"Big Changes Afoot: How to Handle a SEC Enforcement Inquiry Now"
Wednesday, April 14, 2010
2:00 - 3:00 pm, eastern [archive and transcript to follow]
Now that the SEC has dramatically overhauled some of its Enforcement processes and procedures under a new Chair and Enforcement Director, it’s more important than ever to understand how the Division of Enforcement’s investigative process works. Join these experts – all former SEC Enforcement Staffers - as they provide practice pointers on what approaches work for many different types of investigations that exist today:
Among the topics of this program are:
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