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SU_121704c.qxp Published: 2004-12-21 10:04:53... to amendments of materi- al agreements, a filing is only required in the event that 3 Mayer, Brown, Rowe & Maw LLP an amendment to a material agreement is material to the issuer. ...
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Digital and Digitized Assets: Federal and State Jurisdictional... Published: 2019-03-19 17:11:20... Young, LLP 202.419.8413; jbaker@stradley.com Section 4 Bisanz, Matthew - Associate, Mayer Brown LLP 202.263.3434; MBisanz@mayerbrown.com Section 6 Brockway, Blake J. - Assistant ...
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SU_071603_MH.qxd Published: 2003-07-22 15:57:42... Inducement Awards Both the NYSE and Nasdaq rules provide that shareholder ap- proval is not required for an award of options or other equity- 3 Mayer, Brown, Rowe & Maw LLP 3 based ...
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Base Macro Published: 2009-02-25 09:41:56buyers frequently can pay more than strategic buyers for † Head of the US Mergers and Acquisitions Group, Mayer Brown LLP; Lecturer in Law, The University of Chicago Law School. ...
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SEC Adopts Amendments to Periodic Report Deadlines and Accelerated... Published: 2006-01-09 11:15:14... Copyright © 2006 Mayer, Brown, Rowe & Maw LLP . This Mayer, Brown, Rowe & Maw LLP publication provides information and comments on legal issues and developments of inter- est to ...
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SU_022304.qxd Published: 2004-04-27 15:47:20... Copyright © 2004 Mayer, Brown, Rowe & Maw LLP . This Mayer, Brown, Rowe & Maw LLP publication provides information and comments on legal issues and developments of inter- est to ...
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U.S. Court of Appeals in Levy v. Sterling Holding Company, Published: 2005-08-30 12:17:56... Copyright © 2005 Mayer, Brown, Rowe & Maw LLP . This Mayer, Brown, Rowe & Maw LLP publication provides information and comments on legal issues and developments of inter- est to ...
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SU_123103b.qxd Published: 2004-01-21 19:49:52... for the purpose of selling to the issuer, if the 3 Mayer, Brown, Rowe & Maw LLP issuer knows or has reason to know that these securities were accumulated to sell to the issuer. ...
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Audit Documentation/Work Papers Published: 2025-01-19 12:03:19Issues Important Decision Relating to Protection of Tax Department Documents" - Mayer Brown (7/10) Holding Foreign Companies Accountable Act "Updates on Audit Oversight ...
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Practice Area: China/Hong Kong Published: 2025-05-01 00:00:00... Changes to Be Aware Of in Relation to the New IPO Sponsor Regulatory Regime" - Mayer Brown (8/13) "Hong Kong Stock Exchange Revises Listing Rules to Implement New Regime for ...
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SEC Enforcement Published: 2025-06-24 00:00:00... Climate & ESG Task Force" - Sidley (5/22) "SEC's ESG Task Force Brings 1st Case" - Mayer Brown (5/22) "SEC Sues Mining Company Based on ESG Disclosures" - O'Melveny & Myers (5/22) ...
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Practice Area: Proxy Advisors Published: 2025-05-29 00:00:00... Cooley (7/22) Wachtell Lipton (7/22) Schulte Roth & Zabel (7/22) Sullivan & Cromwell (7/22) Sidley Austin (7/22) Hunton Andrews Kurth (7/22) Willis Towers Watson (7/22) Mayer Brown ...
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Risk Factors Published: 2025-04-08 00:00:00... SEC Disclosure Trends" - Skadden (5/17) "Time to Update Risk Factors" - Mayer Brown (1/17) "Technology Risk Factors Report" - BDO (9/16) "Risk Factor Disclosure ...
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Underwriting Arrangements Published: 2025-03-25 00:00:00... Private Placements "FINRA Releases Updated Guidance for Members Conducting Private Placements" - Mayer Brown (5/23) "FINRA Issues a Packed Priorities Letter for 2015" - Morrison & ...
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Changes to Net Worth Test for Accredited Investor Standard Published: 2010-08-09 14:30:38... For more information about the impact of this change please contact your usual Mayer Brown lawyer or any member of our Private Investment Fund Practice. Learn more about our ...
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4/1/22, 4:31 PM SEC Proposes New ... Published: 2022-04-01 16:31:35publica on. A legal update will follow. Free Writings & Perspectives News and Views on Securi es Regula on and Capital Forma on © 2022, Mayer Brown LLP. All Rights Reserved.
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SU_021105_MH.qxp Published: 2005-02-14 10:21:55... Copyright © 2005 Mayer, Brown, Rowe & Maw LLP . This Mayer, Brown, Rowe & Maw LLP publication provides information and comments on legal issues and developments of inter- est to ...
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Blue Sky Laws Published: 2025-01-28 00:00:00... of Dodd-Frank on States (4/11) "First Department Rejects Martin Act Preemption" - Mayer Brown (1/11) "'Control Person' Claim For Employee's 'Outside' Securities Transaction is ...
