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    Past Programs

    2014

  • Proxy Access: A New World of Private Ordering (12/8) audio archive and transcript
  • Reg D Offerings: What Is Happening Now (11/5) audio archive and transcript
  • Private Company Trading Markets: The Latest (10/15) audio archive and transcript
  • Cybersecurity Role-Play: What to Do & Who Does What, When (9/22) audio archive and transcript
  • Cybersecurity: Working the Calm Before the Storm (9/16) audio archive and transcript
  • Career Advice: The In-House Perspective (7/22) audio archive and transcript
  • Underwriter's Counsel: Latest Developments (6/11) audio archive and transcript
  • Big Changes Afoot: How to Handle a SEC Enforcement Inquiry Now (5/21) audio archive and transcript
  • Latest Developments in IPOs & Capital Raising (4/30) audio archive and transcript
  • Conflict Minerals: Tackling Your 1st Form SD (4/9) audio archive and transcript
  • Conduct of the Annual Meeting (3/6) audio archive and transcript
  • The SEC Staff on International Issues (2/25) audio archive and transcript
  • Exclusive Forum Bylaws: What Now? (1/28) audio archive and transcript
  • Pat McGurn's Forecast for 2014 Proxy Season (1/22) audio archive and transcript
  • The 'Former' Corp Fin Staff Speaks (1/8) audio archive and transcript
  • 2013

  • Audit Committees in Action: The Latest Developments (11/12) audio archive and transcript
  • Dealing with the Board: Presentations, Etiquette & More (10/9) audio archive and transcript
  • The Shareholder Proposal Process: Practice Pointers (10/1) audio archive and transcript
  • Reg D Offerings: What Is Happening Now (9/10) audio archive and transcript
  • The NYSE Speaks '13: Latest Developments and Interpretations (7/18) audio archive and transcript
  • E-Proxy Practice Tips: Five Years Later (6/26) audio archive and transcript
  • A Proxy Season Post-Mortem: Lessons Learned (6/11) audio archive and transcript
  • Social Media: Parsing the Hypos (5/8) audio archive and transcript
  • D&O Insurance Today (4/10) audio archive and transcript
  • Conduct of the Annual Meeting (3/5) audio archive and transcript
  • Rule 10b5-1 Plans Under Attack: The Latest Practices (2/5) audio archive and transcript
  • Pat McGurn's Forecast for 2013 Proxy Season: Wild and Woolly (1/24) audio archive and transcript
  • The 'Former' Corp Fin Staff Speaks (1/16) audio archive and transcript
  • Dissecting the Quarterly Earnings Process (1/10) audio archive and transcript
  • 2012

  • How the SEC Really Works (12/6) audio archive and transcript
  • Secrets of the Corporate Secretary Department (10/17) audio archive and transcript
  • Getting Beyond Denial: Conflict Mineral Rules More Important (And Apply Sooner) Than You Thought (9/27) audio archive and transcript
  • Hot Topics for Smaller Company Legal Depts (9/6) audio archive and transcript
  • JOBS Act Update: Where Are We Now (9/5) audio archive and transcript
  • Nasdaq Speaks '12: Latest Developments and Interpretations (6/7) audio archive and transcript
  • Looking Out for #1: How to Manage Your Career (5/30) audio archive and transcript
  • The New World of IPOs: Dissecting the JOBS Act (5/2) audio archive and transcript
  • JOBS Act & More: How Private Placements and Reg D Are Changing (4/24) audio archive and transcript
  • Conduct of the Annual Meeting (3/1) audio archive and transcript
  • Company Buybacks: Best Practices (2/23) audio archive and transcript
  • The Exploding World of Political Contributions (2/9) audio archive and transcript
  • Pat McGurn's Forecast for 2012 Proxy Season: Wild and Woolly (1/24) audio archive and transcript
  • The 'Former' Corp Fin Staff Speaks (1/10) audio archive and transcript
  • 2011

