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Microsoft Word - 737839689_5.doc Published: 2020-08-11 15:12:57... a former shell company (former SPAC) and how these will affect the company's ability to raise capital or to provide liquidity opportunities to stockholders? © 2020 Mayer Brown
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WHAT'S THE DEAL? Rule 10b5-1 Plans Published: 2025-01-09 08:01:13... the issuer publicly disclose the existence of insider Rule 10b5-1 plans? * Once a plan is established, does the plan limit transactions outside of the plan? © 2025 Mayer Brown
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09-525 Janus Capital Group, Inc. v. First Derivative Traders... Published: 2011-06-14 21:00:53... Brief for United States as Amicus Curiae 13 (citing Brief for SEC as Amicus Curiae in Pacific Inv. Mgmt. Co. LLC v. Mayer Brown LLP, No. 09- 1619 (CA2), p. 7); see Christensen v. ...
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SU091202.qxd Published: 2003-07-10 21:37:42... They should not be construed as legal advice, and companies should note that the under- lying regulations are continuously evolving. Mayer, Brown, Rowe & Maw has addressed other ...
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DELAWARE LAW ALERT: A STEP-BY-STEP APPROACH FOR BOARDS EVALUATING Published: 2025-04-28 15:31:05... Our blog is available at: www.freewritings.law. Summary Table MAYER BROWN | 18 Applicable To Controlling Stockholders [§144(e)(2)] and Control groups [§144(e)(1)] Directors and ...
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White Collar Crime Published: 2025-05-06 13:37:54... Husch Blackwell (11/15) Paul Hastings (10/15) Reed Smith (10/15) Osler (9/15) Steptoe (9/15) Holland & Knight (9/15) Dorsey (9/15) Pillsbury (9/15) Hogan Lovells (9/15) Mayer Brown ...
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Travel and similar advances Published: 2003-07-10 20:37:48... Procter LLP King & Spalding Latham & Watkins LeBoeuf, Lamb, Greene & MacRae L.L.P. Mayer, Brown, Rowe & Maw Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. O'Melveny & Myers ...
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PIPEs Published: 2020-04-03 13:49:16... Has the issuer filed its supplemental listing application? Does the purchase agreement provide for any covenants that limit the company's activities? © 2020 Mayer Brown
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PIPEs Published: 2020-08-05 17:03:40... a shelf registration for one or more acquisitions? Will the issuer be required to file a post-effective amendment as opposed to a prospectus supplement? © 2020 Mayer Brown
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Microsoft Word - 747892262_1.docx Published: 2022-05-26 15:30:51... information in the company's next Form 10-Q or 10-K? Is there any confidential information that ought to be redacted prior to filing? ©2022 Mayer Brown. All rights reserved.
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Sarbanes Published: 2003-07-10 19:48:22... Procter LLP King & Spalding Latham & Watkins LeBoeuf, Lamb, Greene & MacRae L.L.P. Mayer, Brown, Rowe & Maw Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. O'Melveny & Myers ...
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Sarbanes-Oxley Act Published: 2008-09-25 12:28:28... Procter LLP King & Spalding Latham & Watkins LeBoeuf, Lamb, Greene & MacRae L.L.P. Mayer, Brown, Rowe & Maw Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. O'Melveny & Myers ...
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Guide to Proxy Design 2014 Published: 2014-09-11 13:18:20... Bradford M. Freeman* 72 2001 Partner of Freeman Spogli & Co. Incorporated AQC, CC, GC 1 Michael Kantor* 74 2004 Partner of Mayer Brown LLP AQC, GC 0 Frederic V. Malek* 77 2001 ...
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101705.indd Published: 2006-07-17 11:52:54... Mayer Brown partner Michael Butowsky agreed, noting that brokers, from a liability point of view, have been concerned that by republishing performance information obtained from ...
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SIFMA Guidance on Rule 506c Verification, June 2014: SIFMA issued... Published: 2014-07-01 01:13:33... Palmer LLP Gibson, Dunn & Crutcher LLP Goodwin Procter LLP Latham & Watkins LLP Mayer Brown LLP Morrison & Foerster LLP O'Melveny & Myers LLP Shearman & Sterling LLP Sidley ...
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SIFMA Guidance on Rule 506(c) Verification Published: 2014-06-25 20:28:25... Palmer LLP Gibson, Dunn & Crutcher LLP Goodwin Procter LLP Latham & Watkins LLP Mayer Brown LLP Morrison & Foerster LLP O'Melveny & Myers LLP Shearman & Sterling LLP Sidley ...
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Disclosure Gap An Engagement Guide Based on Published: 2016-12-07 20:06:03...mg-survey-300113712.html. 22 US Audit Committees and Capital Allocation Strategies, Mayer Brown (Jun. 22, 2015), https://www.mayerbrown.com/files/Publication/61ffc7fb-713c-44d1-aa3...
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Contents Published: 2024-12-05 16:17:16... When he's not busy raising young children, he loves running while listening to EDM. Dominique Shelton Leipzig Dominique Shelton Leipzig is a Mayer Brown Privacy & Cybersecurity ...