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Securities Act Liability Published: 2025-03-05 00:00:00... Corp." - Weil (9/13) "Subjective Falsity Required For Section 11 and 12 Claims Based On Goodwill and Loan Loss Reserve Valuations" - Mayer Brown (5/10) "Heightened Pleading ...
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SU_102804_MH_E.qxp Published: 2004-11-01 08:04:27... Copyright © 2004 Mayer, Brown, Rowe & Maw LLP . This Mayer, Brown, Rowe & Maw LLP publication provides information and comments on legal issues and developments of inter- est to ...
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On January 6, 2012, the US Securities and Exchange Commission... Published: 2012-01-11 15:41:16... For more information about the topics raised in this Legal Update, please contact the authors, Scott Claffee or Richard Rosenfeld. To learn more about Mayer Brown's Securities ...
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Director Independence Published: 2025-03-25 00:00:00... & Cromwell (8/08) "NYSE and NASDAQ Amend Director Independence Bright Line Tests" - Mayer Brown (8/08) "Master Roadmap to Director Independence Requirements" - McDermott Will (2/...
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Practice Area: Materiality Published: 2025-06-03 00:00:00... "US Second Circuit Restores Securities Class Action Against Global Asset Manager" - Mayer Brown (3/11) "The Second Circuit Discusses the Meaning of 'Materiality' Required for ...
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Subsidiaries/Foreign Subsidiaries Published: 2025-05-15 00:00:00... (5/15) "BEA Reporting Deadline Approaches for US Persons with Foreign Affiliates" - Mayer Brown (5/15) "The BE-10 Is Due Whether You Are 'Invited' to Participate or Not" - K&L ...
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SU_013105_JJ.qxp Published: 2005-02-03 08:55:02... Copyright © 2005 Mayer, Brown, Rowe & Maw LLP . This Mayer, Brown, Rowe & Maw LLP publication provides information and comments on legal issues and developments of inter- est to ...
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Practice Area: ESG/Social Responsibility Published: 2025-01-19 00:00:00... and surveys "Shareholder Activism: the New Face of Environmental Lobbying" - Mayer Brown (1/12) "Factoring Sustainability into IPO Planning" - PwC (10/11) "A Plan to Tax the ...
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Microsoft Word - 79676258_9 Published: 2021-08-27 13:43:38... Ellis LLP Kramer Levin Naftalis & Frankel LLP Latham & Watkins LLP Loeb & Loeb LLP Mayer Brown LLP McDermott Will & Emery LLP Milbank LLP Morgan, Lewis & Bockius LLP Mintz, Levin, ...
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Document Retention Published: 2025-01-19 00:00:00... Riley & Scarborough (2/15) "Implementing An Information Governance Program" - Mayer Brown (7/14) "The Impact of Disregarding Document Preservation Obligations" - Akin Gump ...
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Practice Area: Schedule 13D & 13G Published: 2025-04-03 00:00:00... (10/23) Wilson Sonsini (10/23) Dechert (10/23) Shearman & Sterling (10/23) Mayer Brown (10/23) Wilson Sonsini (10/23) Dechert (10/23) Keating Muething & Klekamp (10/23) ...
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Microsoft Word - General Solicitation -- Multi-Law Firm QAs.doc Published: 2012-04-05 14:11:55... April 5, 2012 Cleary Gottlieb Steen & Hamilton LLP Cravath, Swaine & Moore LLP Davis Polk & Wardwell LLP Latham & Watkins LLP Mayer Brown LLP Morrison & Foerster LLP O'Melveny & ...
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EDITOR'S NOTE: CORPORATIONS AS WHISTLEBLOWERS Steven A. Meyerowitz Published: 2016-04-14 18:47:46... JOHN E. JENSEN Partner, Pillsbury Winthrop Shaw Pittman LLP DISMAS LOCARIA Partner, Venable LLP MARCIA G. MADSEN Partner, Mayer Brown LLP KEVIN P. MULLEN Partner, Jenner & Block ...
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05.20.roundtable.summ.doc Published: 2003-07-10 20:57:46... Finance U.S. Securities and Exchange Commission Michael Butowsky Partner Mayer Brown Rowe & Maw Leroy Cody Managing Director American Express Alternative Investments ...
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The Up-C Structure in IPOs Basic Features Published: 2019-05-16 11:11:56... Please visit www.mayerbrown.com for comprehensive contact information for all Mayer Brown offices. Mayer Brown is a global services provider comprising legal practices that are ...
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The JOBS Act and General Solicitation: Impact on Private Offerings... Published: 2012-04-08 19:45:41... April 5, 2012 Cleary Gottlieb Steen & Hamilton LLP Cravath, Swaine & Moore LLP Davis Polk & Wardwell LLP Latham & Watkins LLP Mayer Brown LLP Morrison & Foerster LLP O'Melveny & ...
