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SU_01-28-03.qxd Published: 2003-07-10 21:38:26... Copyright © 2003 Mayer, Brown, Rowe & Maw. This Mayer, Brown, Rowe & Maw publication provides information and comments on legal issues and developments of interest to or clients ...
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PW Document Published: 2011-06-16 12:20:44... Pac. Inv. Mgmt. Co. LLC v. Mayer Brown LLP, 603 F.3d 144, 158 n.6 (2d Cir. 2010). 5 Id. (citing, inter alia, Dirks v. SEC, 463 U.S. 646, 666 n.27 (1983)). 6 Martin v. OSHRC, 499 ...
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Microsoft Word - 737309049_1.doc Published: 2022-11-17 13:54:40... or other third parties? Is the rights offering being undertaken in the context of a distressed issuer that may need to provide additional disclosures? © 2020 Mayer Brown
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Microsoft Word - What's the Deal - 10b5-1 Plans.doc Published: 2020-08-07 15:21:11... the issuer publicly disclose the existence of insider Rule 10b5-1 plans? Once a plan is established, does the plan limit transactions outside of the plan? © 2020 Mayer Brown
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SU092402b.qxd Published: 2003-07-10 21:37:50... New York James B. Carlson . . . . . . . . . . . . . . . . . . .+1.212.506.2515 Copyright © 2002 Mayer, Brown, Rowe & Maw. This Mayer, Brown, Rowe & Maw publication provides ...
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Mutual Funds Published: 2025-04-04 00:00:00... Fulbright (6/22) Troutman Pepper (6/22) Ropes & Gray (6/22) (Investment Advisers) Mayer Brown (6/22) Sullivan & Cromwell (6/22) (Investment Advisers) Sullivan & Cromwell (6/22) ...
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SU092402.qxd Published: 2003-07-10 21:38:06... The SEC must issue final rules by January 26, 2003. 10 Securities Update Mayer, Brown, Rowe & Maw has addressed other issues relating to the rapid and far-reaching changes in ...
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SU_093002.qxd Published: 2003-07-10 21:37:58... Endnotes 1 Mayer, Brown, Rowe & Maw has prepared a number of Securities Updates applicable to issues raised by the Act, in addition to those applicable to registered investment ...
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After Enron, Issues For Directors, Audit Committees Published: 2003-07-10 21:38:42... Mayer, Brown, Rowe & Maw has addressed other issues relating to company relationships with their auditors and pub- lic reporting, all of which are available at http://...
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SU090402.qxd Published: 2003-07-10 21:37:32... Copyright © 2002 Mayer, Brown, Rowe & Maw. This Mayer, Brown, Rowe & Maw publication provides information and comments on legal issues and developments of interest to our clients ...
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Microsoft Word - 737839689_5.doc Published: 2020-08-11 15:12:57... a former shell company (former SPAC) and how these will affect the company's ability to raise capital or to provide liquidity opportunities to stockholders? © 2020 Mayer Brown
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WHAT'S THE DEAL? Rule 10b5-1 Plans Published: 2025-01-09 08:01:13... the issuer publicly disclose the existence of insider Rule 10b5-1 plans? * Once a plan is established, does the plan limit transactions outside of the plan? © 2025 Mayer Brown
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09-525 Janus Capital Group, Inc. v. First Derivative Traders... Published: 2011-06-14 21:00:53... Brief for United States as Amicus Curiae 13 (citing Brief for SEC as Amicus Curiae in Pacific Inv. Mgmt. Co. LLC v. Mayer Brown LLP, No. 09- 1619 (CA2), p. 7); see Christensen v. ...
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SU091202.qxd Published: 2003-07-10 21:37:42... They should not be construed as legal advice, and companies should note that the under- lying regulations are continuously evolving. Mayer, Brown, Rowe & Maw has addressed other ...
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DELAWARE LAW ALERT: A STEP-BY-STEP APPROACH FOR BOARDS EVALUATING Published: 2025-04-28 15:31:05... Our blog is available at: www.freewritings.law. Summary Table MAYER BROWN | 18 Applicable To Controlling Stockholders [§144(e)(2)] and Control groups [§144(e)(1)] Directors and ...
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Travel and similar advances Published: 2003-07-10 20:37:48... Procter LLP King & Spalding Latham & Watkins LeBoeuf, Lamb, Greene & MacRae L.L.P. Mayer, Brown, Rowe & Maw Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. O'Melveny & Myers ...
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White Collar Crime Published: 2025-06-25 00:00:00... Husch Blackwell (11/15) Paul Hastings (10/15) Reed Smith (10/15) Osler (9/15) Steptoe (9/15) Holland & Knight (9/15) Dorsey (9/15) Pillsbury (9/15) Hogan Lovells (9/15) Mayer Brown ...