  • iPads in the Boardroom: 20 Issues to Consider (12/8) audio archive and transcript
  • Updating Your Whistleblower Procedures: How to Apply Six Sigma and Lean Methodologies (11/30) audio archive and transcript
  • Materiality: The Hardest Determination (10/5) audio archive and transcript
  • Current Developments in Capital Raising (9/14) audio archive and transcript
  • Preparing for the SEC's New Whistleblower Rules: What Companies Are Doing Now (9/13) audio archive and transcript
  • Key Disclosure Policies: The Dangers of Standing Pat (7/14) audio archive and transcript
  • Understanding the Private Company Trading Markets (7/13) audio archive and transcript
  • Yes, It's Time to Update Your Insider Trading Policy (6/9) audio archive and transcript
  • Tackling Social Media Issues (5/3) audio archive and transcript
  • Conduct of the Annual Meeting (3/3) transcript
  • The SEC Staff on International Issues (2/16) transcript
  • Pat McGurn's Forecast for 2011 Proxy Season: Wild and Woolly (1/27) transcript
  • How to Implement Dodd-Frank for This Proxy Season (1/13) transcript
  • Towards State of the Art: Scrubbing Your Bylaws, Governance Guidelines & Committee Charters (1/12) transcript
  • 2010

  • The 'Former' Corp Fin Staff Speaks on Proxy Access & Dodd-Frank (10/20) transcript
  • Holding the Virtual Annual Meeting: Factors to Consider and Practice Pointers (9/14) transcript
  • Exploring the New World of Web Disclosure (7/20) transcript
  • Evolving Insider Trading Policy and 10b5-1 Plan Practices (7/14) transcript
  • Nasdaq Speaks '10: Latest Developments and Interpretations (6/22) transcript
  • Navigating Corp Fin's Comment Process (5/18) transcript
  • Big Changes Afoot: How to Handle a SEC Enforcement Inquiry Now (4/14) transcript
  • How to Implement E-Proxy in Year Three (2/4/10) transcript
  • Pat McGurn's Forecast for 2010 Proxy Season: Wild and Woolly (1/21/10) transcript
  • ESG Disclosures: Environmental, Climate Change, Social Responsibilities (1/14/10) transcript
  • Disclosure Controls & Procedures: An In-House Perspective (1/12/10) transcript
  • How to Implement the SEC's New Rules for This Proxy Season (1/6/10) transcript

    2009

  • Ask the Experts: Prepping for a Wild Proxy Season (11/18/09) transcript
  • The NYSE Speaks '09: Latest Developments and Interpretations (10/7/09) transcript
  • How to Prepare for a Proxy Access World (9/17/09) transcript
  • Venture Capital: Facing a Changing World (9/15/09) transcript
  • Nasdaq Speaks '09: Latest Developments and Interpretations (7/9/09) transcript
  • How to Plan for CEO (and Other Senior Manager) Succession (6/17/09) audio archive
  • Looking Out for #1: How to Manage Your Career (5/20/09) audio archive
  • Tripping the PPIP - and TALF - Fantastic (4/30/09) audio archive
  • XBRL: What Lawyers Need to Know (4/23/09) audio archive
  • Raising Equity Capital in a Turbulent Market (3/18/09) transcript
  • How Boards Should Manage Risk (3/4/09) transcript
  • How to Implement E-Proxy in Year Two (2/5/09) transcript
  • Forecast for 2009 Proxy Season: Wild and Woolly (1/12/09) transcript

    2008

  • How to Issue FDIC-Guaranteed Debt under the TLGP (12/17/08) transcript
  • The NYSE Speaks '08: Latest Developments and Interpretations (11/6/08) transcript
  • Latest Developments in Capital Market Deals (10/7/08) transcript
  • Foreign Corrupt Practices Act: Latest Compliance and Investigation Developments (9/17/08) audio archive
  • XBRL: Understanding the New Frontier (7/16/08) audio archive
  • Nasdaq Speaks '08: Latest Developments and Interpretations (6/24/08) transcript
  • E-Proxy's First Season: Lessons Learned (6/19/08) transcript
  • Conduct of the Annual Meeting (4/2/08) transcript
  • The PCAOB Speaks: Latest Developments and Interpretations (3/27/08) transcript
  • The 'Former' SEC Staff Speaks (2/6/08) transcript
  • Smaller Companies: How Your 10-K Changes This Proxy Season (1/24/08) audio archive
  • Forecast for 2008 Proxy Season: Wild and Woolly (1/22/08) transcript

    2007

  • Rightsizing Compliance Programs for Smaller Companies (12/4/07) transcript
  • Annual Reports: How to Create Them for an Online World (11/15/07) transcript
  • Latest Developments in Capital Market Deals (9/26/07) transcript
  • Broadridge Speaks: Demystifying E-Proxy's Implementation audio archive
  • Internal Controls Update: AS #5, Management Reports and All that Jazz (7/19/07) transcript
  • How to Implement E-Proxy: Avoiding the Surprises and Making the Calculations (6/14/07) transcript
  • Tackling Global Warming: Challenges for Boards and their Advisors (6/12/07) audio archive
  • Nasdaq Speaks: Latest Developments and Interpretations (6/5/07) transcript
  • The NYSE Speaks: Latest Developments and Interpretations (4/23/07) transcript
  • After McNulty: Changes in the Attorney-Client Privilege and Investigations (3/8/07) transcript
  • Last Minute Planning for the Proxy Season (2/12/07) transcript
  • Forecast for 2007 Proxy Season and Strategies to Consider (1/30/07) transcript