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Layout 1 Published: 2011-10-20 13:44:00... Fulbright & Jaworski LLP 1 0 1 Haynes and Boone, LLP 1 0 1 Hogan Lovells US LLP 1 0 1 King & Spalding LLP 1 0 1 Mayer Brown LLP 1 0 1 Morris, Manning & Martin, LLP 1 0 1 Orrick, ...
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Microsoft Word - 3183452_45.DOC Published: 2010-01-20 14:28:08... Cadwalader, Wickersham & Taft LLP Latham & Watkins LLP Cahill Gordon & Reindel LLP Mayer Brown LLP Chadbourne & Parke LLP Milbank, Tweed, Hadley & McCloy LLP Cleary Gottlieb Steen ...
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Microsoft Word - Philadelpha Newspapers Client Alert.DOC Published: 2010-03-25 17:50:45... Deloitte, London; David Marks Q.C., 3-4 South Square, London; Ian McDonald, Mayer Brown International LLP, London; Riz Mokal, 3-4 South Square, London; Lyndon Norley, ...
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ANNUAL MEETING OF STOCKHOLDERS AND PROXY STATEMENT Published: 2021-11-08 10:31:37... from January 2009 to May 2020. She has also served as a strategic advisor to Mayer Brown LLP, a law firm, since March 2010. She served as U.S. Trade Representative from 2006 ...
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Vol. 55 No. 11 June 8, 2022 Published: 2022-06-08 14:00:34... NY Rita M. Molesworth Willkie Farr & Gallagher LLP New York, NY Anna T. Pinedo Mayer Brown New York, NY Norman S. Poser Brooklyn Law School Brooklyn, NY Benjamin P. Saul ...
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34-48701 NASD Published: 2025-01-19 12:04:48... & Wood to Jonathan G. Katz, SEC, dated January 9, 2003 ("Sidley 2"); Letter from Mayer Brown Rowe & Maw to Jonathan G. Katz, SEC, dated January 13, 2003 ("Mayer Brown"). 18 See ...
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Arthur Menaldi, et al. v. Och-Ziff Capital Management Group LLC... Published: 2018-05-22 19:37:45... See Pac. Inv. Mgmt. Co. LLC v. Mayer Brown LLP, 603 F.3d 144, 159 (2d Cir. 2010) (rejecting scheme liability against defendant who enabled sham transactions which were not ...
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Sustainability-linked Derivatives: Where Published: 2022-05-17 19:10:18... Juris Corp Smrithi Nair King & Wood Mallesons Ryan Iskandar Linklaters Leanne Banfield Mayer Brown International LLP Alice Harrison RBC Capital Markets Chiara Crognoletti Shanghai ...
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Practice Area: Covid-19 Issues Published: 2025-04-04 10:38:50... Companies" - Covington (3/20) "COVID-19: SEC Disclosure & Related Ramifications" - Mayer Brown (3/20) "Accounting & Reporting Considerations for the Effects of COVID-19" - EY (3/...
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KFMC Published: 2013-08-02 17:32:49... Profile Professor, University of Maryland School of Public Policy; Strategic Advisor, Mayer Brown LLP Other boards Caterpillar Inc.; FedEx Corp. H. Lee Scott Jr. New board The ...
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Security-Based Swap Submission pursuant Published: 2020-12-04 17:00:28... See Ulrike Binder and Guido Zeppenfeld, Mayer Brown, Germany Introduces Rules on Female Quota for Supervisory Boards and Leadership Positions (March 13, 2015), available at https:/...
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Addressing Questions Under the Amended Registered Fund Names... Published: 2025-02-06 09:50:31... Columbia Law School New York, NY Ralph C. Ferrara Proskauer Rose LLP Washington, DC Rita M. Molesworth Willkie Farr & Gallagher LLP New York, NY Anna T. Pinedo Mayer Brown New ...
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TheCorporateCounsel.net's Stock Buybacks Handbook Published: 2024-06-10 14:39:59... Key Considerations About Share Repurchase Programs Mayer Brown listed the following questions, which can serve as a helpful checklist for companies considering a share repurchase ...
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Form 19b-4 Published: 2025-03-10 13:32:41... See Ulrike Binder and Guido Zeppenfeld, Mayer Brown, Germany Introduces Rules on Female Quota for Supervisory Boards and Leadership Positions (March 13, 2015), available at https:/...
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Staff White Paper Published: 2022-12-07 13:47:21... Dixon Hughes Goodman LLP (DHG); EisnerAmper LLP; Mayer Hoffman McCann P.C. (MHM); Plante & Moran, PLLC; and WithumSmith + Brown, PC. WithumSmith + Brown, PC became an annually ...
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CYBERSECURITY AND DATA PRIVACY OUTLOOK AND REVIEW: 2015 To... Published: 2015-06-17 16:04:07... that the NSA's Australian counterpart spied on communications between U.S. law firm Mayer Brown and its client, the government of Indonesia, and offered to provide the information ...
