What’s the SEC Chair’s Role? Authority for the SEC’s Commissioners to Act?

Recently, a member asked: “I did a little looking at the statutory or other authority of the SEC’s Chair. I didn’t find very much that describes the role and authority of the chairman. As a practical matter, does the staff treat the Chair as the CEO (boss) and generally do what the Chair says? I … Continue reading What’s the SEC Chair’s Role? Authority for the SEC’s Commissioners to Act?