    2006

  • Accounting Reform: How the Latest Developments Impact You (12/7/06) transcript
  • Shareholder Access and By-Law Amendments: What to Expect Now (11/15/06) transcript
  • The Art of Boardroom Etiquette and Confidentiality (11/2/06) transcript
  • Understanding Overvoting and Other Tricky Voting Issues (10/4/06) transcript
  • How to Develop a Whistleblower Compliance Program Today (7/18/06) transcript
  • Audit Committees in Action: The Latest Developments (6/22/06) transcript
  • The Evolving Relationship Between Lawyers and Auditors (6/15/06) transcript
  • How to Go Public on the London Stock Exchange’s AIM (5/11/06) transcript
  • Practical Considerations: Implementing a Majority Vote Standard (3/28/06) transcript
  • How to Handle a SEC Enforcement Inquiry Today (3/7/06) transcript
  • Underwriting Agreements and Legal Opinions After the '33 Act Reform (2/2/06) transcript
  • Forecast for 2006 Proxy Season and Solicitation Strategies to Consider (1/11/06) transcript

    2005

  • The Latest on PIPEs (12/13/05) transcript
  • Internal Controls Update: The Big 4 Speak (10/3/05) transcript
  • Drilling Down: Seasoned/Unseasoned Issuers and Voluntary Filers Doing Offerings After the '33 Act Reform (9/22/05) transcript
  • Drilling Down: Doing an IPO After the '33 Act Reform (9/14/05) transcript
  • Drilling Down: Doing a WKSI Offering After the '33 Act Reform (9/8/05) transcript
  • Meeting the New Compliance Standards (7/12/05) transcript
  • How to Navigate Tricky Confidential Treatment Requests (6/16/05) transcript
  • Managing D&O Departures and Arrivals (6/8/05) transcript
  • The Latest Regulation FD Practices (5/2/05) transcript
  • D&O Insurance Today (4/13/05) transcript
  • The Evolution of Due Diligence Practices (and Securities Act Liability) (3/10/05) transcript
  • Last Minute Planning for the Proxy Season (2/8/05) transcript
  • Demystifying Internal Controls Disclosures (2/2/05) transcript

    2004

  • The Overhaul: '33 Act Reform (12/1/04) transcript
  • Another Wild Proxy Season? Forecast for 2005 (11/3/04) transcript
  • The Rise of Income Deposit Securities Offerings (10/26/04) transcript
  • "Reality Bites: More on the New 8-K Rules" (9/23/04) transcript
  • "50 Nuggets in 50 Minutes III" (8/11/04) transcript
  • "How the New Sentencing Guidelines Affect You" (7/21/04) transcript
  • "The Latest on Evolving 10b5-1 Plan Practices" (6/2/04) transcript
  • "Overcoming the Challenges of Real-Time Disclosure" (5/19/04) transcript
  • "The Many Faces of Director Independence" (4/21/04) transcript
  • "Conduct of the Annual Meeting" (3/3/04) transcript
  • "Cashless Exercises and Other Murky 402 Issues" (2/11/04) transcript
  • "50 Nuggets in 50 Minutes II" (1/21/04) transcript

    2003

  • "The New Governance Listing Standards" (12/11/03) transcript
  • "The New MD&A" (12/10/03) transcript
  • "Internal Controls and Attestation–The Procedural Ball of Wax" (11/18/03) transcript
  • "The Wildest Proxy Season Ever: Forecast for 2004" (10/22/03) transcript
  • "New Twists in Convertible Debt Offerings" (9/24/03) transcript
  • "Designing Reporting-Up and Complaint Procedures" (8/13/03) transcript
  • "50 Nuggets in 50 Minutes" (7/30/03) transcript
  • "Burden of SOX on Mid- and Small-Cap Companies" (6/17/03) transcript
  • "Shareholder Access to the Ballot" (5/21/03) transcript
  • "Regulation G Unplugged" (4/30/03) transcript
  • "Internal Controls Attestations" (3/13/03) transcript
  • "Understanding the New 'Audit Committee Financial Expert'" (2/18/03) transcript

 

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