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Liabilities Under the Federal Securities Laws - May 2018 (Final... Published: 2018-05-01 14:54:11... Inv. Mgmt. Co. v. Mayer Brown, LLP, 603 F.3d 144, 155 (2d Cir. 2010) (reject- ing a "creator standard for secondary actor liability under Rule 10b-5" and holding that "second- ary ...
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Microsoft Word - 1447922_10.doc Published: 2010-08-07 20:19:38... Pacific Inv. Mgmt. Co. v. Mayer Brown, LLP, 603 F.3d 144 (2d Cir. 2010) (holding that a law firm which drafted securities documents containing false statements is not liable as a ...
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Not Everything Is About Investors: The Case for Mandatory Stakeholder... Published: 2020-06-04 18:13:56... Illustrating the point, the law firm of Mayer Brown recently issued 379. Case, supra note 70, at 395 ("greenwashing" causes public to distrust voluntary environmental reporting and ...
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Microsoft Word - Lipton - Disclosure - Sept 2 2019 Published: 2019-09-27 17:15:52... 76 U. Colo. L. Rev. 379, 395 (2005). Illustrating the point, the law firm of Mayer Brown recently issued a client recommendation that voluntary ESG disclosures be "carefully ...
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Liabilities Under the Federal Securities Laws Outline Published: 2019-05-16 20:10:01... Inv. Mgmt. Co. v. Mayer Brown, LLP, 603 F.3d 144, 155 (2d Cir. 2010) (reject- ing a "creator standard for secondary actor liability under Rule 10b-5" and holding that "second- ary ...
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Microsoft Word - Lipton - Disclosure - Aug 10 2019 Published: 2019-08-17 17:15:04... 76 U. Colo. L. Rev. 379, 395 (2005). Illustrating the point, the law firm of Mayer Brown recently issued a client recommendation that voluntary ESG disclosures be "carefully ...
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Microsoft Word - EFM_RFSManuscript R2 May 2 Published: 2010-09-16 16:24:35... (Brav et al. 2008; Becht, Franks, Mayer and Rossi 2009), press coverage (Core, ... and mandatory expensing of stock options (Brown and Lee 2007). 4 Rule 14a-8(i) stipulates ...
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Disclosure and Internal Controls: Practical Points on Disclosure... Published: 2019-02-07 13:15:56... Professor Ronald Gilson Stanford Law School Stanford, CA and Columbia Law School New York, NY Leo Herzel Mayer, Brown & Platt Chicago, IL G. Penn Holsenbeck Vice President, ...
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TheCorporateCounsel.net's Risk Factors Disclosure Handbook Published: 2024-08-06 12:30:44... Below are some specific banking crisis risk factor considerations from a Mayer Brown memo: "Receivables and other assets should be reassessed for liquidity and default risk. For ...
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Staff Report to the United States Securities and Exchange Commission Published: 2025-01-29 14:28:07... (FINRA) * Group of Outside Counsels (Clifford Chance LLP, Greenberg Traurig, LLP, Mayer Brown LLP, Locke Lord Bissell & Liddell LLP, Stroock & Stroock & Lavan LLP, O'Melveny & ...
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Proposed rule: Removal of References to Credit Ratings From Regulation... Published: 2025-02-11 10:20:32... Re-openings: Issuing Additional Debt Securities of an Outstanding Series, MAYER BROWN 1-2 (2020), available at https://www.mayerbrown.com/- /media/files/...
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TheCorporateCounsel.net's MD&A Handbook Published: 2024-07-30 09:31:06... A Mayer Brown memo states that "companies generally discuss in their MD&As the direct and indirect impacts and risks of climate change on management and business operations, ...
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Liabilities under the Federal Securities Laws Published: 2024-11-12 09:21:34... Inv. Mgmt. Co. v. Mayer Brown, LLP, 603 F.3d 144, 155 (2d Cir. 2010) (rejecting a "creator standard for secondary actor liability under Rule 10b-5" and holding that "secondary ...
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Regulation G Published: 2025-01-19 12:03:19... Union Pacific Railroad Metro-Goldwyn-Mayer Revlon Human Genome Sciences Black & .../03) Perkins Coie (2/5/03) Sidley Austin Brown & Wood (2/3/03) Jenner & Block (1/27/03) ...
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Microsoft Word - 16-023 The Statement Working Paper Final 083115... Published: 2015-09-14 14:04:51... Mayer, Firm Commitment, pp. 240, 244-245. 16 The International Integrated Reporting ... Securities Regulation. New York: Little, Brown and Company, 1961. p.1436. 19 "It is said ...
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Corporate Board Published: 2020-05-08 18:13:21Coca-Cola Inc Expedia Inc 2 Bethany J. Mayer Sempra Energy Lam Research Corp 2 Bobby ... Finacial Inc; Newell Brands Inc Brown-Forman Corp; 3 Michael D. White Bank of ...