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PIPEs Published: 2020-08-05 17:03:40... a shelf registration for one or more acquisitions? Will the issuer be required to file a post-effective amendment as opposed to a prospectus supplement? © 2020 Mayer Brown
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Microsoft Word - 747892262_1.docx Published: 2022-05-26 15:30:51... information in the company's next Form 10-Q or 10-K? Is there any confidential information that ought to be redacted prior to filing? ©2022 Mayer Brown. All rights reserved.
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Sarbanes Published: 2003-07-10 19:48:22... Procter LLP King & Spalding Latham & Watkins LeBoeuf, Lamb, Greene & MacRae L.L.P. Mayer, Brown, Rowe & Maw Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. O'Melveny & Myers ...
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Sarbanes-Oxley Act Published: 2008-09-25 12:28:28... Procter LLP King & Spalding Latham & Watkins LeBoeuf, Lamb, Greene & MacRae L.L.P. Mayer, Brown, Rowe & Maw Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. O'Melveny & Myers ...
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Guide to Proxy Design 2014 Published: 2014-09-11 13:18:20... Bradford M. Freeman* 72 2001 Partner of Freeman Spogli & Co. Incorporated AQC, CC, GC 1 Michael Kantor* 74 2004 Partner of Mayer Brown LLP AQC, GC 0 Frederic V. Malek* 77 2001 ...
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101705.indd Published: 2006-07-17 11:52:54... Mayer Brown partner Michael Butowsky agreed, noting that brokers, from a liability point of view, have been concerned that by republishing performance information obtained from ...
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SIFMA Guidance on Rule 506c Verification, June 2014: SIFMA issued... Published: 2014-07-01 01:13:33... Palmer LLP Gibson, Dunn & Crutcher LLP Goodwin Procter LLP Latham & Watkins LLP Mayer Brown LLP Morrison & Foerster LLP O'Melveny & Myers LLP Shearman & Sterling LLP Sidley ...
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SIFMA Guidance on Rule 506(c) Verification Published: 2014-06-25 20:28:25... Palmer LLP Gibson, Dunn & Crutcher LLP Goodwin Procter LLP Latham & Watkins LLP Mayer Brown LLP Morrison & Foerster LLP O'Melveny & Myers LLP Shearman & Sterling LLP Sidley ...
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Disclosure Gap An Engagement Guide Based on Published: 2016-12-07 20:06:03...mg-survey-300113712.html. 22 US Audit Committees and Capital Allocation Strategies, Mayer Brown (Jun. 22, 2015), https://www.mayerbrown.com/files/Publication/61ffc7fb-713c-44d1-aa3...
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PIPEs Published: 2020-04-03 13:49:16... Has the issuer filed its supplemental listing application? Does the purchase agreement provide for any covenants that limit the company's activities? © 2020 Mayer Brown
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Layout 1 Published: 2011-10-20 13:44:00... Fulbright & Jaworski LLP 1 0 1 Haynes and Boone, LLP 1 0 1 Hogan Lovells US LLP 1 0 1 King & Spalding LLP 1 0 1 Mayer Brown LLP 1 0 1 Morris, Manning & Martin, LLP 1 0 1 Orrick, ...
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Contents Published: 2024-12-05 16:17:16... When he's not busy raising young children, he loves running while listening to EDM. Dominique Shelton Leipzig Dominique Shelton Leipzig is a Mayer Brown Privacy & Cybersecurity ...
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Microsoft Word - Philadelpha Newspapers Client Alert.DOC Published: 2010-03-25 17:50:45... Deloitte, London; David Marks Q.C., 3-4 South Square, London; Ian McDonald, Mayer Brown International LLP, London; Riz Mokal, 3-4 South Square, London; Lyndon Norley, ...
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Vol. 55 No. 11 June 8, 2022 Published: 2022-06-08 14:00:34... NY Rita M. Molesworth Willkie Farr & Gallagher LLP New York, NY Anna T. Pinedo Mayer Brown New York, NY Norman S. Poser Brooklyn Law School Brooklyn, NY Benjamin P. Saul ...
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Microsoft Word - 3183452_45.DOC Published: 2010-01-20 14:28:08... Cadwalader, Wickersham & Taft LLP Latham & Watkins LLP Cahill Gordon & Reindel LLP Mayer Brown LLP Chadbourne & Parke LLP Milbank, Tweed, Hadley & McCloy LLP Cleary Gottlieb Steen ...
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ANNUAL MEETING OF STOCKHOLDERS AND PROXY STATEMENT Published: 2021-11-08 10:31:37... from January 2009 to May 2020. She has also served as a strategic advisor to Mayer Brown LLP, a law firm, since March 2010. She served as U.S. Trade Representative from 2006 ...
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Arthur Menaldi, et al. v. Och-Ziff Capital Management Group LLC... Published: 2018-05-22 19:37:45... See Pac. Inv. Mgmt. Co. LLC v. Mayer Brown LLP, 603 F.3d 144, 159 (2d Cir. 2010) (rejecting scheme liability against defendant who enabled sham transactions which were not ...
