"Rule 10b5-1 & Buybacks: Practical Impacts of SEC's Proposals"

Wednesday, January 12, 2022

2:00 - 3:00 pm, eastern [archive and transcript to follow]

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Course Materials:

The SEC has proposed significant changes to the rules governing insider trading plans and corporate repurchases. As the SEC reviews comments and considers finalizing these rules, what steps should companies be taking? This webcast will highlight significant aspects of the proposals and discuss what companies and their advisors can do to prepare for changing compliance requirements. Join:

  • Brian Breheny, Partner, Skadden, Arps, Slate, Meagher & Flom LLP
  • Ning Chiu, Partner, Davis Polk & Wardwell LLP
  • Meredith Cross, Partner, WilmerHale LLP
  • Keir Gumbs, Chief Legal Officer, Broadridge Financial Solutions
  • David Lynn, Partner, Morrison & Foerster LLP and Senior Editor, TheCorporateCounsel.net

Topics of the webcast include:

  • Overview of Proposed Changes
  • Required Policy & Process Changes if Proposals Are Adopted
  • Required Disclosure Changes if Proposals Are Adopted
  • What Companies Should Do Now
  • Is it Worthwhile to Comment?
  • Rulemaking Process: Expectations & Next Steps

Cost: Members of this site are able to attend this critical webcast at no charge. If you're not yet a member, subscribe now. The webcast cost for non-members is $595. You can sign up by credit card online. If you need assistance, send us an email at info@ccrcorp.com - or call us at 800.737.1271.

Continuing Legal Education: We will apply for CLE credit in all applicable states (with the exception of SC and NE who require advance notice) for this 1-hour webcast. You must submit your state and license number prior to or during the program. Attendees must participate in the live webcast and fully complete all the CLE credit survey links during the program. You will receive a CLE certificate from our CLE provider when your state issues approval; typically within 30 days of the webcast. All credits are pending state approval.

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What you can do if you can't access the live program: If you have a scheduling conflict or have problems accessing webcasts generally (due to firewalls, etc.), an audio archive of the webcast will be posted a few hours after the program - and a text transcript of the program will be posted on TheCorporateCounsel.net about two weeks after the live webcast.