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Deep Dive with Dave – Rule 10b5-1 Proposals (5/20/22)

Dave Lynn is joined by Stan Keller for a discussion of the SEC's proposed amendments to Rule 10b5-1. Topics include:

  • The historical context for Rule 10b5-1 and its relevance to the proposed amendments
  • The potential impact that the amendments could have on the use of Rule 10b5-1
  • Suggested changes to the SEC's approach

 

 

Dave Lynn is Senior Editor of TheCorporateCounsel.net and a Partner at Morrison & Foerster LLP  

Stan Keller is Senior Partner at Locke Lord 

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The views set forth in the podcast are the speakers' personal views and do not necessarily reflect those of the firm with which they are associated.