if exercised when calculating ownership. ... influence over important decisions" any individual who ...
  47. Microsoft Word - 12663181_1.DOCX Published: 2011-11-07 14:43:57
    ... of NMS securities pursuant to exercises or assignments of option contracts are excluded from the ... the actual making of investment decisions regardless of whether another ...
  48. ATLANTA CHICAGO CINCINNATI CLEVELAND COLUMBUS DAYTON NEW YORK... Published: 2021-01-29 13:45:25
    ... As a result, the decision of whether to exercise shareholder rights and the exercise of those rights ... To provide greater certainty, the Rule includes descriptions of optional safe ...
  49. Navigating Down-Round Financings Published: 2020-04-27 15:52:25
    Many private companies attract human capital using stock options or other ... In any decision, a board is obligated to exercise its fiduciary duties of care and loyalty. The duty of ...
  50. Season Published: 2018-11-26 20:39:22
    scaled disclosure option. If your company did not previously qualify as an SRC but now does, decisions to scale back ... the same opportunities to exercise their rights at a virtual ...
Total results found: 4,085
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