Survey Results: Compliance Committees

1. Does your company have a Chief Compliance Officer:(Total responses: n=45)
(select only one)
n=26 (57.78%) Yes, and with that title
n=12 (26.67%) Yes, but not with that title
n=7 (15.56%) No

2. Does your board have a Compliance Committee, with that or a similar title:(Total responses: n=45)
(select only one)
n=14 (31.11%) Yes
n=31 (68.89%) No

3. If the answer to #2 is "yes," how old is the compliance committee:(Total responses: n=14)
(select only one)
n=2 (14.29%) Less than one year
n=4 (28.57%) 1-2 years
n=5 (35.71%) 3-4 years
n=3 (21.43%) More than 4 years

4. If the answer to #2 is "yes," how often does the compliance committee meet: (Total responses: n=14)
(select only one)
n=2 (14.29%) Once a year
n=7 (50.00%) 2-3x per year
n=5 (35.71%) More than 3x per year
n=0 (0.00%) As needed