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Sustainability-linked Derivatives: Where Published: 2022-05-17 19:10:18... Juris Corp Smrithi Nair King & Wood Mallesons Ryan Iskandar Linklaters Leanne Banfield Mayer Brown International LLP Alice Harrison RBC Capital Markets Chiara Crognoletti Shanghai ...
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34-48701 NASD Published: 2025-01-19 12:04:48... & Wood to Jonathan G. Katz, SEC, dated January 9, 2003 ("Sidley 2"); Letter from Mayer Brown Rowe & Maw to Jonathan G. Katz, SEC, dated January 13, 2003 ("Mayer Brown"). 18 See ...
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Practice Area: Covid-19 Issues Published: 2025-06-16 00:00:00... Companies" - Covington (3/20) "COVID-19: SEC Disclosure & Related Ramifications" - Mayer Brown (3/20) "Accounting & Reporting Considerations for the Effects of COVID-19" - EY (3/...
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KFMC Published: 2013-08-02 17:32:49... Profile Professor, University of Maryland School of Public Policy; Strategic Advisor, Mayer Brown LLP Other boards Caterpillar Inc.; FedEx Corp. H. Lee Scott Jr. New board The ...
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Security-Based Swap Submission pursuant Published: 2020-12-04 17:00:28... See Ulrike Binder and Guido Zeppenfeld, Mayer Brown, Germany Introduces Rules on Female Quota for Supervisory Boards and Leadership Positions (March 13, 2015), available at https:/...
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Addressing Questions Under the Amended Registered Fund Names... Published: 2025-02-06 09:50:31... Columbia Law School New York, NY Ralph C. Ferrara Proskauer Rose LLP Washington, DC Rita M. Molesworth Willkie Farr & Gallagher LLP New York, NY Anna T. Pinedo Mayer Brown New ...
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TheCorporateCounsel.net's Stock Buybacks Handbook Published: 2025-06-16 12:45:15... Key Considerations About Share Repurchase Programs Mayer Brown listed the following questions, which can serve as a helpful checklist for companies considering a share repurchase ...
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Form 19b-4 Published: 2025-03-10 13:32:41... See Ulrike Binder and Guido Zeppenfeld, Mayer Brown, Germany Introduces Rules on Female Quota for Supervisory Boards and Leadership Positions (March 13, 2015), available at https:/...
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Staff White Paper Published: 2022-12-07 13:47:21... Dixon Hughes Goodman LLP (DHG); EisnerAmper LLP; Mayer Hoffman McCann P.C. (MHM); Plante & Moran, PLLC; and WithumSmith + Brown, PC. WithumSmith + Brown, PC became an annually ...
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CYBERSECURITY AND DATA PRIVACY OUTLOOK AND REVIEW: 2015 To... Published: 2015-06-17 16:04:07... that the NSA's Australian counterpart spied on communications between U.S. law firm Mayer Brown and its client, the government of Indonesia, and offered to provide the information ...
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Liabilities Under the Federal Securities Laws - May 2018 (Final... Published: 2018-05-01 14:54:11... Inv. Mgmt. Co. v. Mayer Brown, LLP, 603 F.3d 144, 155 (2d Cir. 2010) (reject- ing a "creator standard for secondary actor liability under Rule 10b-5" and holding that "second- ary ...
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Microsoft Word - 1447922_10.doc Published: 2010-08-07 20:19:38... Pacific Inv. Mgmt. Co. v. Mayer Brown, LLP, 603 F.3d 144 (2d Cir. 2010) (holding that a law firm which drafted securities documents containing false statements is not liable as a ...
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Not Everything Is About Investors: The Case for Mandatory Stakeholder... Published: 2020-06-04 18:13:56... Illustrating the point, the law firm of Mayer Brown recently issued 379. Case, supra note 70, at 395 ("greenwashing" causes public to distrust voluntary environmental reporting and ...
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Microsoft Word - Lipton - Disclosure - Sept 2 2019 Published: 2019-09-27 17:15:52... 76 U. Colo. L. Rev. 379, 395 (2005). Illustrating the point, the law firm of Mayer Brown recently issued a client recommendation that voluntary ESG disclosures be "carefully ...
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Liabilities Under the Federal Securities Laws Outline Published: 2019-05-16 20:10:01... Inv. Mgmt. Co. v. Mayer Brown, LLP, 603 F.3d 144, 155 (2d Cir. 2010) (reject- ing a "creator standard for secondary actor liability under Rule 10b-5" and holding that "second- ary ...
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Microsoft Word - Lipton - Disclosure - Aug 10 2019 Published: 2019-08-17 17:15:04... 76 U. Colo. L. Rev. 379, 395 (2005). Illustrating the point, the law firm of Mayer Brown recently issued a client recommendation that voluntary ESG disclosures be "carefully ...