Survey Results: Regulation FD Practices
1. Our company has a written policy addressing Reg FD
practices: (Total responses: n=59)
(select only one) |
| n=7 (11.86%) |
Yes, and it is publicly available on our website |
| n=37 (62.71%) |
Yes, but it is not publicly available on our website |
| n=8 (13.56%) |
No, but we are in the process of drafting such a policy |
| n=7 (11.86%) |
No, and we do not intend to adopt such a policy in the
near future |
2. Regarding reaffirmation of earning announcements, our company uses
one of the following rules of thumb regarding private reaffirmations: (Total
responses: n=55)
(select only one) |
| n=35 (63.64%) |
We do not allow private reaffirmations |
| n=6 (10.91%) |
Rule of thumb allowing for private reaffirmations of one week or
less |
| n=6 (10.91%) |
Rule of thumb allowing for private reaffirmations of one to two
weeks |
| n=3 (5.45%) |
Rule of thumb allowing for private reaffirmations of two weeks or
longer |
| n=5 (9.09%) |
We permit private reaffirmations - but never use a rule of thumb,
instead we require confirmation of no material change with CEO, GC, etc. |
3. At our company, our CEO and other senior managers: (Total
responses: n=58)
(select all that apply, may total more than 100%) |
| n=4 (6.90%) |
Are not permitted to meet privately with analysts |
| n=37 (63.79%) |
Are only permitted to meet privately with analysts so long as
someone else accompanies them (such as general counsel or IR officer) |
| n=19 (32.76%) |
Are permitted to meet privately with analysts after briefing by
IR officer, general counsel, etc. |
| n=15 (25.86%) |
Are only permitted to meet privately with analysts during certain
designated times |
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