"Yes, It's Time to Update Your Insider Trading Policy"

Thursday, June 2, 2016

2:00 - 2:45 pm, eastern [archive and transcript to follow]

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With the SEC bringing new types of insider trading cases, it's a good time to revisit your insider trading policy - as well as your insider trading training program for officers, employees and directors. This webcast will provide practical guidance about what you should be doing in this area. Join:

  • Chris Agbe-Davies, Deputy General Counsel, Spectra Energy
  • Marty Dunn, Partner, Morrison & Forester LLP
  • Alan Dye, Partner, Hogan Lovells LLP and Editor, Section16.net
  • Ari Lanin, Partner, Gibson Dunn & Crutcher LLP

Among the topics of this program are:

  • What types of changes should you be considering for your insider trading policy - and why?
  • What are typical pre-clearance procedures? And blackout periods?
  • How do insider trading policies dovetail with Rule 10b5-1 plans?
  • What types of insider trading cases has the SEC Staff brought recently? How do they differ from prior cases - and what does that mean for your insider trading policy?
  • What should you be doing now to train your insiders to ensure you have a sound compliance program?

 

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