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Deep Dive with Dave – Keir Gumbs on Proxy Plumbing Progress (1/31/22)

In January 2022, the Operations Subcommittee of the End-to-End Vote Confirmation Working Group announced that it has agreed to provide vote confirmation this proxy season for Fortune 500 annual meetings that are tabulated by members of the Operations Subcommittee and to pilot an early stage vote entitlement reconciliation process for 20 Fortune 500 meetings.

Dave Lynn is joined by Keir Gumbs to discuss:

  • The end-to-end vote confirmation process
  • The vote entitlement reconciliation process
  • The work of the End-to-End Vote Confirmation Working Group this proxy season
  • The significance of this 2022 proxy season project for issuers and investors
  • The next steps beyond the 2022 proxy season



Dave Lynn is Senior Editor of and a Partner at Morrison & Foerster LLP  

Keir Gumbs is a Chief Legal Officer at Broadridge 

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The views set forth in the podcast are the speakers' personal views and do not necessarily reflect those of the firm with which they are associated.