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Attorney Advertising Published: 2011-06-16 23:44:34... Ernst & Young LLP, 152 F.3d 169, 175 (2d Cir. 1998); see also Pacific Investment Management Co. LLC v. Mayer Brown LLP, 603 F.3d 144 (2d Cir. 2010). By contrast to the Second ...
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Europe/International Issues Published: 2025-02-19 00:00:00... - Linklaters (5/14) "New Dual Process for Appointing Independent Directors" - Mayer Brown (5/14) "Amendments to the Listing Rules" - Dentons (5/14) "New UK Financial Conduct ...
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--No Title-- Published: 2025-06-23 00:00:00... Annual Meetings" - Mintz (1/20) "10 Tips for 2020 10-Ks and Proxy Statements" - Mayer Brown (1/20) "Developments for 2020 SEC Reports" - Dorsey (1/20) "Considerations for ...
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REITs Published: 2025-05-29 00:00:00... Provided Safe Harbors for Modifying Loans Secured by Distressed Real Estate" - Mayer Brown (1/19/11) "New REIT Safe Harbor with Respect to Certain Modifications of Troubled ...
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Short Sales Published: 2025-06-16 08:45:30... Simpson Thacher & Bartlett (8/09) Gibson Dunn & Crutcher (7/09) Bingham McCutchen (7/09) Mayer Brown (7/09) Schulte Roth & Zabel (7/09) NYSE Information Memo: Adoption of ...
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Legal Update -- SEC Adopts Climate Change Disclosure Rules Applicable... Published: 2024-03-12 10:05:48... and Board Corporate Governance Considerations Subscribe to Mayer Brown's Eye on ESG blog, which provides insights and analysis to help navigate the ESG landscape on a global scale. ...
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Board Composition Published: 2025-01-19 12:03:23... & Watkins (3/09) "Changes in the Rules for Director Selection and Liability" - Mayer Brown (2/09) "Tougher Boards for Tough Times" - Georgeson (11/08) "Changing Face of the ...
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Practice Area: Annual Shareholders' Meetings Published: 2025-04-16 00:00:00... Meetings" - Broadridge (4/19) "10 Tips for Upcoming Annual Shareholder Meetings" - Mayer Brown (3/18) "Shareholder Questions: Management's Considerations for 2016 Annual Meetings" ...
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Audit Committees Published: 2025-05-15 00:00:00... - EY (1/15) "Three Things US Audit Committee Members Should Consider in 2015" - Mayer Brown (1/15) "Audit Committee Workload" - KPMG (12/14) "Audit Committee Evolution - 2014 ...
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US Supreme Court Releases Opinion in Stolt-Nielsen S.A. v. Animalfeeds Published: 2010-04-29 16:22:42... award would be in excess of the arbitrators' powers. Mayer Brown filed an amicus brief in support of the Stolt-Nielsen petitioners on behalf of CTIA-The Wireless Association. ...
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Microsoft Word - Client Alert - Inadvertent Document Production... Published: 2008-06-12 15:18:12... For inquiries related to this Client Alert, please contact Kim Leffert at kleffert@mayerbrown.com or Jason Fliegel at jfliegel@mayerbrown.com. For information about Mayer Brown's ...
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Practice Area: Cybersecurity/Privacy Rights/Security Breaches... Published: 2025-06-24 00:00:00... (3/22) DLA Piper (3/22) McGuireWoods (3/22) Cooley (3/22) Crowell & Moring (3/22) Mayer Brown (3/22) Holland & Knight (3/22) Shearman & Sterling (3/22) Covington (3/22) Goodwin ...
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Practice Area: Recovery Act/FSP/TARP/Subprime/Credit Crunch Published: 2025-02-13 00:00:00... by Businesses Granted Relief from Tax on Cancellation of Indebtedness Income" - Mayer Brown (2/17/09) "Stimulus Legislation Includes Debt Cancellation Tax Relief" - Paul Weiss ...
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CLIENT NEWSFLASH Supreme Court Limits False Statement Liability... Published: 2011-06-14 19:57:18... Proskauer Rose LLP, 625 F.3d 185, 194 (5th Cir. 2010); Pac. Inv. Mgmt. Co. v. Mayer Brown LLP, 603 F.3d 144, 155 (2d Cir. 2010) with Howard v. Everex Sys., Inc., 228 F.3d 1057, ...
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SUPREME COURT DOCKET REPORT Published: 2011-06-09 16:52:37... However, she wrote that, because the issue had not been appealed by Stanford, she joined the majority's affirmance of the Federal Circuit's decision. Mayer Brown's Supreme Court & ...
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Auditor Engagement/Auditor Inspections & Liability Published: 2025-01-29 00:00:00... of Securities Fraud Claims Against Auditors in Two China Reverse Merger Cases" - Mayer Brown (3/15) "Second Circuit Rejects Investor Suit Against Auditors, Adhering To High ...